DFX Intelligence
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B••••••• W••••• M•••••••••
Independent wealth manager, based in Reston, Virginia, reporting $212M of regulatory assets across 2 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $212M
- Advisors
- 2
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +35%
- Private clients
- 86% of RAUM, $181M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $157MRAUM now $212M
- RAUM (Item 5.F) 212012187Peer median 0.152187099898764
- Contact points 8
Every filed figure, and the identifiersCRD 316629 · SEC 801-122567 · 14 filingsShowHide
CRD 316629SEC 801-122567Legal name B••••••• W••••• M••••••••• L••First filing on the tape Sep 27, 2021, latest Aug 10, 2026SEC status approved since Oct 27, 2021IAPD
RAUM
$212M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
86%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$212M as of Aug 10, 2026
Mar 2, 2022$120M then
HNW client RAUM$159M as of Aug 10, 2026
Mar 2, 2022$79.2M then
State-registered IARs (5.B.3)2 as of Aug 10, 2026
Mar 2, 20221 then
Employees (5.A)4 as of Aug 10, 2026
Mar 2, 20224 then
Private funds: no history
RAUM +35% over the last fiscal year+25% a year over threeIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $448,229derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $55.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M75%
- Pension and profit-sharing plans$26.5M12%
- Individuals$21.9M10%
- Charitable organizations$4.2M2.0%
- Individual clients
- 54reported
- HNW clients
- 110reported
- Pension plan clients
- 19reported
- Charitable clients
- 2reported
- Accounts
- 473reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $13.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••••• B••••••• | Reston, Va | Jan 30, 2022 | 23 y | 1 |
| G•••• C•••Certified Financial Planner | Reston, Va | Feb 28, 2023 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••• C••• from L•• F•••••••• L••Feb 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- M•••••• S•••••• B••••••• from L•• F•••••••• L••Jan 30, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• S•••••• · Managing Member And Chief Compliance Officercontrolsince 09/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reston, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $157,319,802 to $212,012,187 (+35.0%) between the annual amendments of 2025-03-23 and 2026-03-19; the peer median change was +15.0% (4548 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,548) · 90% percentile
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 19, 2026 to Aug 10, 2026
- Accounts · 417 to 473Mar 23, 2025 to Mar 19, 2026
- HNW clients · 49 to 110Mar 23, 2025 to Mar 19, 2026
- Individual clients · 109 to 54Mar 23, 2025 to Mar 19, 2026
- Pension plan clients · 14 to 19Mar 23, 2025 to Mar 19, 2026
- Discretionary RAUM · $139M to $186MMar 23, 2025 to Mar 19, 2026
- HNW RAUM · $101M to $159MMar 23, 2025 to Mar 19, 2026
- Individual RAUM · $35.8M to $21.9MMar 23, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $18.1M to $26.5MMar 23, 2025 to Mar 19, 2026
- Pension RAUM · $18.1M to $26.5MMar 23, 2025 to Mar 19, 2026
- RAUM · $157M to $212MMar 23, 2025 to Mar 19, 2026
- Wrap assets (manager) · $14.1M to $13.5MMar 23, 2025 to Mar 19, 2026
- Accounts · 402 to 417Feb 27, 2024 to Mar 23, 2025
- HNW clients · 43 to 49Feb 27, 2024 to Mar 23, 2025
- Individual clients · 117 to 109Feb 27, 2024 to Mar 23, 2025
- Pension plan clients · 11 to 14Feb 27, 2024 to Mar 23, 2025
- Financial planning clients · 1-10 to 1-10Feb 27, 2024 to Mar 23, 2025
- Discretionary RAUM · $124M to $139MFeb 27, 2024 to Mar 23, 2025
- HNW RAUM · $86.7M to $101MFeb 27, 2024 to Mar 23, 2025
- Individual RAUM · $34.7M to $35.8MFeb 27, 2024 to Mar 23, 2025
- Non-discretionary RAUM · $13.0M to $18.1MFeb 27, 2024 to Mar 23, 2025
- Pension RAUM · $13.0M to $18.1MFeb 27, 2024 to Mar 23, 2025
- RAUM · $137M to $157MFeb 27, 2024 to Mar 23, 2025
- Wrap assets (manager) · $14.2M to $14.1MFeb 27, 2024 to Mar 23, 2025
- Accounts · 386 to 402Mar 21, 2023 to Feb 27, 2024
- Charity clients · 0 to 2Mar 21, 2023 to Feb 27, 2024
- HNW clients · 41 to 43Mar 21, 2023 to Feb 27, 2024
- Pension plan clients · 10 to 11Mar 21, 2023 to Feb 27, 2024
- Insurance-licensed employees · 1 to 0Mar 21, 2023 to Feb 27, 2024
- Discretionary RAUM · $98.1M to $124MMar 21, 2023 to Feb 27, 2024
- HNW RAUM · $68.9M to $86.7MMar 21, 2023 to Feb 27, 2024
- Individual RAUM · $29.2M to $34.7MMar 21, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $10.7M to $13.0MMar 21, 2023 to Feb 27, 2024
- Pension RAUM · $10.7M to $13.0MMar 21, 2023 to Feb 27, 2024
- RAUM · $109M to $137MMar 21, 2023 to Feb 27, 2024
- Wrap assets (manager) · $14.5M to $14.2MMar 21, 2023 to Feb 27, 2024
- Accounts · 358 to 386Nov 21, 2022 to Mar 2, 2023
- Advisory employees · 1 to 2Nov 21, 2022 to Mar 2, 2023
- BD registered reps · 1 to 2Nov 21, 2022 to Mar 2, 2023
- HNW clients · 55 to 41Nov 21, 2022 to Mar 2, 2023
Signals
1 dated events
- ••• LockedSep 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Aug 10, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Aug 10, 2026
- Contact form
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026