DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•• C•••••• A••••••• U• L••
Latest filing Sep 8, 2026
First filing on the tape Feb 18, 2022 · 16 filings
SEC status approved since May 13, 2022
RAUM
$321M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$321M as of May 4, 2026
Mar 31, 2023$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 31, 20230 then
Employees (5.A)4 as of May 4, 2026
Mar 31, 20234 then
Private funds13 as of May 4, 2026
Mar 31, 202310 then
RAUM +3.1% over the last fiscal year-40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$321M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••• F•••• D• I••••••••• E• P••••••••• M••••••••• | Private Equity Fund | $855M | 3 | Mar 31, 2023 |
| M•••• F•••• D• I••••••••• E• P••••••••• M••••••••• | Private Equity Fund | $525M | 2 | Mar 31, 2023 |
| I•• C•••••• P•••••• E••••• I••••••••• I• • A• L• | Private Equity Fund | $67.7M | 4 | Feb 18, 2022 |
| I•• C•••••• P•••••• E••••• I••••••••• I• • B• L• | Private Equity Fund | $60.1M | 4 | Feb 18, 2022 |
| I•• C•••••• P•••••• E••••• I••••••••• I• • C• L• | Private Equity Fund | $60.1M | 4 | Feb 18, 2022 |
| I•• C•••••• I••••••••• C••••••••• A• L• | Private Equity Fund | $15.7M | 2 | Feb 18, 2022 |
| I•• C•••••• I••••••••• C••••••••• B• L• | Private Equity Fund | $11.6M | 2 | Feb 18, 2022 |
| I•• C•••••• I••••••••• C••••••••• B• L• | Private Equity Fund | $11.6M | 2 | Feb 18, 2022 |
| I•• C•••••• I••••••••• C••••••••• B• L• | Private Equity Fund | $11.6M | 2 | Feb 18, 2022 |
| I•• L•••••••• I••••••••• L• | Private Equity Fund | $7.2M | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• V•••• D• R••••• J••• P••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- N••••• B•••••• D• F••••••• G•••••• · L•••••• Partner / Co-Chief Investment Officercontrolsince 09/2021 · owns 25% to 50%
- T••••••• L•••• M•••••• P•••• · Co-Chief Investment Officercontrolsince 09/2021 · owns less than 5%
- N••••• B•••••• D• F••••••• G•••••• · Partner / Shareholdercontrolsince 03/2020 · owns 75% or more of B•••••••• M••••••••• C•••••• L••••••
- R••• F••••••• F••••• · Partner / Shareholdercontrolsince 06/2017 · owns 75% or more of F••• C•••••• L••
- T••••••• L•••• M•••••• P•••• · Partner / Shareholdercontrolsince 09/2020 · owns 75% or more of I•• C•••••• M••••••••• L•
Entity owners
- I•• C•••••• M••••••••• L• · L•••••• Partnerdirect · owns 50% to 75%
- I•• C•••••• P••••••• H•••••• G•••••• P•••••• L•••••• · G•••••• Partnerdirect · owns less than 5%
- B•••••••• M••••••••• C•••••• L•••••• · Partner / Shareholderindirect · owns 25% to 50% of I•• C•••••• P••••••• H•••••• G•••••• P•••••• L••••••
- I•• C•••••• M••••••••• L• · Partner / Shareholderindirect · owns 50% to 75% of I•• C•••••• P••••••• H•••••• G•••••• P•••••• L••••••
- F••• C•••••• L•• · L•••••• Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- B•••••••• M••••••••• C•••••• L••••••pooled vehicle sponsory
- F••• C•••••• L••pooled vehicle sponsorn
- I•• C•••••• B•• G•••••• P•••••• L••pooled vehicle sponsorn
- I•• C•••••• G•••••• P•••••• ••••••••• L••••••pooled vehicle sponsorn
- I•• C•••••• G•••••• P•••••• U• I• L••pooled vehicle sponsorn
- I•• C•••••• G• I• L••pooled vehicle sponsorn
- I•• C•••••• I••••••••• G• L••••••pooled vehicle sponsorn
- I•• C•••••• I••••••••• G• L••pooled vehicle sponsorn
- I•• C•••••• M••••••••• G•••••• P•••••• L••••••pooled vehicle sponsorn
- I•• C•••••• M••••••••• L•pooled vehicle sponsory
- I•• C•••••• P••••••• H•••••• G•••••• P•••••• L••••••pooled vehicle sponsory
- K• S••pooled vehicle sponsorn
- P•• P••••••••• G•••••• P•••••• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 4, 2026 to Sep 8, 2026
