DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Oct 20, 2021 · 11 filings
SEC status approved since May 2, 2022
RAUM
$438M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$438M as of Mar 31, 2026
Mar 31, 2023$46.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)25 as of Mar 31, 2026
Mar 31, 202311 then
Private funds3 as of Mar 31, 2026
Mar 31, 20231 then
RAUM -1.6% over the last fiscal year+111% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $438M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$438M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $438M for 9 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• P••• 2••• A••••••••• L• | Private Equity Fund | $140M | 94 | Mar 28, 2024 |
| N•••••• P••• 2••• A••••••••• L• | Private Equity Fund | $110M | 39 | Mar 28, 2024 |
| N•••••• V•••••• 2•••• L• | Private Equity Fund | $46.5M | 12 | Oct 20, 2021 |
| N•••••• V•••••• 2•••• L• • S••••• P• 5•no longer reported | Private Equity Fund | $32.0M | 12 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• P•••no longer reported | Private Equity Fund | $14.4M | 5 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• H••••••••• 3•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• I••••• T••• 5•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• E••••• T••••••••• 3•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• S••••••• T••• 3•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• I•••• 5•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• I••••• 3•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
| N•••••• V•••••• 2•••• L• • S••••• R• 5•no longer reported | Private Equity Fund | $0 | 0 | Sep 26, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••• J•••••• N•• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- G••••••••• S••••••• A•••••• · Head Of Investor Services, Dccocontrolsince 05/2022 · owns less than 5%
- G••••• E•••••• N•• · Head Of Productcontrolsince 10/2020 · owns 5% to 10%
- I•••••• M••••••• S•• · Head Of Business Developmentcontrolsince 04/2021 · owns 5% to 10%
- J••••••• J•••• J• · Cto And Deputy Cfocontrolsince 07/2021 · owns less than 5%
- P••••••••• M••••••• A•••••• · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- T••••••••• E•••••• M•••••• · Chief Executive Officercontrolsince 08/2020 · owns less than 5%
- T••••••••• E•••••• M•••••• · Membercontrolsince 09/2021 · owns 25% to 50% of N•••••• M••••••••• F•••••••• L•
Entity owners
- N•••••• M••••••••• H•••••• L• · Limited Partnerdirect · owns 75% or more
- N•••••• M••••••••• F•••••••• L• · Partnerindirect · owns 75% or more of N•••••• M••••••••• H•••••• L•
Related persons
Schedule D 7.A
- N•••••• 2••• G•• L•pooled vehicle sponsory
- N•••••• 2•••• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Jul 8, 2025 to Mar 31, 2026
- Assets in custody · $445M to $438MJul 8, 2025 to Mar 31, 2026
- Employees · 17 to 25Jul 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $445M to $438MJul 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $445M to $438MJul 8, 2025 to Mar 31, 2026
- RAUM · $445M to $438MJul 8, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 8, 2025
- Accounts · 6 to 9Jan 30, 2025 to Mar 27, 2025
- Advisory employees · 6 to 7Jan 30, 2025 to Mar 27, 2025
- Pooled vehicle clients · 6 to 9Jan 30, 2025 to Mar 27, 2025
- Assets in custody · $250M to $445MJan 30, 2025 to Mar 27, 2025
- Employees · 12 to 17Jan 30, 2025 to Mar 27, 2025
- Private funds · 2 to 3Jan 30, 2025 to Mar 27, 2025
- Discretionary RAUM · $250M to $445MJan 30, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $250M to $445MJan 30, 2025 to Mar 27, 2025
- RAUM · $250M to $445MJan 30, 2025 to Mar 27, 2025
- HQ city · unset to Aug 20, 2024 to Jan 30, 2025
- HQ state · unset to Aug 20, 2024 to Jan 30, 2025
- Accounts · 3 to 6Dec 21, 2023 to Mar 28, 2024
- Advisory employees · 5 to 6Dec 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 6Dec 21, 2023 to Mar 28, 2024
- Assets in custody · $46.5M to $250MDec 21, 2023 to Mar 28, 2024
- Employees · 11 to 12Dec 21, 2023 to Mar 28, 2024
- Private funds · 1 to 2Dec 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $46.5M to $250MDec 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $46.5M to $250MDec 21, 2023 to Mar 28, 2024
- RAUM · $46.5M to $250MDec 21, 2023 to Mar 28, 2024
- Accounts · 12 to 3Sep 26, 2022 to Mar 31, 2023
- Advisory employees · 1 to 5Sep 26, 2022 to Mar 31, 2023
- Pooled vehicle clients · 12 to 3Sep 26, 2022 to Mar 31, 2023
- Employees · 12 to 11Sep 26, 2022 to Mar 31, 2023
- Private funds · 10 to 1Sep 26, 2022 to Mar 31, 2023
- Accounts · unset to 12.0Mar 30, 2022 to Sep 26, 2022
- Pooled vehicle clients · 1 to 12Mar 30, 2022 to Sep 26, 2022
- Assets in custody · $0 to $46.5MMar 30, 2022 to Sep 26, 2022
- Custody of client assets · false to trueMar 30, 2022 to Sep 26, 2022
- Employees · 11 to 12Mar 30, 2022 to Sep 26, 2022
- Private funds · 1 to 10Mar 30, 2022 to Sep 26, 2022
- Discretionary RAUM · unset to 46500000.0Mar 30, 2022 to Sep 26, 2022
- Non-discretionary RAUM · unset to 0.0Mar 30, 2022 to Sep 26, 2022
Signals
6 dated events
- N•••••• M••••••••• L• reported RAUM $445.3M, up 78% from $249.5M (2025-01-30 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Alethea Sherryl Gilfillian (Head Of Investor Services, Dcco) appeared on Schedule A of N•••••• M••••••••• L•Mar 28, 2024 · Control person joined · fact
- Jingcai Zhu (Head Of Investor Relations) no longer on Schedule A of N•••••• M••••••••• L• (listed 2023-03-31, absent 2023-12-21)Dec 21, 2023 · Control person left · inference
- Catherine Olivia Jack (Head Of Marketing & Communications) no longer on Schedule A of N•••••• M••••••••• L• (listed 2022-09-26, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Jason "Jake" Richard Alexander Elmhirst (Vice Chairman) no longer on Schedule A of N•••••• M••••••••• L• (listed 2022-03-30, absent 2022-09-26)Sep 26, 2022 · Control person left · inference
- N•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Oct 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/newvestreportedpublic record, Form ADV, Sep 19, 2026
- Website
- n••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-300-4305reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026