DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••••• M••••••••• L••

Former SEC-registered adviserSanta Monica, CaliforniaCRD 316219SEC 801-125928IAPD
Latest filing May 20, 2022
First filing on the tape May 20, 2022 · 2 filings
RAUM
$91.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$91.0M gross assets
History
2 filings and snapshots on the tape
RAUM$91.0M as of May 20, 2022
May 20, 2022$91.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of May 20, 2022
May 20, 20222 then
Employees (5.A)2 as of May 20, 2022
May 20, 20222 then
Private funds1 as of May 20, 2022
May 20, 20222 then
Practice profile
derived from the filing of May 20, 2022; every figure names its basis
RAUM per advisor
$45.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$91.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$91.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••• F••• I• L•••Venture Capital Fund$85.9M138Aug 12, 2021
      P••••• F••• I•• L•Venture Capital Fund$00Mar 8, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • C••• B••••• J• · Managing Membercontrol
        since 03/2021 · owns 50% to 75%
      • Y••• J••••• O••••• · Managing Member & Chief Compliance Officercontrol
        since 06/2021 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • P••••• F••• I• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 1
        May 20, 2022 to May 20, 2022
      Signals
      1 dated events
      • P••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        May 20, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      patron.fundreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026