DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F• C•••••• P•••••••• L••

Former SEC-registered adviserTampa, FloridaCRD 316997SEC 801-122550IAPD
Latest filing Mar 31, 2022
First filing on the tape Sep 24, 2021 · 2 filings
RAUM
$146M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$70.8M gross assets
History
2 filings and snapshots on the tape
RAUM$146M as of Mar 31, 2022
Sep 24, 2021$112M then
HNW client RAUM$0 as of Mar 31, 2022
Sep 24, 2021$0 then
State-registered IARs (5.B.3)4 as of Mar 31, 2022
Sep 24, 20214 then
Employees (5.A)17 as of Mar 31, 2022
Sep 24, 202117 then
Private funds2 as of Mar 31, 2022
Sep 24, 20212 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
$36.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
82%derivedof RAUM
Institutional
18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$120M82%
  • State and municipal entities$26.1M18%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
62reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• M••••••• J•• · Chief Compliance Officercontrol
        since 09/2021 · owns less than 5%
      • W••••••• T•••••• E• · Supervisor (Chief Executive Officer)control
        since 09/2021 · owns less than 5%
      • W••••••••• R•••• T••••• · Chief Investment Officercontrol
        since 09/2021 · owns less than 5%
      • A•••••• R•••••• K•••• · Partnercontrol
        since 04/2016 · owns F of F•••••• F••••••• L••
      • B••••••••• M••• · Partnercontrol
        since 04/2015 · owns F of F•••••• F••••••• L••
      • W••••••• T•••••• E• · Managing Partnercontrol
        since 04/2015 · owns F of F•••••• F••••••• L••
      Entity owners
      • F•••••• F••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • F•••••• F•••••• F••• M••••••••• 2• L••
        pooled vehicle sponsorn
      • F•••••• F•••••• F••• M••••••••• L••
        pooled vehicle sponsorn
      • F•••••• F•••••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 61 to 62
        Sep 24, 2021 to Mar 31, 2022
      • Advisory employees · 7 to 6
        Sep 24, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 59 to 60
        Sep 24, 2021 to Mar 31, 2022
      • Discretionary RAUM · $87.4M to $120M
        Sep 24, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $24.6M to $26.1M
        Sep 24, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $87.4M to $120M
        Sep 24, 2021 to Mar 31, 2022
      • RAUM · $112M to $146M
        Sep 24, 2021 to Mar 31, 2022
      Signals
      1 dated events
      • F• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 24, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/floridafundersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      F••••••F••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026