DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• A••• C•••••• M••••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Jun 29, 2023 · 5 filings
SEC status approved since Aug 1, 2023
RAUM
$619M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$619M as of Jul 27, 2026
Mar 25, 2024$280M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 25, 20240 then
Employees (5.A)15 as of Jul 27, 2026
Mar 25, 202411 then
Private funds3 as of Jul 27, 2026
Mar 25, 20241 then
RAUM +14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $206MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$619M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• A••• C•••••• O••••••••• F••• I• L••• | Private Equity Fund | $280M | 44 | Jan 19, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• N•••••••• D•••• · Co-Managing Member, Co-Ceocontrolsince 03/2021 · owns 50% to 75%
- D• R••••••••• V••••••• F••••••• P•• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- S••••••• C•••• N•••••• · Co-Managing Member, Co-Ceocontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- R•• A••• C•••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-28 and 2026-03-31; the peer median change was 0.0% (490 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (490) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Apr 28, 2025 to Mar 31, 2026
- Advisory employees · 13 to 15Apr 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Apr 28, 2025 to Mar 31, 2026
- Employees · 13 to 15Apr 28, 2025 to Mar 31, 2026
- Private funds · 2 to 3Apr 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $541M to $619MApr 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $541M to $619MApr 28, 2025 to Mar 31, 2026
- RAUM · $541M to $619MApr 28, 2025 to Mar 31, 2026
- Related bank · true to falseApr 28, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 25, 2024 to Apr 28, 2025
- Advisory employees · 11 to 13Mar 25, 2024 to Apr 28, 2025
- Pooled vehicle clients · 1 to 2Mar 25, 2024 to Apr 28, 2025
- Employees · 11 to 13Mar 25, 2024 to Apr 28, 2025
- Financial planning clients · unset to Mar 25, 2024 to Apr 28, 2025
- Private funds · 1 to 2Mar 25, 2024 to Apr 28, 2025
- Discretionary RAUM · $280M to $541MMar 25, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $280M to $541MMar 25, 2024 to Apr 28, 2025
- RAUM · $280M to $541MMar 25, 2024 to Apr 28, 2025
- Related adviser · false to trueMar 25, 2024 to Apr 28, 2025
- Private funds · 2 to 1Jun 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $298M to $280MJun 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $298M to $280MJun 29, 2023 to Mar 25, 2024
- RAUM · $298M to $280MJun 29, 2023 to Mar 25, 2024
- Related bank · false to trueJun 29, 2023 to Mar 25, 2024
Signals
2 dated events
- R•• A••• C•••••• M••••••••• L•• reported RAUM $541.3M, up 93% from $280.3M (2024-03-25 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- R•• A••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•• A••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•• A••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- R•• A••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/red-arts-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- redartscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-678-4251reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026