DFX Intelligence
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SEC-registered adviser
G••••••• G••••• I••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Sep 20, 2021 · 10 filings
SEC status approved since Aug 1, 2023
RAUM
$322M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$322M as of Mar 26, 2026
Mar 20, 2024$176M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 20, 20240 then
Employees (5.A)7 as of Mar 26, 2026
Mar 20, 20246 then
Private funds4 as of Mar 26, 2026
Mar 20, 20242 then
RAUM +24% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$322M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• L••• B••••• M••••• F••• L• | Hedge Fund | $97.8M | 24 | Apr 12, 2022 |
| G••••••• P• F••• L• | Private Equity Fund | $63.5M | 24 | Apr 12, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• C••••• D•••• · Limited Partner, Ceo, Ciocontrolsince 06/2021 · owns 75% or more
- G•••••• C••••• D•••• · Managing Member And Membercontrolsince 06/2021 · owns 75% or more of G••••••• G••••• I••••••••• G• L••
- K••••••••• M••••••• J••••• · Cco & Coosince 03/2024 · owns less than 5%
Entity owners
- G••••••• G••••• I••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G••••••• L••• B••••• G• L••pooled vehicle sponsorn
- G••••••• P• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 7May 15, 2025 to Mar 26, 2026
- Pooled vehicle clients · 6 to 7May 15, 2025 to Mar 26, 2026
- Private funds · 3 to 4May 15, 2025 to Mar 26, 2026
- Discretionary RAUM · $259M to $322MMay 15, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $259M to $322MMay 15, 2025 to Mar 26, 2026
- RAUM · $259M to $322MMay 15, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 25, 2025 to May 15, 2025
- Accounts · 5 to 6Mar 20, 2024 to Mar 25, 2025
- Advisory employees · 4 to 5Mar 20, 2024 to Mar 25, 2025
- Pooled vehicle clients · 5 to 6Mar 20, 2024 to Mar 25, 2025
- Employees · 6 to 7Mar 20, 2024 to Mar 25, 2025
- Private funds · 2 to 3Mar 20, 2024 to Mar 25, 2025
- Discretionary RAUM · $176M to $259MMar 20, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $176M to $259MMar 20, 2024 to Mar 25, 2025
- RAUM · $176M to $259MMar 20, 2024 to Mar 25, 2025
- Discretionary RAUM · $192M to $176MJul 28, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $192M to $176MJul 28, 2023 to Mar 20, 2024
- RAUM · $192M to $176MJul 28, 2023 to Mar 20, 2024
- Accounts · 0 to 5Sep 20, 2021 to Jun 28, 2023
- Advisory employees · 1 to 4Sep 20, 2021 to Jun 28, 2023
- Pooled vehicle clients · unset to 5.0Sep 20, 2021 to Jun 28, 2023
- Employees · 1 to 6Sep 20, 2021 to Jun 28, 2023
- Private funds · unset to 4Sep 20, 2021 to Jun 28, 2023
- Discretionary RAUM · $0 to $192MSep 20, 2021 to Jun 28, 2023
- Pooled vehicle RAUM · unset to 191563362.0Sep 20, 2021 to Jun 28, 2023
- RAUM · $0 to $192MSep 20, 2021 to Jun 28, 2023
- Private funds · 4 to 2Jun 28, 2023 to Jun 28, 2023
Signals
3 dated events
- Victoria Roxanne Bongiovanni-Blasucci (Chief Compliance Officer And Coo) no longer on Schedule A of G••••••• G••••• I••••••••• L• (listed 2023-07-10, absent 2023-07-28)Jul 28, 2023 · Control person left · inference
- Victoria Roxanne Bongiovanni-Blasucci (Chief Compliance Officer And Coo) appeared on Schedule A of G••••••• G••••• I••••••••• L•Jun 28, 2023 · Control person joined · fact
- G••••••• G••••• I••••••••• L• filed its initial SEC registration (Form ADV)Sep 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••• G••••• I••••••••• L• · Independent Sponsorsshared crd · capital_provider
- G••••••• G••••• I••••••••• L• · Private Equityshared crd · organization
- G••••••• G••••• I••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 213-304-6199reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026