DFX Intelligence

RIA Intelligence

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V••• W••••• I•••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $400 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$400
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $400
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 316132 · SEC 801-122842 · 14 filingsShow
CRD 316132SEC 801-122842Legal name V••••••••• I•••First filing on the tape Nov 9, 2021, latest Aug 27, 2026SEC status approved since Dec 9, 2021IAPD
RAUM
$400
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$400 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$400 as of Aug 27, 2026
May 6, 2022$0 then
HNW client RAUM$0 as of Aug 27, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)0 as of Aug 27, 2026
May 6, 20220 then
Employees (5.A)2 as of Aug 27, 2026
May 6, 20222 then
Private funds: no history
RAUM n/a over the last fiscal year-86% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$400100%
Individual clients
4reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••••• A•••• · Ceocontrol
        since 07/2021 · owns less than 5%
      • S••••••• S•••••• O• · Ccocontrol
        since 09/2024 · owns less than 5%
      • P•••••••• A•••• · Shareholdercontrol
        since 12/2020 · owns 25% to 50% of V•••• I•••
      Entity owners
      • V•••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 4
        Dec 22, 2025 to Mar 27, 2026
      • Individual clients · 0 to 4
        Dec 22, 2025 to Mar 27, 2026
      • Individual RAUM · $0 to $400
        Dec 22, 2025 to Mar 27, 2026
      • Non-discretionary RAUM · $0 to $400
        Dec 22, 2025 to Mar 27, 2026
      • RAUM · $0 to $400
        Dec 22, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Sep 24, 2024 to Mar 28, 2025
      • HQ city · unset to
        Sep 24, 2024 to Mar 28, 2025
      • HQ state · unset to
        Sep 24, 2024 to Mar 28, 2025
      • Accounts · 1,030 to 0
        Mar 30, 2023 to Mar 30, 2024
      • Individual clients · 1,030 to 0
        Mar 30, 2023 to Mar 30, 2024
      • Discretionary RAUM · $158,227 to $0
        Mar 30, 2023 to Mar 30, 2024
      • Individual RAUM · $158,227 to $0
        Mar 30, 2023 to Mar 30, 2024
      • RAUM · $158,227 to $0
        Mar 30, 2023 to Mar 30, 2024
      • Accounts · 68 to 1,030
        Oct 31, 2022 to Mar 30, 2023
      • Individual clients · 68 to 1,030
        Oct 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $9,445 to $158,227
        Oct 31, 2022 to Mar 30, 2023
      • Individual RAUM · $9,445 to $158,227
        Oct 31, 2022 to Mar 30, 2023
      • RAUM · $9,445 to $158,227
        Oct 31, 2022 to Mar 30, 2023
      • Accounts · 0 to 68
        May 6, 2022 to Oct 31, 2022
      • Charity clients · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Corporate clients · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • HNW clients · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Individual clients · unset to 68.0
        May 6, 2022 to Oct 31, 2022
      • Pension plan clients · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Pooled vehicle clients · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Discretionary RAUM · $0 to $9,445
        May 6, 2022 to Oct 31, 2022
      • HNW RAUM · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Individual RAUM · unset to 9445.0
        May 6, 2022 to Oct 31, 2022
      • Pension RAUM · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • Pooled vehicle RAUM · unset to 0.0
        May 6, 2022 to Oct 31, 2022
      • RAUM · $0 to $9,445
        May 6, 2022 to Oct 31, 2022
      • Legal name · V••• W••••• I••• to V••••••••• I•••
        Nov 9, 2021 to Apr 8, 2022
      Signals
      7 dated events
      • ••• Locked
        Aug 27, 2026 · ria principal change · derived
      • ••• Locked
        Aug 27, 2026 · ria principal change · fact
      • ••• Locked
        Aug 27, 2026 · Control person joined · fact
      • ••• Locked
        Aug 27, 2026 · Control person left · inference
      • ••• Locked
        Sep 24, 2024 · Control person left · inference
      • ••• Locked
        Sep 24, 2024 · Control person joined · fact
      • ••• Locked
        Nov 9, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 27, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 27, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026