DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• M••••••••• L•
Latest filing Aug 13, 2026
First filing on the tape Nov 18, 2021 · 9 filings
SEC status approved since Dec 17, 2021
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.5%
$6.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$192M as of Aug 13, 2026
Mar 15, 2022$67.0M then
HNW client RAUM: $6.6M
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Mar 15, 20220 then
Employees (5.A)4 as of Aug 13, 2026
Mar 15, 20223 then
Private funds2 as of Aug 13, 2026
Mar 15, 20223 then
RAUM +99% over the last fiscal year+42% a year over threeIARs 0 to 0offices 0 to 2
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$185M97%
- High-net-worth individuals$6.6M3.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••• M••••••••• P••••••• M••••• F••• L••• | Hedge Fund | $21.2M | 27 | Nov 18, 2021 |
| W••••••• M••••••••• P••••••• L• | Hedge Fund | $19.4M | 22 | Nov 18, 2021 |
| W••••••• M••••••••• P••••••• ••••••• L••• | Hedge Fund | $1.2M | 5 | Nov 18, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M•••• J••••• · Limited Partnercontrolsince 07/2021 · owns 75% or more
- C••••••• M•••• J••••• · Owner, Managing Membercontrolsince 07/2021 · owns 75% or more of W••••••• M••••••••• L••
- W••• T•••••••• P•••••• · Chief Compliance Officersince 07/2021 · owns less than 5%
Entity owners
- W••••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W••••••• M••••••••• P••••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 18, 2025 to Aug 13, 2026
- Advisory employees · 2 to 3Mar 18, 2025 to Aug 13, 2026
- Pooled vehicle clients · 3 to 4Mar 18, 2025 to Aug 13, 2026
- Employees · 3 to 4Mar 18, 2025 to Aug 13, 2026
- HQ city · MIAMI BEACH to Mar 18, 2025 to Aug 13, 2026
- HQ state · FL to Mar 18, 2025 to Aug 13, 2026
- Other offices · 0 to 2Mar 18, 2025 to Aug 13, 2026
- Private funds · 3 to 2Mar 18, 2025 to Aug 13, 2026
- Discretionary RAUM · $111M to $192MMar 18, 2025 to Aug 13, 2026
- HNW RAUM · unset to 6619200.0Mar 18, 2025 to Aug 13, 2026
- Pooled vehicle RAUM · $60.5M to $185MMar 18, 2025 to Aug 13, 2026
- RAUM · $111M to $192MMar 18, 2025 to Aug 13, 2026
- Corporate clients · 1.0 to unsetMar 21, 2024 to Mar 18, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $96.2M to $111MMar 21, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $21.2M to $60.5MMar 21, 2024 to Mar 18, 2025
- RAUM · $96.2M to $111MMar 21, 2024 to Mar 18, 2025
- Advisory employees · 1 to 2Jul 14, 2023 to Mar 21, 2024
- Employees · 2 to 3Jul 14, 2023 to Mar 21, 2024
- HQ city · unset to MIAMI BEACHJul 14, 2023 to Mar 21, 2024
- HQ state · unset to FLJul 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $93.9M to $96.2MJul 14, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $18.9M to $21.2MJul 14, 2023 to Mar 21, 2024
- RAUM · $93.9M to $96.2MJul 14, 2023 to Mar 21, 2024
- Related bank · false to trueJul 14, 2023 to Mar 21, 2024
- Advisory employees · 2 to 1Apr 13, 2022 to Mar 23, 2023
- Employees · 3 to 2Apr 13, 2022 to Mar 23, 2023
- Discretionary RAUM · $93.8M to $93.9MApr 13, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $18.8M to $18.9MApr 13, 2022 to Mar 23, 2023
- RAUM · $93.8M to $93.9MApr 13, 2022 to Mar 23, 2023
- Discretionary RAUM · $67.0M to $93.8MMar 30, 2022 to Apr 13, 2022
- Pooled vehicle RAUM · $17.0M to $18.8MMar 30, 2022 to Apr 13, 2022
- RAUM · $67.0M to $93.8MMar 30, 2022 to Apr 13, 2022
- Accounts · 0 to 4Nov 18, 2021 to Mar 15, 2022
- Discretionary RAUM · $0 to $67.0MNov 18, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $0 to $17.0MNov 18, 2021 to Mar 15, 2022
- RAUM · $0 to $67.0MNov 18, 2021 to Mar 15, 2022
Signals
1 dated events
- W••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 772-304-4901reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026