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Former SEC-registered adviser

B••• A•••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 316500SEC 801-122643IAPD
Latest filing Mar 31, 2023
First filing on the tape Oct 6, 2021 · 7 filings
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$28.2M gross assets
History
7 filings and snapshots on the tape
RAUM$144M as of Mar 31, 2023
Mar 31, 2022$159M then
HNW client RAUM$0 as of Mar 31, 2023
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 31, 20221 then
Employees (5.A)12 as of Mar 31, 2023
Mar 31, 202215 then
Private funds1 as of Mar 31, 2023
Mar 31, 20221 then
RAUM -9.0% over the last fiscal yearIARs 1 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$48.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-9.0%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$29.0M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$144M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$29.0M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••• T••••••••• O••••••••• F••• ••••••• I• L•Venture Capital Fund$28.2M15Mar 4, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• S•••••••• O••••••• · Chief Compliance Officercontrol
        since 11/2022 · owns less than 5%
      • W••••••• B••••• E• · Chief Executive Officercontrol
        since 03/2023 · owns less than 5%
      • Z•••• E••• · Chief Operating Officercontrol
        since 08/2021 · owns less than 5%
      Entity owners
      • B••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 8
        Nov 23, 2022 to Mar 31, 2023
      • Assets in custody · $19.5M to $29.0M
        Nov 23, 2022 to Mar 31, 2023
      • Employees · 15 to 12
        Nov 23, 2022 to Mar 31, 2023
      • State-registered IARs · 1 to 0
        Nov 23, 2022 to Mar 31, 2023
      • Discretionary RAUM · $159M to $144M
        Nov 23, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $159M to $144M
        Nov 23, 2022 to Mar 31, 2023
      • RAUM · $159M to $144M
        Nov 23, 2022 to Mar 31, 2023
      • Advisory employees · 2 to 10
        Mar 4, 2022 to Mar 31, 2022
      • BD registered reps · 5 to 6
        Mar 4, 2022 to Mar 31, 2022
      • Assets in custody · $19.4M to $19.5M
        Mar 4, 2022 to Mar 31, 2022
      • Employees · 14 to 15
        Mar 4, 2022 to Mar 31, 2022
      • State-registered IARs · 0 to 1
        Mar 4, 2022 to Mar 31, 2022
      • Discretionary RAUM · $139M to $159M
        Mar 4, 2022 to Mar 31, 2022
      • Pooled vehicle RAUM · $139M to $159M
        Mar 4, 2022 to Mar 31, 2022
      • RAUM · $139M to $159M
        Mar 4, 2022 to Mar 31, 2022
      • Accounts · 0 to 3
        Nov 18, 2021 to Mar 4, 2022
      • Pooled vehicle clients · 0 to 3
        Nov 18, 2021 to Mar 4, 2022
      • Assets in custody · unset to 19374550.0
        Nov 18, 2021 to Mar 4, 2022
      • Custody of client assets · false to true
        Nov 18, 2021 to Mar 4, 2022
      • Private funds · unset to 1
        Nov 18, 2021 to Mar 4, 2022
      • Discretionary RAUM · $0 to $139M
        Nov 18, 2021 to Mar 4, 2022
      • Pooled vehicle RAUM · $0 to $139M
        Nov 18, 2021 to Mar 4, 2022
      • RAUM · $0 to $139M
        Nov 18, 2021 to Mar 4, 2022
      • Business name · B••• A•••••• L•• to B••• A•••• M••••••••• L••
        Oct 6, 2021 to Nov 8, 2021
      • Legal name · B••• A•••••• L•• to B••• A•••• M••••••••• L••
        Oct 6, 2021 to Nov 8, 2021
      Signals
      5 dated events
      • Bin-Lun Benjamin Wu (Chief Executive Officer) no longer on Schedule A of B••• A•••• M••••••••• L•• (listed 2022-11-23, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • E Bruce Wallace (Chief Executive Officer) appeared on Schedule A of B••• A•••• M••••••••• L••
        Mar 31, 2023 · Control person joined · fact
      • Antonio Nicholas Passarelli (Chief Compliance Officer) no longer on Schedule A of B••• A•••• M••••••••• L•• (listed 2022-03-31, absent 2022-11-23)
        Nov 23, 2022 · Control person left · inference
      • Obonetta Shinnell Aregbesola (Chief Compliance Officer) appeared on Schedule A of B••• A•••• M••••••••• L••
        Nov 23, 2022 · Control person joined · fact
      • B••• A•••••• L•• filed its initial SEC registration (Form ADV)
        Oct 6, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026