DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• C•••••• S•••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Oct 25, 2021 · 16 filings
SEC status approved since Nov 26, 2021
RAUM
$7.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
39 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
16
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$7.0B as of Jul 14, 2026
Mar 23, 2022$516M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Mar 23, 20220 then
Employees (5.A)73 as of Jul 14, 2026
Mar 23, 202224 then
Private funds16 as of Jul 14, 2026
Mar 23, 20221 then
RAUM +2.0% over the last fiscal year+96% a year over threeIARs 0 to 0offices 8 to 9
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $367MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.7B96%
- Other investment advisers$300M4.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• I••••••••• • E•••••••• F••• I• L• | Private Equity Fund | $981M | 91 | Mar 23, 2022 |
| G•••••••• R••• E••••• F••• I••• L• | Real Estate Fund | $116M | 8 | Mar 28, 2024 |
| G•••••••• G••••• E••••••• M••••• F•••• L• | Hedge Fund | $57.4M | 7 | Mar 30, 2023 |
| P•••••••• V••••••• F••• I• L• | Venture Capital Fund | $25.2M | 17 | Mar 30, 2023 |
| G•••••••• I•• E••••••• C••••••••• F••• I• L• | Venture Capital Fund | $1.9M | 22 | Mar 28, 2024 |
| P•••••••• V••••••• F••• I•• L• | Venture Capital Fund | $0 | 2 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• C••••••••• K•••• · Chief Operating Officer And General Counselcontrolsince 09/2021 · owns less than 5%
- F•••••• C••••••••• R•••••••• · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- H•••• K••••••• A•• · Co-Executive Chair And Co-Foundercontrolsince 07/2021 · owns less than 5%
- H••••••• A•••• J••••• · Chief Financial Officercontrolsince 04/2022 · owns less than 5%
- K••••• J•••• F••••• · Co-Executive Chaircontrolsince 09/2024 · owns 5% to 10%
- S•••••• T•••••• F••• · Co-Executive Chair And Co-Founder, Trustee Of The S••••••••• R•••••••• T••••controlsince 07/2021 · owns 10% to 25%
- H•••• K••••••• A•• · Membercontrolsince 07/2021 · owns 75% or more of K•••• L••
- S•••••• T•••••• F••• · Membercontrolsince 07/2021 · owns 75% or more of L•••• L••
- B••••••• M•••• R•••••• · Trustee Of T•• M••• R• B•••••• R•••••••• T•••• U•••• 1••••••••since 10/2021 · owns 5% to 10%
- T•••••• K••••••• A•• · Trustee Of The S••••••••• R•••••••• T••••since 10/2021 · owns 10% to 25%
- J•••• L••••••• P••••• · Trusteesince 06/2012 · owns F of L•••••• P••••• J••• T••••
Entity owners
- K•••• L•• · Memberdirect · owns 10% to 25%
- L•••• L•• · Memberdirect · owns 10% to 25%
- 2••• I••••••••• L•• · Memberdirect · owns 5% to 10%
- E•••••• C••••••••• I••••••••• L•• · Memberdirect · owns 5% to 10%
- S••••••••• R•••••••• T•••• · Memberdirect · owns 10% to 25%
- T•• M••• R• B•••••• R•••••••• T•••• U•••• 1•••••••• · Memberdirect · owns 5% to 10%
- L•••••• P••••• J••• T•••• · Memberindirect · owns 75% or more of E•••••• C••••••••• I••••••••• L••
- T•••• C••••• F••••••••• I••• · Memberindirect · owns 75% or more of 2••• I••••••••• L••
Related persons
Schedule D 7.A
- B••••••••• S•••• B••••••• I•••n
- B••••••••• S•••• B•••n
- G•••••••• G••••• E••••••• G•• L•bankpooled vehicle sponsory
- G•••••••• I•• F••• G•• L•pooled vehicle sponsory
- G•••••••• R••• E••••• I• G•• L•pooled vehicle sponsory
- H••• C•••••• P••••••• L••investment adviserbanknRAUM $50B
- K•••• L••investment adviserbankpooled vehicle sponsorn
- L••••• T•••• C••••••n
- P•••••••• V••••••• F••• I• G•• L•pooled vehicle sponsory
- P•••••••• V••••••• F••• I•• G• L••pooled vehicle sponsory
Advisers that list G•••••••• C•••••• S•••••••• L•• as a related person
- 106759 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY13 employees
