DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••• C••••••
Legal name A••••• C•••••• M••••••••• L••
Latest filing Dec 6, 2022
First filing on the tape Oct 6, 2021 · 10 filings
RAUM
$16.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$16.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$16.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$16.4M as of Dec 6, 2022
Oct 6, 2021$0 then
HNW client RAUM$14.5M as of Dec 6, 2022
Oct 6, 2021$0 then
State-registered IARs (5.B.3)1 as of Dec 6, 2022
Oct 6, 20210 then
Employees (5.A)1 as of Dec 6, 2022
Oct 6, 20212 then
Private funds1 as of Apr 14, 2022
Oct 6, 20211 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 6, 2022; every figure names its basis
- RAUM per advisor
- $16.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $546,667derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$14.5M88%
- Individuals$1.9M12%
- Individual clients
- 8reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 30reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• C•••• | Windermere, Fl | Dec 6, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••••• A••••••• M•••••••• to M•••••••• W••••• M••••••••• L••Oct 4, 2022 · Other
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C•••••• P•••••••• L• | Hedge Fund | $500,000 | 2 | Oct 6, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••• T••••••• N•• · Managing Member/Ceo/Cio/Ccocontrolsince 07/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Oct 5, 2022 to Oct 12, 2022
- Employees · 2 to 1Oct 5, 2022 to Oct 12, 2022
- State-registered IARs · 2 to 1Oct 5, 2022 to Oct 12, 2022
- Accounts · 20 to 30Aug 16, 2022 to Aug 18, 2022
- HNW clients · 3 to 5Aug 16, 2022 to Aug 18, 2022
- Individual clients · 2 to 8Aug 16, 2022 to Aug 18, 2022
- Legal name · A••••• C•••••• M••••••••• L• to A••••• C•••••• MANAGEMENT LLCAug 16, 2022 to Aug 18, 2022
- Discretionary RAUM · $14.5M to $16.4MAug 16, 2022 to Aug 18, 2022
- HNW RAUM · $13.7M to $14.5MAug 16, 2022 to Aug 18, 2022
- Individual RAUM · $812,000 to $1.9MAug 16, 2022 to Aug 18, 2022
- RAUM · $14.5M to $16.4MAug 16, 2022 to Aug 18, 2022
- Succession · true to falseAug 16, 2022 to Aug 18, 2022
- Assets in custody · 14502000.0 to unsetJul 6, 2022 to Aug 16, 2022
- Custody of client assets · true to falseJul 6, 2022 to Aug 16, 2022
- Organization form · Limited Partnership to Limited Liability CompanyJul 6, 2022 to Aug 16, 2022
- Succession · false to trueJul 6, 2022 to Aug 16, 2022
- Accounts · 1 to 20Apr 14, 2022 to May 26, 2022
- Advisory activities · 2 to 1Apr 14, 2022 to May 26, 2022
- HNW clients · 0 to 3Apr 14, 2022 to May 26, 2022
- Individual clients · 0 to 2Apr 14, 2022 to May 26, 2022
- Pooled vehicle clients · 1 to 0Apr 14, 2022 to May 26, 2022
- Assets in custody · unset to 14502000.0Apr 14, 2022 to May 26, 2022
- Custody of client assets · false to trueApr 14, 2022 to May 26, 2022
- Financial planning clients · unset to 1-10Apr 14, 2022 to May 26, 2022
- Private funds · 1 to unsetApr 14, 2022 to May 26, 2022
- Discretionary RAUM · $500,000 to $14.5MApr 14, 2022 to May 26, 2022
- HNW RAUM · $0 to $13.7MApr 14, 2022 to May 26, 2022
- Individual RAUM · $0 to $812,000Apr 14, 2022 to May 26, 2022
- Pooled vehicle RAUM · $500,000 to $0Apr 14, 2022 to May 26, 2022
- RAUM · $500,000 to $14.5MApr 14, 2022 to May 26, 2022
- Accounts · 0 to 1Oct 6, 2021 to Mar 15, 2022
- BD registered reps · 1 to 0Oct 6, 2021 to Mar 15, 2022
- Business name · A••••• C•••••• M••••••••• L• to A••••• C••••••Oct 6, 2021 to Mar 15, 2022
- State-registered IARs · 0 to 2Oct 6, 2021 to Mar 15, 2022
- Discretionary RAUM · $0 to $500,000Oct 6, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $0 to $500,000Oct 6, 2021 to Mar 15, 2022
- RAUM · $0 to $500,000Oct 6, 2021 to Mar 15, 2022
Signals
4 dated events
- A••••••• E••••• M•••••••• (Managing Member) no longer on Schedule A of A••••• C•••••• (listed 2022-08-18, absent 2022-10-05)Oct 5, 2022 · Control person left · inference
- E••••• A••••••• M•••••••• left A••••• C•••••• for M•••••••• W••••• M••••••••• L•• (registered 2022-03-11)Oct 4, 2022 · Advisor changed firm · fact
- A••••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 16, 2022 · Succession (Item 4) · fact
- A••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Oct 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/altior-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- altior.capitalreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026