DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Dec 1, 2021 · 10 filings
SEC status approved since Jan 3, 2022
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$5.0B as of Mar 31, 2026
Mar 31, 2023$4.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)32 as of Mar 31, 2026
Mar 31, 202338 then
Private funds12 as of Mar 31, 2026
Mar 31, 20238 then
RAUM -4.7% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $415MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• P••••••• M••••• F••• L• | Hedge Fund | $3.3B | 168 | Dec 1, 2021 |
| B•••••••• P••••••• L• | Hedge Fund | $2.5B | 72 | Dec 1, 2021 |
| B•••••••• P••••••• ••• L• | Hedge Fund | $1.2B | 96 | Dec 1, 2021 |
| B•••••••• P••••••• T••••••••• M••••• F••• L• | Hedge Fund | $424M | 168 | Dec 1, 2021 |
| B•••••••• C•••••••• C•• ••• L• • 2••••• S••••• | Hedge Fund | $44.9M | 9 | Dec 1, 2021 |
| B•••••••• C•••••••• C•• ••• L• • 2••••• S••••• | Hedge Fund | $33.8M | 8 | Nov 26, 2024 |
| B•••••••• C•••••••• C•• L• | Hedge Fund | $26.8M | 2 | Dec 1, 2021 |
| B•••••••• C•••••••• C•• 2••••• L• | Hedge Fund | $25.0M | 1 | Nov 26, 2024 |
| B•••••••• C•••••••• C•• T••••••••• M••••• F••• L• • 2••••• S••••• | Hedge Fund | $13.5M | 11 | Dec 1, 2021 |
| B•••••••• C•••••••• C•• M••••• F••• L• | Hedge Fund | $8.8M | 11 | Dec 1, 2021 |
| B•••••••• C•••••••• C•• 2••••• M••••• F••• L• | Hedge Fund | $5.9M | 9 | Nov 26, 2024 |
| B•••••••• C•••••••• C•• T••••••••• M•••• F••• L• • 2••••• S••••• | Hedge Fund | $3.1M | 9 | Nov 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• A••••••••• T••••• · Co-Founder/Ciocontrolsince 08/2021 · owns less than 5%
- K••••••• B••••• J•••• · Co-Founder/Ceocontrolsince 08/2021 · owns less than 5%
- M••••• M•••••• K•••• · Chief Operating Officer/General Counsel/Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
- K•••••• A••••••••• T••••• · Limited Partnercontrolsince 01/2021 · owns 50% to 75% of B•••••••• H••••••• L•
- K•••••• A••••••••• T••••• · Managing Membercontrolsince 01/2021 · owns 50% to 75% of B•••••••• M••••••••• L••
- K••••••• B••••• J•••• · Managing Membercontrolsince 01/2021 · owns 25% to 50% of B•••••••• M••••••••• L••
- K••••••• B••••• J•••• · Limited Partnercontrolsince 01/2021 · owns 25% to 50% of B•••••••• H••••••• L•
Entity owners
- B•••••••• H••••••• L• · Limited Partnerdirect · owns 75% or more
- B•••••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- B•••••••• M••••••••• L•• · General Partnerindirect · owns F of B•••••••• H••••••• L•
Related persons
Schedule D 7.A
- B•••••••• G• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 20 to 19Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $5.2B to $5.0BMar 31, 2025 to Mar 31, 2026
- Employees · 38 to 32Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.2B to $5.0BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.2B to $5.0BMar 31, 2025 to Mar 31, 2026
- RAUM · $5.2B to $5.0BMar 31, 2025 to Mar 31, 2026
- Related adviser · true to falseMar 31, 2025 to Mar 31, 2026
- Accounts · 8 to 12Feb 20, 2025 to Mar 31, 2025
- Pooled vehicle clients · 8 to 12Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $4.9B to $5.2BFeb 20, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.9B to $5.2BFeb 20, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.9B to $5.2BFeb 20, 2025 to Mar 31, 2025
- RAUM · $4.9B to $5.2BFeb 20, 2025 to Mar 31, 2025
- Private funds · 8 to 12Mar 28, 2024 to Nov 26, 2024
- Advisory employees · 19 to 20Apr 3, 2023 to Mar 28, 2024
- Assets in custody · $4.6B to $4.9BApr 3, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.6B to $4.9BApr 3, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.6B to $4.9BApr 3, 2023 to Mar 28, 2024
- RAUM · $4.6B to $4.9BApr 3, 2023 to Mar 28, 2024
- Advisory employees · 20 to 19Jan 9, 2023 to Mar 31, 2023
- Assets in custody · $2.4B to $4.6BJan 9, 2023 to Mar 31, 2023
- Employees · 31 to 38Jan 9, 2023 to Mar 31, 2023
- Discretionary RAUM · $3.8B to $4.6BJan 9, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $3.8B to $4.6BJan 9, 2023 to Mar 31, 2023
- RAUM · $3.8B to $4.6BJan 9, 2023 to Mar 31, 2023
- Accounts · unset to 8.0Dec 1, 2021 to Apr 29, 2022
- Advisory employees · 8 to 20Dec 1, 2021 to Apr 29, 2022
- Assets in custody · $0 to $2.4BDec 1, 2021 to Apr 29, 2022
- Custody of client assets · false to trueDec 1, 2021 to Apr 29, 2022
- Employees · 13 to 31Dec 1, 2021 to Apr 29, 2022
- Discretionary RAUM · unset to 3777442000.0Dec 1, 2021 to Apr 29, 2022
- Non-discretionary RAUM · unset to 0.0Dec 1, 2021 to Apr 29, 2022
- Pooled vehicle RAUM · unset to 3777442000.0Dec 1, 2021 to Apr 29, 2022
- RAUM · unset to 3777442000.0Dec 1, 2021 to Apr 29, 2022
- Related adviser · false to trueDec 1, 2021 to Apr 29, 2022
- Related bank · false to trueDec 1, 2021 to Apr 29, 2022
Signals
1 dated events
- B•••••••• L• filed its initial SEC registration (Form ADV)Dec 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/braidwellreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-453-3929reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026