DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•••••• L•••• L••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 10, 2021 · 11 filings
SEC status approved since Sep 14, 2021
RAUM
$9.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
144
42 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$9.4B as of Mar 31, 2026
Mar 31, 2022$4.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)144 as of Mar 31, 2026
Mar 31, 202210 then
Private funds22 as of Mar 31, 2026
Mar 31, 20228 then
RAUM +23% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $428MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• C•• 2• L•• | Other Private Fund | $670M | 4 | Mar 31, 2022 |
| G••••••• C•• 8• L•• | Other Private Fund | $506M | 4 | Mar 31, 2022 |
| G••••••• C•• 5• L•• | Other Private Fund | $502M | 6 | Mar 31, 2022 |
| G••••••• C•• 9• L•• | Other Private Fund | $453M | 4 | Mar 31, 2022 |
| G••••••• C•• 7• L•• | Other Private Fund | $407M | 1 | Mar 31, 2022 |
| G••••••• C•• 1• L•• | Other Private Fund | $405M | 1 | Mar 29, 2024 |
| G••••••• C•• 6• L•• | Other Private Fund | $405M | 5 | Mar 31, 2022 |
| G••••••• C•• 1• L•• | Other Private Fund | $401M | 1 | Mar 31, 2023 |
| G••••••• C•• 1• L•• | Other Private Fund | $397M | 1 | Mar 29, 2024 |
| G••••••• C•• 4• L•• | Other Private Fund | $393M | 5 | Mar 31, 2022 |
| G••••••• C•• 3• L•• | Other Private Fund | $391M | 3 | Mar 31, 2022 |
| G••••••• C•• 1• L•• | Other Private Fund | $300M | 1 | Mar 29, 2024 |
| G••••••• C•• 1• L•• | Other Private Fund | $13.4M | 3 | Apr 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••• D••••• K•••••• · M••••••controlsince 07/2021 · owns less than 5%
- L•••••••• D••••••• T••• · M••••••controlsince 07/2021 · owns less than 5%
- P•••••• A••••••• F•••• · Chief Operating Officer And Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- P••••• R•••••• J••• · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- R••••••• D•••••• L•••• · M••••••controlsince 07/2021 · owns less than 5%
- C••••• D••••• K•••••• · M••••••controlsince 01/2017 · owns F of K•••••• L•••• I••••••••• M••••••••• L••
- D••••• J••••• G••••• · Chief Executive Officercontrolsince 10/1991 · owns 25% to 50% of Y••• M•••••• H•••••••• L••
- L•••••••• D••••••• T••• · M••••••controlsince 06/2020 · owns F of K•••••• L•••• I••••••••• M••••••••• L••
- P•••••• A••••••• F•••• · M••••••controlsince 11/2017 · owns F of K•••••• L•••• I••••••••• M••••••••• L••
- R••••••• D•••••• L•••• · M••••••controlsince 01/2017 · owns F of K•••••• L•••• I••••••••• M••••••••• L••
- A•••••• R•••••• M••••••• · Ownersince 07/2021 · owns 10% to 25%
- V••••••• W••••••• C•••••• · M••••••since 07/2021 · owns less than 5%
Entity owners
- K•••••• L•••• I••••••••• M••••••••• L•• · Ownerdirect · owns 50% to 75%
- C••••• S••••• M•••••• H••••••• L•••••• · Passive Investorindirect · owns 25% to 50% of Y••• M•••••• H•••••••• L•• · public reporting company
- Y••• M•••••• H•••••••• L•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••• K•••••• L•••• G• S•••••••pooled vehicle sponsorn
- K•••••• L•••• A••••••• ••••••••• S•••investment advisern
- K•••••• L•••• C•••••• H••••••• L••investment advisernRAUM $1.2B
- K•••••• L•••• G• I• L••bankpooled vehicle sponsorn
- K•••••• L•••• G• I•• L••bankpooled vehicle sponsorn
- K•••••• L•••• G• L••bankpooled vehicle sponsorn
- K•••••• L•••• M••••••••• L•investment adviserbanknRAUM $12B
- K•••••• L•••• R••••••••• P••••••• I••••• A••••••• L••investment advisern
- K•••••• L•••• R••••••••• P••••••• I••••• C•••••• G• L••pooled vehicle sponsorn
- K•••••• L•••• U••••••• G• L••bankpooled vehicle sponsorn
- K••• G• L••pooled vehicle sponsorn
Advisers that list K•••••• L•••• L••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 18 to 22Sep 22, 2025 to Mar 31, 2026
- Advisory employees · 44 to 42Sep 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 22Sep 22, 2025 to Mar 31, 2026
- Employees · 119 to 144Sep 22, 2025 to Mar 31, 2026
- Private funds · 17 to 22Sep 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.7B to $9.4BSep 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.7B to $9.4BSep 22, 2025 to Mar 31, 2026
- RAUM · $7.7B to $9.4BSep 22, 2025 to Mar 31, 2026
- Business name · G••••••• A•••••••• L•• to K•••••• L•••• L••• M••••••••• L••Aug 21, 2025 to Sep 22, 2025
- Legal name · G••••••• A•••••••• L•• to K•••••• L•••• L••• M••••••••• L••Aug 21, 2025 to Sep 22, 2025
- Accounts · 13 to 18Feb 14, 2025 to Mar 31, 2025
- Advisory employees · 11 to 44Feb 14, 2025 to Mar 31, 2025
- Pooled vehicle clients · 13 to 18Feb 14, 2025 to Mar 31, 2025
- Employees · 16 to 119Feb 14, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 14, 2025 to Mar 31, 2025
- Private funds · 13 to 17Feb 14, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.2B to $7.7BFeb 14, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $5.2B to $7.7BFeb 14, 2025 to Mar 31, 2025
- RAUM · $5.2B to $7.7BFeb 14, 2025 to Mar 31, 2025
- Related broker-dealer · false to trueApr 26, 2024 to Feb 14, 2025
- Accounts · 12 to 13Mar 29, 2024 to Apr 26, 2024
- Pooled vehicle clients · 12 to 13Mar 29, 2024 to Apr 26, 2024
- Private funds · 12 to 13Mar 29, 2024 to Apr 26, 2024
- Discretionary RAUM · $5.2B to $5.2BMar 29, 2024 to Apr 26, 2024
- Pooled vehicle RAUM · $5.2B to $5.2BMar 29, 2024 to Apr 26, 2024
- RAUM · $5.2B to $5.2BMar 29, 2024 to Apr 26, 2024
- Accounts · 9 to 12Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 10 to 11Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 12Mar 31, 2023 to Mar 29, 2024
- Employees · 13 to 16Mar 31, 2023 to Mar 29, 2024
- Other offices · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Private funds · 9 to 12Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.2B to $5.2BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.2B to $5.2BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.2B to $5.2BMar 31, 2023 to Mar 29, 2024
- Accounts · 8 to 9Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 8 to 10Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 18Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 13Mar 31, 2022 to Mar 31, 2023
- Private funds · 8 to 9Mar 31, 2022 to Mar 31, 2023
Signals
3 dated events
- K•••••• L•••• L••• M••••••••• L•• reported RAUM $7.7B, up 46% from $5.2B (2025-02-14 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- J••• R••••• P•••• (Chief Compliance Officer) appeared on Schedule A of K•••••• L•••• L••• M••••••••• L••Oct 28, 2021 · Control person joined · fact
- G••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••••• L•••• L••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kennedy-lewis-investment-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kennedylewiscapitalcompany.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-782-3480reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026