DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

K•••••••• C•••••• M•••••••••

Asset manager (funds and pooled vehicles)Las Vegas, NevadaCRD 316562SEC 801-122509website IAPD

Legal name K•••••••• C•••••• M••••••••• L••

Latest filing Mar 30, 2026

First filing on the tape Sep 17, 2021 · 11 filings

SEC status approved since Oct 19, 2021

RAUM

$5.5M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$5.5M as of Mar 30, 2026

Feb 14, 2022$1.8M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Feb 14, 20220 then

Employees (5.A)2 as of Mar 30, 2026

Feb 14, 20224 then

Private funds1 as of Mar 29, 2024

Mar 31, 20231 then

RAUM +124% over the last fiscal year+44% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +124%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$5.5M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K•••••••• P••••••• I••••• F•••• L•••	Hedge Fund	$0	0	Mar 31, 2023

Owners and control persons

Schedule A and B, latest filing

F•••••• J••••• J••••• · Chief Executive Officercontrol
since 04/2023 · owns less than 5%
P•••• J•••• A•••• · Ownercontrol
since 07/2021 · owns 75% or more
C••••••••• K••••• M•••••• · Chief Compliance Officer
since 11/2023 · owns less than 5%

Related persons

Schedule D 7.A

K•••••••• P•• G•• L••
pooled vehicle sponsory
K•••••••• R••••• C••••••
investment companyn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 3 to 2
Oct 14, 2025 to Mar 30, 2026
Employees · 3 to 2
Oct 14, 2025 to Mar 30, 2026
Discretionary RAUM · $2.5M to $5.5M
Oct 14, 2025 to Mar 30, 2026
RAUM · $2.5M to $5.5M
Oct 14, 2025 to Mar 30, 2026
Accounts · 3 to 2
Mar 29, 2024 to Mar 25, 2025
Advisory activities · 4 to 1
Mar 29, 2024 to Mar 25, 2025
Pooled vehicle clients · 1.0 to unset
Mar 29, 2024 to Mar 25, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 25, 2025
Private funds · 1 to unset
Mar 29, 2024 to Mar 25, 2025
Discretionary RAUM · $2.2M to $2.5M
Mar 29, 2024 to Mar 25, 2025
Pooled vehicle RAUM · 0.0 to unset
Mar 29, 2024 to Mar 25, 2025
RAUM · $2.2M to $2.5M
Mar 29, 2024 to Mar 25, 2025
Accounts · 2 to 3
Nov 30, 2023 to Mar 29, 2024
Assets in custody · 0.0 to unset
Nov 30, 2023 to Mar 29, 2024
Custody of client assets · true to false
Nov 30, 2023 to Mar 29, 2024
Discretionary RAUM · $1.1M to $2.2M
Nov 30, 2023 to Mar 29, 2024
RAUM · $1.1M to $2.2M
Nov 30, 2023 to Mar 29, 2024
Advisory employees · 4 to 3
Mar 31, 2023 to Jun 9, 2023
Advisory activities · 2 to 4
Mar 31, 2023 to Jun 9, 2023
Employees · 4 to 3
Mar 31, 2023 to Jun 9, 2023
HQ city · PHOENIX to LAS VEGAS
Mar 31, 2023 to Jun 9, 2023
HQ state · AZ to NV
Mar 31, 2023 to Jun 9, 2023
Other offices · 1 to 0
Mar 31, 2023 to Jun 9, 2023
Discretionary RAUM · $1.8M to $1.1M
Mar 31, 2023 to Jun 9, 2023
RAUM · $1.8M to $1.1M
Mar 31, 2023 to Jun 9, 2023
Accounts · 1 to 2
Feb 14, 2022 to Mar 31, 2023
Advisory activities · 1 to 2
Feb 14, 2022 to Mar 31, 2023
Pooled vehicle clients · unset to 1.0
Feb 14, 2022 to Mar 31, 2023
Assets in custody · unset to 0.0
Feb 14, 2022 to Mar 31, 2023
Custody of client assets · false to true
Feb 14, 2022 to Mar 31, 2023
Private funds · unset to 1
Feb 14, 2022 to Mar 31, 2023
Pooled vehicle RAUM · unset to 0.0
Feb 14, 2022 to Mar 31, 2023
Accounts · 0 to 1
Sep 17, 2021 to Feb 14, 2022
HQ city · LAS VEGAS to PHOENIX
Sep 17, 2021 to Feb 14, 2022
HQ state · NV to AZ
Sep 17, 2021 to Feb 14, 2022
Other offices · 0 to 1
Sep 17, 2021 to Feb 14, 2022
Discretionary RAUM · $0 to $1.8M
Sep 17, 2021 to Feb 14, 2022
RAUM · $0 to $1.8M
Sep 17, 2021 to Feb 14, 2022

Signals

3 dated events

Joseph James Fowler (Chief Compliance Officer) appeared on Schedule A of K•••••••• C•••••• M•••••••••
Jun 9, 2023 · Control person joined · fact
James Daniel Mercer (Executive Managing Director & Chief Compliance Officer) no longer on Schedule A of K•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-06-09)
Jun 9, 2023 · Control person left · inference
K•••••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
Sep 17, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/kingsbarn-capital-managementreportedpublic record, Form ADV, Sep 21, 2026
Website: k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 702-483-3139reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026