DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• O•• F•••
Legal name L•••• O•• G••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jul 13, 2023 · 6 filings
SEC status approved since Aug 11, 2023
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$202M as of Mar 27, 2026
Mar 26, 2024$196M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20240 then
Employees (5.A)5 as of Mar 27, 2026
Mar 26, 20245 then
Private funds2 as of Mar 27, 2026
Mar 26, 20242 then
RAUM +7.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $99.5M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$202M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.5M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• O•• O••••• F••• I• L• | Venture Capital Fund | $99.7M | 4 | Feb 15, 2022 |
| L•••• O•• G••••• F••• I• L••• | Venture Capital Fund | $96.7M | 3 | Feb 15, 2022 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• J••••• T•••••• · Managing Membercontrolsince 07/2019 · owns 75% or more
- V••••••••• P••••• T•••• · Chief Compliance Officersince 06/2023 · owns less than 5%
Related persons
Schedule D 7.A
- L•••• O•• G••••• F••• I• G•• L••pooled vehicle sponsorn
- L•••• O•• O••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $84.8M to $99.5MSep 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $180M to $202MSep 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $180M to $202MSep 10, 2025 to Mar 27, 2026
- RAUM · $180M to $202MSep 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $180M to $180MAug 18, 2025 to Sep 10, 2025
- Pooled vehicle RAUM · $180M to $180MAug 18, 2025 to Sep 10, 2025
- RAUM · $180M to $180MAug 18, 2025 to Sep 10, 2025
- Assets in custody · $92.3M to $84.8MMar 28, 2025 to Aug 18, 2025
- Discretionary RAUM · $187M to $180MMar 28, 2025 to Aug 18, 2025
- Pooled vehicle RAUM · $187M to $180MMar 28, 2025 to Aug 18, 2025
- RAUM · $187M to $180MMar 28, 2025 to Aug 18, 2025
- Assets in custody · $96.7M to $92.3MMar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $196M to $187MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $196M to $187MMar 26, 2024 to Mar 28, 2025
- RAUM · $196M to $187MMar 26, 2024 to Mar 28, 2025
- Assets in custody · $109M to $96.7MJul 13, 2023 to Mar 26, 2024
- Private funds · 4 to 2Jul 13, 2023 to Mar 26, 2024
- Discretionary RAUM · $207M to $196MJul 13, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $207M to $196MJul 13, 2023 to Mar 26, 2024
- RAUM · $207M to $196MJul 13, 2023 to Mar 26, 2024
Signals
1 dated events
- L•••• O•• F••• filed its initial SEC registration (Form ADV)Jul 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••• O•• F••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/level-one-fundreportedpublic record, Form ADV, Sep 18, 2026
- Website
- L••••ONEFUND.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-796-7095reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026