DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• C•••••• M••••••••• U• L••
Latest filing Jul 15, 2026
First filing on the tape Dec 15, 2025 · 3 filings
SEC status approved since Feb 12, 2026
RAUM
$37B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
236
85 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
35
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$37B as of Jul 15, 2026
Dec 15, 2025$35B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Dec 15, 20250 then
Employees (5.A)236 as of Jul 15, 2026
Dec 15, 2025213 then
Private funds35 as of Jul 15, 2026
Dec 15, 202533 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $646MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$25B67%
- Sovereign wealth funds$12B33%
- Charitable organizations$167M0.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 57reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.67 institutional_share=0.33 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- A•••• K•••••• A•••• A••• M•••• · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- B•••••••• H•••• A•••• · Ceo, Managing Directorcontrolsince 03/2019 · owns less than 5%
- C•••••• R•••••• W•••• · General Counselcontrolsince 04/2021 · owns less than 5%
- E••••••• O•••• M•••••• · President And Chief Investment Officer, Credit & S••••••••controlsince 07/2026 · owns less than 5%
- F•••••••• O••••• P•••• · President And Chief Investment Officer, P•••••• Equitycontrolsince 07/2026 · owns less than 5%
- G•••••• A••••• · Partner, P•••••• Equitycontrolsince 12/2025 · owns less than 5%
- K••••• B••••• A••••• · General Counsel (E•••••)controlsince 03/2019 · owns less than 5%
- S•••••• A•• · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
Entity owners
- M•• C•••••• P••••••• U• M••••• · M•••••direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 56 to 57Mar 31, 2026 to Jul 15, 2026
- Pooled vehicle clients · 52 to 53Mar 31, 2026 to Jul 15, 2026
- Private funds · 34 to 35Mar 31, 2026 to Jul 15, 2026
- Discretionary RAUM · $36B to $37BMar 31, 2026 to Jul 15, 2026
- Pooled vehicle RAUM · $24B to $25BMar 31, 2026 to Jul 15, 2026
- RAUM · $36B to $37BMar 31, 2026 to Jul 15, 2026
- Accounts · 51 to 56Dec 15, 2025 to Mar 31, 2026
- Advisory employees · 78 to 85Dec 15, 2025 to Mar 31, 2026
- Pooled vehicle clients · 47 to 52Dec 15, 2025 to Mar 31, 2026
- Employees · 213 to 236Dec 15, 2025 to Mar 31, 2026
- Private funds · 33 to 34Dec 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $35B to $36BDec 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $35.0M to $37.6MDec 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30B to $24BDec 15, 2025 to Mar 31, 2026
- RAUM · $35B to $36BDec 15, 2025 to Mar 31, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- M•• C•••••• M••••••••• U• L•• · Private Equityshared crd · organization
- M•• C•••••• M••••••••• U• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mubadala-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mubadalacapital.ae/alternative-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 (0) 203 909-4610reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026