DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
D•••••••
No RAUM reported, based in Cambridge, Massachusetts.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- Not established
- Advisors
- 2
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- Not established
- Private clients
- Not established
IAPD
IAPD registration history
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 317004 · SEC 801-122733 · 31 filingsShowHide
CRD 317004SEC 801-122733Legal name D••••••• A•••••••• I•••First filing on the tape Oct 21, 2021, latest Jun 2, 2026SEC status approved since Dec 21, 2021IAPD
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$0 as of Jun 2, 2026
Mar 19, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jun 2, 2026
Mar 16, 20220 then
Employees (5.A)21 as of Jun 2, 2026
Mar 16, 20229 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• R••• V•• G•••••Chartered Financial Analyst | Cambridge, Ma | Mar 18, 2025 | 21 y | 0 |
| M••• J••• A•••• | Lone Tree, Co | Apr 21, 2026 | 35 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• S•••••• · Ceocontrolsince 09/2023 · owns 10% to 25%
- M••••••• H•••••• C• · Crocontrolsince 07/2022 · owns 5% to 10%
- W••••• J•••• H••••• · Executive Directorcontrolsince 11/2022 · owns 5% to 10%
- B••••••• D••••• B•••••••• · Investorcontrolsince 09/2021 · owns 75% or more of L••• V••••••• I••••••••• V•••••• X• L••
- C•••••• S•••••• M••••• · Chief Compliance Officersince 09/2021 · owns less than 5%
Entity owners
- I••••• R•••• H•••••••• L•• · Direct Ownerdirect · owns 75% or more
- L••• V••••••• I••••••••• V•••••• X• L•• · Direct Ownerindirect · owns 75% or more of I••••• R•••• H•••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cambridge, Ma · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Feb 2, 2026 to May 21, 2026
- Employees · 20 to 21Feb 2, 2026 to May 21, 2026
- State-registered IARs · 1 to 2Feb 2, 2026 to May 21, 2026
- Other offices · 0 to 1Feb 2, 2026 to May 21, 2026
- Employees · 22 to 20Nov 3, 2025 to Feb 2, 2026
- Accounts · unset to 0.0Aug 19, 2024 to Mar 19, 2025
- Advisory employees · 0 to 1Aug 19, 2024 to Mar 19, 2025
- Employees · 18 to 22Aug 19, 2024 to Mar 19, 2025
- Financial planning clients · unset to Aug 19, 2024 to Mar 19, 2025
- State-registered IARs · 0 to 1Aug 19, 2024 to Mar 19, 2025
- Discretionary RAUM · unset to 0.0Aug 19, 2024 to Mar 19, 2025
- Non-discretionary RAUM · unset to 0.0Aug 19, 2024 to Mar 19, 2025
- RAUM · unset to 0.0Aug 19, 2024 to Mar 19, 2025
- Employees · 16 to 18Jul 8, 2024 to Aug 19, 2024
- Legal name · D••••••• A•••••••, LLC to D••••••• A•••••••• I•••Mar 4, 2024 to Jul 8, 2024
- Succession · true to falseMar 4, 2024 to Jul 8, 2024
- Employees · 12 to 16Oct 23, 2023 to Mar 4, 2024
- Organization form · Limited Liability Company to CorporationOct 23, 2023 to Mar 4, 2024
- Succession · false to trueOct 23, 2023 to Mar 4, 2024
- Employees · 9 to 12Jun 24, 2023 to Oct 23, 2023
- Legal name · D••••••• A••••••• LLC to D••••••• A•••••••, LLCOct 21, 2021 to Nov 24, 2021
Signals
7 dated events
- ••• LockedMar 4, 2024 · Succession (Item 4) · fact
- ••• LockedOct 23, 2023 · Control person left · inference
- ••• LockedOct 23, 2023 · Control person joined · fact
- ••• LockedDec 5, 2022 · Control person joined · fact
- ••• LockedAug 24, 2022 · Control person left · inference
- ••• LockedAug 24, 2022 · Control person joined · fact
- ••• LockedOct 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Jun 2, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026