DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vista Financial Advisors, LLC

Former SEC-registered adviserNew York, New YorkCRD 316306SEC 801-122832IAPD
Latest filing Apr 5, 2023
First filing on the tape Nov 8, 2021 · 5 filings
RAUM
$11492B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$11492B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$11492B as of Apr 5, 2023
Apr 14, 2022$10B then
HNW client RAUM: $11492B
State-registered IARs (5.B.3)1 as of Apr 5, 2023
Apr 14, 20221 then
Employees (5.A)2 as of Apr 5, 2023
Apr 14, 20222 then
Private funds: no history
RAUM +114819% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 5, 2023; every figure names its basis
RAUM per advisor
$11492BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$359BderivedHNW RAUM over HNW clients
Average account
$359BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+114819%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$11492B100%
Individual clients
n/areported
HNW clients
32reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
32reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • James Summons · Chief Operations Officercontrol
        since 05/2021 · owns 50% to 75%
      • Cedrick Ruben Williams · Chief Executive Officer And Chief Compliance Officercontrol
        since 05/2021 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Bronx, NY1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 32
        Apr 14, 2022 to Apr 5, 2023
      • HNW clients · unset to 32.0
        Apr 14, 2022 to Apr 5, 2023
      • Financial planning clients · 1-10 to 26-50
        Apr 14, 2022 to Apr 5, 2023
      • HQ city · BRONX to NEW YORK
        Apr 14, 2022 to Apr 5, 2023
      • Legal name · SHYA, LLC to VISTA FINANCIAL ADVISORS, LLC
        Apr 14, 2022 to Apr 5, 2023
      • Discretionary RAUM · $0 to $11492B
        Apr 14, 2022 to Apr 5, 2023
      • HNW RAUM · unset to 11491898634658.0
        Apr 14, 2022 to Apr 5, 2023
      • Individual RAUM · 10000000000.0 to unset
        Apr 14, 2022 to Apr 5, 2023
      • Non-discretionary RAUM · $10B to $0
        Apr 14, 2022 to Apr 5, 2023
      • RAUM · $10B to $11492B
        Apr 14, 2022 to Apr 5, 2023
      • Accounts · 0 to 1
        Dec 20, 2021 to Apr 14, 2022
      • Financial planning clients · 0 to 1-10
        Dec 20, 2021 to Apr 14, 2022
      • Individual RAUM · unset to 10000000000.0
        Dec 20, 2021 to Apr 14, 2022
      • Non-discretionary RAUM · $0 to $10B
        Dec 20, 2021 to Apr 14, 2022
      • RAUM · $0 to $10B
        Dec 20, 2021 to Apr 14, 2022
      • Business name · ELG ADVENTURE CAPITAL, LLC to VISTA FINANCIAL ADVISORS, LLC
        Nov 8, 2021 to Dec 13, 2021
      Signals
      2 dated events
      • Vista Financial Advisors, Llc reported RAUM $11.5T, up 114819% from $10.0B (2022-04-14 to 2023-04-05)
        Apr 5, 2023 · RAUM change · derived
      • Elg Adventure Capital, Llc filed its initial SEC registration (Form ADV)
        Nov 8, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026