DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••••
Legal name S•••••••• C•••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 25, 2021 · 14 filings
SEC status approved since Nov 24, 2021
RAUM
$2.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.3M as of Mar 31, 2026
Mar 24, 2022$93 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 24, 20220 then
Employees (5.A)17 as of Mar 31, 2026
Mar 24, 20224 then
Private funds: no history
RAUM +17% over the last fiscal year+57% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $589derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.3M100%
- Individual clients
- 3,924reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,924reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••••• T•••••• L••••• · Chief Executive Officercontrolsince 07/2021 · owns less than 5%
- R••••••••• T•••••• L••••• · Shareholder/Chief Executive Officercontrolsince 10/2020 · owns 75% or more of S•••••••• C••••••• I•••
- L••• J•••••••• D•••• · Chief Compliance Officersince 10/2021 · owns less than 5%
Entity owners
- S•••••••• C••••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,688 to 3,924Jan 21, 2026 to Mar 31, 2026
- Advisory employees · 1 to 2Jan 21, 2026 to Mar 31, 2026
- Individual clients · 2,688 to 3,924Jan 21, 2026 to Mar 31, 2026
- Employees · 6 to 17Jan 21, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.0M to $2.3MJan 21, 2026 to Mar 31, 2026
- Individual RAUM · $2.0M to $2.3MJan 21, 2026 to Mar 31, 2026
- RAUM · $2.0M to $2.3MJan 21, 2026 to Mar 31, 2026
- Accounts · 2,476 to 2,688Feb 6, 2025 to Apr 21, 2025
- Individual clients · 2,476 to 2,688Feb 6, 2025 to Apr 21, 2025
- Financial planning clients · unset to Feb 6, 2025 to Apr 21, 2025
- Discretionary RAUM · $1.4M to $2.0MFeb 6, 2025 to Apr 21, 2025
- Individual RAUM · $1.4M to $2.0MFeb 6, 2025 to Apr 21, 2025
- RAUM · $1.4M to $2.0MFeb 6, 2025 to Apr 21, 2025
- Accounts · 1,638 to 2,476Apr 1, 2024 to Feb 6, 2025
- Individual clients · 1,638 to 2,476Apr 1, 2024 to Feb 6, 2025
- Discretionary RAUM · $1.5M to $1.4MApr 1, 2024 to Feb 6, 2025
- Individual RAUM · $1.5M to $1.4MApr 1, 2024 to Feb 6, 2025
- RAUM · $1.5M to $1.4MApr 1, 2024 to Feb 6, 2025
- Accounts · 1,555 to 1,638Jan 19, 2024 to Apr 1, 2024
- Individual clients · 1,555 to 1,638Jan 19, 2024 to Apr 1, 2024
- Financial planning clients · 0 to unsetJan 19, 2024 to Apr 1, 2024
- Discretionary RAUM · $601,321 to $1.5MJan 19, 2024 to Apr 1, 2024
- Individual RAUM · $601,321 to $1.5MJan 19, 2024 to Apr 1, 2024
- RAUM · $601,321 to $1.5MJan 19, 2024 to Apr 1, 2024
- RAUM · $93 to $601,321Jan 30, 2023 to Mar 31, 2023
- Accounts · 4 to 1,555Jan 30, 2023 to Mar 31, 2023
- Advisory employees · 2 to 1Jan 30, 2023 to Mar 31, 2023
- Charity clients · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Corporate clients · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- HNW clients · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Individual clients · unset to 1555.0Jan 30, 2023 to Mar 31, 2023
- Pension plan clients · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Pooled vehicle clients · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Employees · 4 to 6Jan 30, 2023 to Mar 31, 2023
- Discretionary RAUM · $93 to $601,321Jan 30, 2023 to Mar 31, 2023
- HNW RAUM · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Individual RAUM · $93 to $601,321Jan 30, 2023 to Mar 31, 2023
- Pension RAUM · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · 0.0 to unsetJan 30, 2023 to Mar 31, 2023
- Accounts · 0 to 4Oct 26, 2021 to Mar 24, 2022
Signals
1 dated events
- Stackwell filed its initial SEC registration (Form ADV)Oct 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stackwellcapital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- stackwellcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (617) 455-4741reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026