DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C•••••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Sep 30, 2021 · 14 filings
SEC status approved since Mar 1, 2022
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
26 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
17
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$4.6B as of Mar 30, 2026
Mar 31, 2022$150M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)29 as of Mar 30, 2026
Mar 31, 202211 then
Private funds17 as of Mar 30, 2026
Mar 31, 20221 then
RAUM +87% over the last fiscal year+44% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $269MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +87%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• I••••••••• F••• I•• L• | Private Equity Fund | $135M | 37 | Mar 31, 2023 |
| S•••••••• C•••••• I••••••••• F••• I• L• | Private Equity Fund | $50.0M | 41 | Feb 28, 2022 |
| S•••••••• H• C•••••••• L• | Private Equity Fund | $48.5M | 6 | Mar 31, 2023 |
| S•••••••• N•• C•••••••• L• | Private Equity Fund | $28.6M | 8 | Mar 26, 2024 |
| S•••••••• C•••••• I••••••••• F••• I•• L• | Private Equity Fund | $22.2M | 8 | Mar 31, 2023 |
| S•••••••• N•• C•••••••• I• L• | Private Equity Fund | $22.1M | 1 | Mar 26, 2024 |
| S•••••••• C•••••• I••••••••• F••• C••••••••• I•• L• | Private Equity Fund | $19.2M | 1 | Mar 31, 2023 |
| S•••••••• C•••••• I••••••••• F••• C••••••••• I•• L• | Private Equity Fund | $8.6M | 1 | Mar 31, 2023 |
| S•••••••• C•••••• I••••••••• F••• C••••••••• I•• L• | Private Equity Fund | $14,084 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• S••••••• N•• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- H••• S•••••• A•• · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- C•••• L••••• G•••••• G• · Member/Managercontrolsince 06/2023 · owns F of S•••••••• C•••••• H••••••• G• L••
- H•••• C••••••••• B••••• · Member/Managercontrolsince 06/2023 · owns F of S•••••••• C•••••• H••••••• G• L••
- M••••• A••••••• A•••••• · Member/Managercontrolsince 06/2023 · owns F of S•••••••• C•••••• H••••••• G• L••
- R•••• M••••••• K•••••• · Member/Managercontrolsince 06/2023 · owns F of S•••••••• C•••••• H••••••• G• L••
- W•••••••• C•••• L••••• · Member/Managercontrolsince 06/2023 · owns F of S•••••••• C•••••• H••••••• G• L••
Entity owners
- S•••••••• C•••••• H••••••• G• L•• · General Partnerdirect · owns less than 5%
- S•••••••• C•••••• H••••••• G• L•• · General Partnerindirect · owns F of S•••••••• C•••••• H••••••• L•
- S•••••••• C•••••• H••••••• L• · Limited Partnerdirect · owns 75% or more
- S•••••••• C•••••• M••••••••• H••••••• I• I••• · Limited Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S•••••••• C•••••• H••••••• G• L••pooled vehicle sponsory
- S•••••••• C•••••• H••••••• L•pooled vehicle sponsorn
- S•••••••• C•••••• U• L••investment advisern
- S•••••••• C•••••••• G• I• L••bankpooled vehicle sponsorn
- S•••••••• C•••••••• G• I• L••pooled vehicle sponsorn
- S••• I• G• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom5 employees
- Houston, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 10.0 to 17.0 (+70.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $2,445,552,849 to $4,575,620,016 (+87.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 17Mar 30, 2025 to Mar 30, 2026
- Advisory employees · 21 to 26Mar 30, 2025 to Mar 30, 2026
- Pooled vehicle clients · 10 to 17Mar 30, 2025 to Mar 30, 2026
- Assets in custody · $2.4B to $0Mar 30, 2025 to Mar 30, 2026
- Employees · 24 to 29Mar 30, 2025 to Mar 30, 2026
- Other offices · 2 to 3Mar 30, 2025 to Mar 30, 2026
- Private funds · 10 to 17Mar 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.4B to $4.6BMar 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.4B to $4.6BMar 30, 2025 to Mar 30, 2026
- RAUM · $2.4B to $4.6BMar 30, 2025 to Mar 30, 2026
- Accounts · 9 to 10Nov 25, 2024 to Mar 30, 2025
- Advisory employees · 17 to 21Nov 25, 2024 to Mar 30, 2025
- Pooled vehicle clients · 9 to 10Nov 25, 2024 to Mar 30, 2025
- Assets in custody · $2.1B to $2.4BNov 25, 2024 to Mar 30, 2025
- Employees · 22 to 24Nov 25, 2024 to Mar 30, 2025
- Financial planning clients · 0 to 0Nov 25, 2024 to Mar 30, 2025
- Private funds · 9 to 10Nov 25, 2024 to Mar 30, 2025
- Discretionary RAUM · $2.1B to $2.4BNov 25, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $2.1B to $2.4BNov 25, 2024 to Mar 30, 2025
- RAUM · $2.1B to $2.4BNov 25, 2024 to Mar 30, 2025
- Accounts · 7 to 9Oct 4, 2023 to Mar 26, 2024
- Advisory employees · 12 to 17Oct 4, 2023 to Mar 26, 2024
- Pooled vehicle clients · 7 to 9Oct 4, 2023 to Mar 26, 2024
- Assets in custody · $0 to $2.1BOct 4, 2023 to Mar 26, 2024
- Employees · 18 to 22Oct 4, 2023 to Mar 26, 2024
- Other offices · 1 to 2Oct 4, 2023 to Mar 26, 2024
- Private funds · 7 to 9Oct 4, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.5B to $2.1BOct 4, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.5B to $2.1BOct 4, 2023 to Mar 26, 2024
- RAUM · $1.5B to $2.1BOct 4, 2023 to Mar 26, 2024
- Business name · S•••••••• C•••••• M••••••••• L•• to S•••••••• C•••••• M••••••••• L•Jul 12, 2023 to Oct 4, 2023
- HQ city · SAMFORD to STAMFORDJul 12, 2023 to Oct 4, 2023
- Legal name · S•••••••• C•••••• M••••••••• L•• to S•••••••• C•••••• M••••••••• L•Jul 12, 2023 to Oct 4, 2023
- Succession · true to falseJul 12, 2023 to Oct 4, 2023
- Organization form · Limited Liability Company to Limited PartnershipMay 22, 2023 to Jul 12, 2023
- Succession · false to trueMay 22, 2023 to Jul 12, 2023
- Accounts · 1 to 7May 12, 2022 to Mar 31, 2023
- Advisory employees · 8 to 12May 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 7May 12, 2022 to Mar 31, 2023
- Assets in custody · $150M to $0May 12, 2022 to Mar 31, 2023
Signals
8 dated events
- S•••••••• C•••••• M••••••••• L• reported RAUM $4.6B, up 87% from $2.4B (2025-03-30 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Ali Sabina Haq (Chief Compliance Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L•Nov 25, 2024 · Control person joined · fact
- S•••••••• C•••••• M••••••••• L• reported RAUM $2.1B, up 41% from $1.5B (2023-10-04 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Nmn Sheenam Chadha (Chief Financial Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L•Mar 26, 2024 · Control person joined · fact
- S•••••••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 12, 2023 · Succession (Item 4) · fact
- S•••••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 917% from $150.0M (2022-05-12 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Lionel Carl Williams (Partner) appeared on Schedule A of S•••••••• C•••••• M••••••••• L•Feb 28, 2022 · Control person joined · fact
- S•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- S•••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- sandbrook.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 475-268-1450reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026