DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• M••••••••• C•••••• L••
Latest filing May 5, 2026
First filing on the tape Sep 15, 2021 · 20 filings
SEC status approved since Oct 20, 2021
RAUM
$622M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$622M as of May 5, 2026
Mar 11, 2022$480M then
HNW client RAUM$0 as of May 5, 2026
Mar 11, 2022$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 11, 20220 then
Employees (5.A)11 as of May 5, 2026
Mar 11, 20227 then
Private funds4 as of May 5, 2026
Mar 26, 20242 then
RAUM -19% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $69.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $298M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$325M52%
- Pooled investment vehicles$298M48%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $298M for 4 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.48 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• A•• A••••••••• L• | Private Equity Fund | $341M | 13 | Nov 28, 2023 |
| F•••••• E•••••• I••••••• O••••••• F••• I• L• | Private Equity Fund | $54.0M | 13 | Mar 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• N•••••••• K•••• · Ceocontrolsince 09/2021 · owns less than 5%
- S••••••••• N•••••••• K•••• · Managercontrolsince 10/2021 · owns F of N•• F••••• L••
- V•••••••• S•••••• · Trusteecontrolsince 09/2022 · owns F of N•• F••••• T••••
- F••••• D•••••• C••••• · Ccosince 09/2021 · owns less than 5%
Entity owners
- M•••••••• G•••• L•• · Ownerdirect · owns 75% or more
- N•• F••••• L•• · Ownerindirect · owns 75% or more of M•••••••• G•••• L••
- N•• F••••• T•••• · Ownerindirect · owns F of N•• F••••• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Apr 1, 2026institutional share of RAUM moved from 29.0% to 52.0% between the annual amendments of 2025-03-31 and 2026-04-01peers: other advisers, $500M to $1B (95)
What changed
consecutive filings, newest first
- Accounts · 4 to 9Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 8Mar 31, 2025 to Mar 31, 2026
- Corporate clients · unset to 5.0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $550M to $298MMar 31, 2025 to Mar 31, 2026
- Employees · 7 to 11Mar 31, 2025 to Mar 31, 2026
- Private funds · 3 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $772M to $622MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $550M to $298MMar 31, 2025 to Mar 31, 2026
- RAUM · $772M to $622MMar 31, 2025 to Mar 31, 2026
- Accounts · 3 to 4Oct 14, 2024 to Mar 31, 2025
- Corporate clients · 0.0 to unsetOct 14, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 3Oct 14, 2024 to Mar 31, 2025
- Assets in custody · unset to 549971121.0Oct 14, 2024 to Mar 31, 2025
- Custody of client assets · false to trueOct 14, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 14, 2024 to Mar 31, 2025
- HQ city · unset to Oct 14, 2024 to Mar 31, 2025
- HQ state · unset to Oct 14, 2024 to Mar 31, 2025
- Private funds · 2 to 3Oct 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $809M to $772MOct 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $395M to $550MOct 14, 2024 to Mar 31, 2025
- RAUM · $809M to $772MOct 14, 2024 to Mar 31, 2025
- Accounts · 1 to 3Nov 28, 2023 to Mar 26, 2024
- Advisory activities · 3 to 2Nov 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 0 to 2Nov 28, 2023 to Mar 26, 2024
- Private funds · 1 to 2Nov 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $290M to $809MNov 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $0 to $395MNov 28, 2023 to Mar 26, 2024
- RAUM · $290M to $809MNov 28, 2023 to Mar 26, 2024
- Advisory activities · 2 to 3Jul 25, 2023 to Nov 28, 2023
- Private funds · unset to 1Jul 25, 2023 to Nov 28, 2023
- Financial planning clients · 0 to unsetJan 25, 2023 to Mar 28, 2023
- Discretionary RAUM · $480M to $290MJan 25, 2023 to Mar 28, 2023
- RAUM · $480M to $290MJan 25, 2023 to Mar 28, 2023
- Business name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• C•••••• L••Jul 19, 2022 to Jan 25, 2023
- Legal name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• C•••••• L••Jul 19, 2022 to Jan 25, 2023
- Accounts · 0 to 1Oct 28, 2021 to Mar 11, 2022
- Business name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• L••Oct 28, 2021 to Mar 11, 2022
- Legal name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• L••Oct 28, 2021 to Mar 11, 2022
- Discretionary RAUM · $0 to $480MOct 28, 2021 to Mar 11, 2022
Signals
4 dated events
- M•••••••• M••••••••• C•••••• L•• reported RAUM $809.1M, up 179% from $290.5M (2023-11-28 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- M•••••••• M••••••••• C•••••• L•• reported RAUM $290.5M, down 39% from $480.0M (2023-01-25 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- S•••••• V••••••• (Trustee) appeared on Schedule A of M•••••••• M••••••••• C•••••• L••Mar 28, 2023 · Control person joined · fact
- M•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•••••••• M••••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fernweh-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 669-699-6167reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026