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Former SEC-registered adviser

G•••••• I•••••

Former SEC-registered adviserNew York, New YorkCRD 316441SEC 801-122317IAPD
Legal name G•••••• I•••••• I•••
Latest filing Mar 19, 2024
First filing on the tape Aug 15, 2021 · 10 filings
RAUM
$14,297
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$14,297 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$14,297 as of Mar 19, 2024
Feb 1, 2022$0 then
HNW client RAUM$1,127 as of Mar 19, 2024
Feb 1, 2022$0 then
State-registered IARs (5.B.3)1 as of Mar 19, 2024
Feb 1, 20221 then
Employees (5.A)5 as of Mar 19, 2024
Feb 1, 20224 then
Private funds: no history
RAUM +220% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2024; every figure names its basis
RAUM per advisor
$14,297derivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1,127derivedHNW RAUM over HNW clients
Average account
$421derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+220%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+127%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$14,300reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$13,17092%
  • High-net-worth individuals$1,1277.9%
Individual clients
33reported
HNW clients
1reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
34reported
Financial planning clients
26-50reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• I••• · Chief Executive Officercontrol
        since 01/2021 · owns 75% or more
      • S•••••• N••• · Chief Compliance Officer
        since 08/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 15 to 34
        Mar 18, 2023 to Mar 19, 2024
      • HNW clients · 0 to 1
        Mar 18, 2023 to Mar 19, 2024
      • Individual clients · 15 to 33
        Mar 18, 2023 to Mar 19, 2024
      • Employees · 4 to 5
        Mar 18, 2023 to Mar 19, 2024
      • Financial planning clients · 0 to 26-50
        Mar 18, 2023 to Mar 19, 2024
      • Discretionary RAUM · $4,465 to $14,297
        Mar 18, 2023 to Mar 19, 2024
      • HNW RAUM · $0 to $1,127
        Mar 18, 2023 to Mar 19, 2024
      • Individual RAUM · $4,465 to $13,170
        Mar 18, 2023 to Mar 19, 2024
      • RAUM · $4,465 to $14,297
        Mar 18, 2023 to Mar 19, 2024
      • Accounts · 0 to 15
        Jul 6, 2022 to Mar 18, 2023
      • Individual clients · 0 to 15
        Jul 6, 2022 to Mar 18, 2023
      • Discretionary RAUM · $0 to $4,465
        Jul 6, 2022 to Mar 18, 2023
      • Individual RAUM · $0 to $4,465
        Jul 6, 2022 to Mar 18, 2023
      • RAUM · $0 to $4,465
        Jul 6, 2022 to Mar 18, 2023
      • Legal name · YEPYES, INC. to G•••••• I•••••• I•••
        Aug 15, 2021 to Aug 31, 2021
      Signals
      2 dated events
      • A••••• J••••• B••••••• (Chief Compliance Officer) no longer on Schedule A of G•••••• I••••• (listed 2023-03-18, absent 2024-03-19)
        Mar 19, 2024 · Control person left · inference
      • G•••••• I••••• filed its initial SEC registration (Form ADV)
        Aug 15, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026