DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• H••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 25, 2022 · 8 filings
SEC status approved since Apr 22, 2022
RAUM
$518M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$518M as of Mar 31, 2026
Mar 28, 2023$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20230 then
Employees (5.A)6 as of Mar 31, 2026
Mar 28, 20235 then
Private funds5 as of Mar 31, 2026
Mar 28, 20234 then
RAUM +9.2% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $518M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$518M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $518M for 5 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• I••••••• G•••• L••• | Private Equity Fund | $157M | 19 | Mar 25, 2022 |
| H•• S•• L• | Private Equity Fund | $86.1M | 10 | Mar 25, 2022 |
| H• F••••• P•••••• L••no longer reported | Private Equity Fund | $77.0M | 14 | Mar 25, 2022 |
| H••••••••• L• | Private Equity Fund | $73.5M | 9 | Mar 25, 2022 |
| H•••••• L• | Private Equity Fund | $42.0M | 14 | Mar 26, 2024 |
| H• C•••••••• A••••••••• L•• | Private Equity Fund | $20.4M | 6 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- P••••••••• J••••• T••••• · Partner / Chief Compliance Officercontrolsince 08/2018 · owns 10% to 25%
- R••••• E•••• J•• · Managing Partnercontrolsince 08/2018 · owns 50% to 75%
- S••••••••• R••••••• L•••• · Director Of Operationscontrolsince 05/2018 · owns less than 5%
- S••••• A••••••••• G• · Partnercontrolsince 08/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
- H•••••••• G•• L••pooled vehicle sponsorn
- H•• I••••••• G•••• G•• L••pooled vehicle sponsorn
- H•• S•• G• L••pooled vehicle sponsorn
- H••••• G•• L••pooled vehicle sponsorn
- H••••• H••• C•••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $474M to $518MAug 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $474M to $518MAug 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $474M to $518MAug 16, 2025 to Mar 31, 2026
- RAUM · $474M to $518MAug 16, 2025 to Mar 31, 2026
- Assets in custody · $379M to $474MJan 29, 2025 to Apr 22, 2025
- Employees · 8 to 6Jan 29, 2025 to Apr 22, 2025
- Financial planning clients · unset to Jan 29, 2025 to Apr 22, 2025
- Discretionary RAUM · $379M to $474MJan 29, 2025 to Apr 22, 2025
- Pooled vehicle RAUM · $379M to $474MJan 29, 2025 to Apr 22, 2025
- RAUM · $379M to $474MJan 29, 2025 to Apr 22, 2025
- Accounts · 4 to 5Mar 28, 2023 to Mar 26, 2024
- Advisory employees · 3 to 5Mar 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 4 to 5Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $275M to $379MMar 28, 2023 to Mar 26, 2024
- Employees · 5 to 8Mar 28, 2023 to Mar 26, 2024
- Private funds · 4 to 5Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $275M to $379MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $275M to $379MMar 28, 2023 to Mar 26, 2024
- RAUM · $275M to $379MMar 28, 2023 to Mar 26, 2024
- Assets in custody · $286M to $275MJul 18, 2022 to Mar 28, 2023
- Employees · 4 to 5Jul 18, 2022 to Mar 28, 2023
- Discretionary RAUM · $286M to $275MJul 18, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $286M to $275MJul 18, 2022 to Mar 28, 2023
- RAUM · $286M to $275MJul 18, 2022 to Mar 28, 2023
Signals
2 dated events
- H••••• H••• C•••••• M••••••••• L•• reported RAUM $379.3M, up 38% from $275.2M (2023-03-28 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- H••••• H••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••• H••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••• H••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- hudsonhillcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 551-4690reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026