- London, United Kingdom8 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 19Dec 1, 2025 to Mar 30, 2026
- Advisory employees · 40 to 39Dec 1, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Dec 1, 2025 to Mar 30, 2026
- Pooled vehicle clients · 14 to 18Dec 1, 2025 to Mar 30, 2026
- Employees · 78 to 73Dec 1, 2025 to Mar 30, 2026
- Other offices · 8 to 9Dec 1, 2025 to Mar 30, 2026
- Private funds · 12 to 16Dec 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $6.8B to $7.0BDec 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.8B to $6.7BDec 1, 2025 to Mar 30, 2026
- RAUM · $6.8B to $7.0BDec 1, 2025 to Mar 30, 2026
- Accounts · 8 to 14Nov 12, 2024 to Mar 25, 2025
- Advisory employees · 31 to 40Nov 12, 2024 to Mar 25, 2025
- Pooled vehicle clients · 8 to 14Nov 12, 2024 to Mar 25, 2025
- Employees · 58 to 78Nov 12, 2024 to Mar 25, 2025
- Financial planning clients · unset to Nov 12, 2024 to Mar 25, 2025
- Private funds · 6 to 12Nov 12, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.2B to $6.8BNov 12, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $1.2B to $6.8BNov 12, 2024 to Mar 25, 2025
- RAUM · $1.2B to $6.8BNov 12, 2024 to Mar 25, 2025
- Accounts · 5 to 8Aug 19, 2023 to Mar 28, 2024
- Advisory employees · 32 to 31Aug 19, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 8Aug 19, 2023 to Mar 28, 2024
- Employees · 52 to 58Aug 19, 2023 to Mar 28, 2024
- Private funds · 3 to 6Aug 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $926M to $1.2BAug 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $926M to $1.2BAug 19, 2023 to Mar 28, 2024
- RAUM · $926M to $1.2BAug 19, 2023 to Mar 28, 2024
- Accounts · 1 to 5Jan 25, 2023 to Mar 30, 2023
- Advisory employees · 12 to 32Jan 25, 2023 to Mar 30, 2023
- Pooled vehicle clients · 1 to 5Jan 25, 2023 to Mar 30, 2023
- Employees · 24 to 52Jan 25, 2023 to Mar 30, 2023
- Other offices · 6 to 8Jan 25, 2023 to Mar 30, 2023
- Private funds · 1 to 3Jan 25, 2023 to Mar 30, 2023
- Discretionary RAUM · $516M to $926MJan 25, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $516M to $926MJan 25, 2023 to Mar 30, 2023
- RAUM · $516M to $926MJan 25, 2023 to Mar 30, 2023
- Other offices · 3 to 6Mar 23, 2022 to Nov 16, 2022
- Accounts · unset to 1.0Oct 25, 2021 to Mar 23, 2022
- Advisory employees · 6 to 12Oct 25, 2021 to Mar 23, 2022
- Pooled vehicle clients · unset to 1.0Oct 25, 2021 to Mar 23, 2022
Signals
6 dated events
- G•••••••• C•••••• S•••••••• L•• reported RAUM $6.8B, up 480% from $1.2B (2024-11-12 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- F••••• J••• K•••• (Co-Executive Chair) appeared on Schedule A of G•••••••• C•••••• S•••••••• L••Oct 7, 2024 · Control person joined · fact
- G•••••••• C•••••• S•••••••• L•• reported RAUM $1.2B, up 27% from $925.7M (2023-08-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G•••••••• C•••••• S•••••••• L•• reported RAUM $925.7M, up 79% from $516.2M (2023-01-25 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Adam Handlos (Chief Financial Officer) appeared on Schedule A of G•••••••• C•••••• S•••••••• L••Nov 16, 2022 · Control person joined · fact
- G•••••••• C•••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Oct 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••••• C•••••• S•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••••••• C•••••• S•••••••• L•• · Private Equityshared crd · organization
- G•••••••• C•••••• S•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/galvanizellcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GALVANIZECLIMATESOLUTIONS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-757-6600reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••••• C•••••• S•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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