DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• C••••••• L•••
Latest filing Mar 27, 2026
First filing on the tape Jun 18, 2024 · 5 filings
SEC status approved since Jul 16, 2024
RAUM
$356M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
10
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$356M as of Mar 27, 2026
Mar 25, 2025$197M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 25, 20250 then
Employees (5.A)8 as of Mar 27, 2026
Mar 25, 20255 then
Private funds10 as of Mar 27, 2026
Mar 25, 20255 then
RAUM +81% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +81%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $356M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$356M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $356M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• C•••••• F••• I• L••• | Private Equity Fund | $125M | 2 | Aug 2, 2021 |
| I••• A•• C••••••••• L••• | Private Equity Fund | $95.7M | 20 | Mar 19, 2024 |
| A•••••• C•••••• C•••••••• I• L••• | Private Equity Fund | $12.3M | 6 | Mar 8, 2022 |
| A•••••• C•••••• C•••••••• I•• L• | Private Equity Fund | $5.1M | 6 | Jun 18, 2024 |
| A•••••• C•••••• C•••••••• I••• L• | Private Equity Fund | $3.6M | 6 | Oct 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••• J••• · Partner And Chief Compliance Officercontrolsince 06/2019 · owns 25% to 50%
- C••••••••• P••••• A• · Partnercontrolsince 06/2019 · owns 25% to 50%
- M••••• V••••• J••••••• · Partnercontrolsince 06/2019 · owns 25% to 50%
Entity owners
- A•••••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• C•••••• C•••••••• I• G•• L•pooled vehicle sponsory
- A•••••• C•••••• F••• I• G•• L•pooled vehicle sponsory
- A•••••• C••••••• L••y
- I••• A•• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 27, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 10.0 (+100.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was 0.0% (734 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (734) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $196,665,333 to $355,949,280 (+81.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was +4.0% (1147 comparable advisers, 95.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 10Jul 24, 2025 to Mar 27, 2026
- Advisory employees · 3 to 5Jul 24, 2025 to Mar 27, 2026
- Pooled vehicle clients · 7 to 10Jul 24, 2025 to Mar 27, 2026
- Assets in custody · $197M to $356MJul 24, 2025 to Mar 27, 2026
- Employees · 5 to 8Jul 24, 2025 to Mar 27, 2026
- Private funds · 6 to 10Jul 24, 2025 to Mar 27, 2026
- Discretionary RAUM · $219M to $356MJul 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $219M to $356MJul 24, 2025 to Mar 27, 2026
- RAUM · $219M to $356MJul 24, 2025 to Mar 27, 2026
- Accounts · 6 to 7Mar 25, 2025 to Jul 24, 2025
- Pooled vehicle clients · 6 to 7Mar 25, 2025 to Jul 24, 2025
- Financial planning clients · unset to Mar 25, 2025 to Jul 24, 2025
- Private funds · 5 to 6Mar 25, 2025 to Jul 24, 2025
- Discretionary RAUM · $197M to $219MMar 25, 2025 to Jul 24, 2025
- Pooled vehicle RAUM · $197M to $219MMar 25, 2025 to Jul 24, 2025
- RAUM · $197M to $219MMar 25, 2025 to Jul 24, 2025
- Accounts · 5 to 6Oct 3, 2024 to Mar 25, 2025
- Pooled vehicle clients · 5 to 6Oct 3, 2024 to Mar 25, 2025
- Assets in custody · $277M to $197MOct 3, 2024 to Mar 25, 2025
- Employees · 4 to 5Oct 3, 2024 to Mar 25, 2025
- Discretionary RAUM · $277M to $197MOct 3, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $277M to $197MOct 3, 2024 to Mar 25, 2025
- RAUM · $277M to $197MOct 3, 2024 to Mar 25, 2025
- Related adviser · false to trueOct 3, 2024 to Mar 25, 2025
- Employees · 5 to 4Jun 18, 2024 to Oct 3, 2024
- Private funds · 8 to 5Jun 18, 2024 to Oct 3, 2024
Signals
2 dated events
- A•••••• C••••••• L••• reported RAUM $355.9M, up 63% from $218.7M (2025-07-24 to 2026-03-27)Mar 27, 2026 · ria raum c••••e · derived
- A•••••• C••••••• L••• filed its initial SEC registration (Form ADV)Jun 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- A•••••• C••••••• L••• · Private Equityshared crd · organization
- A•••••• C••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- arkviewcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-623-4643reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026