DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• I••••••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 27, 2021 · 7 filings
SEC status approved since Sep 27, 2021
RAUM
$278M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$278M as of Mar 31, 2026
Jan 25, 2022$119M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 25, 20220 then
Employees (5.A)4 as of Mar 31, 2026
Jan 25, 20222 then
Private funds11 as of Mar 31, 2026
Jan 25, 202210 then
RAUM -11% over the last fiscal year+5.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$278M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• S• L•• | Real Estate Fund | $120M | 42 | Jan 25, 2022 |
| M•••••• M••••••••• D••••••••• F••• L••• | Real Estate Fund | $40.4M | 4 | Jan 25, 2022 |
| 5••• T••••••• O••••• L•• | Real Estate Fund | $27.5M | 7 | Mar 31, 2023 |
| M•• M•••• H••••••• L•• | Real Estate Fund | $27.3M | 19 | Jan 25, 2022 |
| M•••••• C•••••• I••••• F••• L••• | Real Estate Fund | $24.6M | 2 | Aug 27, 2021 |
| M•••••• S• I••••••••• 2• L•• | Real Estate Fund | $23.8M | 36 | Mar 4, 2024 |
| M•••••• M•• U• L•• | Real Estate Fund | $21.8M | 30 | Jan 25, 2022 |
| M•••••• M•• L•• | Real Estate Fund | $16.6M | 20 | Jan 25, 2022 |
| M•• M•••• I••••••••• L•• | Real Estate Fund | $12.9M | 8 | Jan 25, 2022 |
| M•••••• S• I••••••••• L•• | Real Estate Fund | $10.1M | 6 | Jan 25, 2022 |
| M•• U• I••••• L•• | Real Estate Fund | $6.9M | 14 | Aug 27, 2021 |
| M•• I••••• L•• | Real Estate Fund | $4.5M | 4 | Aug 27, 2021 |
| 5••• T••••••• I••••••••• L•• | Real Estate Fund | $2.3M | 4 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- S••••• A••••••••• A•••••• · M••••••controlsince 06/2021 · owns less than 5%
- V••••• A•••••••• · M•••••• & Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- S••••• A••••••••• A•••••• · Ownercontrolsince 05/2011 · owns 75% or more of M•••• R••••• A••••••••• L••
- V••••• A•••••••• · Ownercontrolsince 12/2013 · owns 50% to 75% of C•••••• I••••••••• L••
- W•••••••• P••••••• · Ownercontrolsince 12/2013 · owns 50% to 75% of C•••••• I••••••••• L••
Entity owners
- C•••••• I••••••••• L•• · Ownerdirect · owns 50% to 75%
- M•••• R••••• A••••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- M•• I••••• M•••••• L••pooled vehicle sponsorn
- M•• M•• L••pooled vehicle sponsorn
- M•• M•••• L••pooled vehicle sponsorn
- M•• S• L••pooled vehicle sponsorn
- M•• T••••••• I••pooled vehicle sponsory
- M•• T••••••• L••pooled vehicle sponsorn
- M•••••• I••••• M•••••• L••pooled vehicle sponsorn
- M•••••• R••••• G••••• L••investment companyn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-25, no on the filing of 2026-03-31peers: ASSET_M••••••, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 9 to 11Mar 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 11Mar 25, 2025 to Mar 31, 2026
- Assets in custody · 310989921.0 to unsetMar 25, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 25, 2025 to Mar 31, 2026
- Employees · 5 to 4Mar 25, 2025 to Mar 31, 2026
- Private funds · 9 to 11Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $311M to $278MMar 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $311M to $278MMar 25, 2025 to Mar 31, 2026
- RAUM · $311M to $278MMar 25, 2025 to Mar 31, 2026
- Accounts · 13 to 9Mar 4, 2024 to Mar 25, 2025
- Pooled vehicle clients · 13 to 9Mar 4, 2024 to Mar 25, 2025
- Assets in custody · $339M to $311MMar 4, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 4, 2024 to Mar 25, 2025
- Private funds · 13 to 9Mar 4, 2024 to Mar 25, 2025
- Discretionary RAUM · $339M to $311MMar 4, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $339M to $311MMar 4, 2024 to Mar 25, 2025
- RAUM · $339M to $311MMar 4, 2024 to Mar 25, 2025
- Accounts · 12 to 13Mar 31, 2023 to Mar 4, 2024
- Pooled vehicle clients · 12 to 13Mar 31, 2023 to Mar 4, 2024
- Assets in custody · $239M to $339MMar 31, 2023 to Mar 4, 2024
- Private funds · 12 to 13Mar 31, 2023 to Mar 4, 2024
- Discretionary RAUM · $239M to $339MMar 31, 2023 to Mar 4, 2024
- Pooled vehicle RAUM · $239M to $339MMar 31, 2023 to Mar 4, 2024
- RAUM · $239M to $339MMar 31, 2023 to Mar 4, 2024
- Accounts · 10 to 12Jan 25, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 12Jan 25, 2022 to Mar 31, 2023
- Assets in custody · $119M to $239MJan 25, 2022 to Mar 31, 2023
- Employees · 2 to 5Jan 25, 2022 to Mar 31, 2023
- Private funds · 10 to 12Jan 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $119M to $239MJan 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $119M to $239MJan 25, 2022 to Mar 31, 2023
- RAUM · $119M to $239MJan 25, 2022 to Mar 31, 2023
- Accounts · 3 to 10Oct 1, 2021 to Jan 25, 2022
- Pooled vehicle clients · 3 to 10Oct 1, 2021 to Jan 25, 2022
- Assets in custody · $10.5M to $119MOct 1, 2021 to Jan 25, 2022
- Private funds · 3 to 10Oct 1, 2021 to Jan 25, 2022
- Discretionary RAUM · $10.5M to $119MOct 1, 2021 to Jan 25, 2022
- Pooled vehicle RAUM · $10.5M to $119MOct 1, 2021 to Jan 25, 2022
- RAUM · $10.5M to $119MOct 1, 2021 to Jan 25, 2022
Signals
2 dated events
- M•••••• I••••••••• A••••••• L•• reported RAUM $239.0M, up 101% from $119.0M (2022-01-25 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- M•••••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-961-1115reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•••••• I••••••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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