DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••••••• P••••••• L••
Latest filing May 28, 2026
First filing on the tape Jun 30, 2023 · 9 filings
SEC status approved since Jul 28, 2023
RAUM
$237M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$237M as of May 28, 2026
Mar 18, 2024$204M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2026
Mar 18, 20240 then
Employees (5.A)6 as of May 28, 2026
Mar 18, 202410 then
Private funds5 as of May 28, 2026
Mar 18, 20245 then
RAUM +6.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $235M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$237M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $235M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• C•••••• R••• | Austin, Tx | Oct 4, 2023 | 20 y | 0 |
| S•••• W•••••• M•••••••• | Austin, Tx | Oct 4, 2023 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••••• D••• H••••••• L•• | Private Equity Fund | $117M | 34 | Jan 7, 2022 |
| V••••••• A••• H••••••• L•• | Private Equity Fund | $54.6M | 80 | Jan 7, 2022 |
| B••• S•• I••••••• H••••• L•• | Private Equity Fund | $15.7M | 5 | Jun 30, 2023 |
| V••••••• H••• H••••••• L•• | Private Equity Fund | $12.5M | 25 | Jan 7, 2022 |
| V••••••• M•••• H••••••• L•• | Private Equity Fund | $4.1M | 16 | Jan 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• S••••• W•••••• · Co-Ceo And Membercontrolsince 04/2015 · owns 25% to 50%
- R•••• D•••• C•••••• · Co-Ceo And Membercontrolsince 04/2015 · owns 25% to 50%
- H••••• T•••• N•••••• · Chief Compliance Officersince 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 11.0 to 6.0 (-45.0%) between the annual amendments of 2025-03-20 and 2026-03-30; the peer median change was 0.0% (393 comparable advisers, 3.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 3.3% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 5Aug 4, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Aug 4, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 5Aug 4, 2025 to Mar 30, 2026
- Assets in custody · $207M to $235MAug 4, 2025 to Mar 30, 2026
- Employees · 5 to 6Aug 4, 2025 to Mar 30, 2026
- Private funds · 4 to 5Aug 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $207M to $237MAug 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $207M to $237MAug 4, 2025 to Mar 30, 2026
- RAUM · $207M to $237MAug 4, 2025 to Mar 30, 2026
- Accounts · 5 to 4Mar 20, 2025 to May 2, 2025
- Advisory employees · 4 to 5Mar 20, 2025 to May 2, 2025
- Advisory activities · 1 to 2Mar 20, 2025 to May 2, 2025
- Pooled vehicle clients · 5 to 4Mar 20, 2025 to May 2, 2025
- Employees · 11 to 5Mar 20, 2025 to May 2, 2025
- Financial planning clients · 0 to Mar 20, 2025 to May 2, 2025
- Private funds · 5 to 4Mar 20, 2025 to May 2, 2025
- Discretionary RAUM · $222M to $207MMar 20, 2025 to May 2, 2025
- Pooled vehicle RAUM · $222M to $207MMar 20, 2025 to May 2, 2025
- RAUM · $222M to $207MMar 20, 2025 to May 2, 2025
- Assets in custody · $188M to $207MJul 3, 2024 to Mar 20, 2025
- Employees · 10 to 11Jul 3, 2024 to Mar 20, 2025
- Discretionary RAUM · $204M to $222MJul 3, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $204M to $222MJul 3, 2024 to Mar 20, 2025
- RAUM · $204M to $222MJul 3, 2024 to Mar 20, 2025
- Private funds · 10 to 5Jun 30, 2023 to Sep 5, 2023
Signals
2 dated events
- M••• S•••• (Cfo) no longer on Schedule A of V••••••• P••••••• L•• (listed 2024-03-18, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
- V••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V••••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- V••••••• P••••••• L•• · Private Equityshared crd · organization
- V••••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- valterrapartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-469-6465reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026