- HQ city · WASHINGTON to NEW YORKMay 4, 2026 to Sep 8, 2026
- HQ state · DC to NYMay 4, 2026 to Sep 8, 2026
- Private funds · 13 to unsetMay 4, 2026 to Sep 8, 2026
- Succession · false to unsetMay 4, 2026 to Sep 8, 2026
- Employees · 5 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $312M to $321MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $312M to $321MMar 31, 2025 to Mar 31, 2026
- RAUM · $312M to $321MMar 31, 2025 to Mar 31, 2026
- Succession · true to falseMar 31, 2025 to Mar 31, 2026
- Accounts · 10 to 13Apr 30, 2024 to Mar 31, 2025
- Business name · I•• C•••••• A••••••• ••• L• to I•• C•••••• A••••••• U• L••Apr 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 13Apr 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 30, 2024 to Mar 31, 2025
- Legal name · I•• C•••••• A••••••• ••• L• to I•• C•••••• A••••••• U• L••Apr 30, 2024 to Mar 31, 2025
- Organization form · Limited Partnership to Limited Liability CompanyApr 30, 2024 to Mar 31, 2025
- Private funds · 10 to 13Apr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $312MApr 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $312MApr 30, 2024 to Mar 31, 2025
- RAUM · $1.6B to $312MApr 30, 2024 to Mar 31, 2025
- Succession · false to trueApr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.8B to $1.6BMar 28, 2024 to Apr 30, 2024
- Pooled vehicle RAUM · $1.8B to $1.6BMar 28, 2024 to Apr 30, 2024
- RAUM · $1.8B to $1.6BMar 28, 2024 to Apr 30, 2024
- Employees · 4 to 5Apr 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $1.8BApr 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $1.8BApr 29, 2023 to Mar 28, 2024
- RAUM · $1.5B to $1.8BApr 29, 2023 to Mar 28, 2024
- Accounts · 7 to 10Sep 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 10Sep 9, 2022 to Mar 31, 2023
- Employees · 5 to 4Sep 9, 2022 to Mar 31, 2023
- Private funds · 7 to 10Sep 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $998M to $1.5BSep 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $998M to $1.5BSep 9, 2022 to Mar 31, 2023
- RAUM · $998M to $1.5BSep 9, 2022 to Mar 31, 2023
- Accounts · 10 to 7May 11, 2022 to Sep 9, 2022
- Pooled vehicle clients · 10 to 7May 11, 2022 to Sep 9, 2022
- Assets in custody · 998421552.0 to unsetMay 11, 2022 to Sep 9, 2022
- Custody of client assets · true to falseMay 11, 2022 to Sep 9, 2022
Signals
6 dated events
- I•• C•••••• A••••••• U• L•• reported succeeding to the business of I•• C•••••• A••••••• ••• L• (Form ADV Item 4)Mar 31, 2025 · Succession (Item 4) · fact
- I•• C•••••• A••••••• U• L•• reported RAUM $311.7M, down 81% from $1.6B (2024-04-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Jean Paul Cabral Veiga Da Rocha (Chief Compliance Officer) appeared on Schedule A of I•• C•••••• A••••••• U• L••Mar 28, 2024 · Control person joined · fact
- I•• C•••••• A••••••• U• L•• reported RAUM $1.5B, up 52% from $998.4M (2022-09-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T•••••• A•••••• F••••• (Chief Compliance Officer) no longer on Schedule A of I•• C•••••• A••••••• U• L•• (listed 2022-09-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- I•• C•••••• A••••••• ••• L• filed its initial SEC registration (Form ADV)Feb 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•• C•••••• A••••••• U• L•• · Independent Sponsorsshared crd · capital_provider
- I•• C•••••• A••••••• ••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/companyig4-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ig4capital.com/pt-brreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +12039715686reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026