DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••• E••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2022 · 10 filings
SEC status approved since Jul 29, 2022
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 31, 2023$508M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)14 as of Mar 31, 2026
Mar 31, 20238 then
Private funds10 as of Mar 31, 2026
Mar 31, 20237 then
RAUM +42% over the last fiscal year+29% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••• E••••• F••• I• L• | Private Equity Fund | $211M | 29 | Mar 31, 2022 |
| N••• H• I••••••• A••••••••• L• | Private Equity Fund | $131M | 11 | May 6, 2022 |
| N••• A• S••• L• | Real Estate Fund | $105M | 22 | Nov 19, 2021 |
| N••• J••• I••••••• A••••••••• L• | Private Equity Fund | $47.8M | 8 | May 6, 2022 |
| N••• C••••• S••• L• | Private Equity Fund | $42.6M | 17 | Nov 19, 2021 |
| N••• E••••• F••• I••• L• | Private Equity Fund | $36.1M | 6 | Mar 31, 2022 |
| N••• E••••• F••• I••• L• | Private Equity Fund | $2.2M | 8 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• V•••••••• •••• · Founder, Managing Partner, And Chief Compliance Officercontrolsince 02/2020 · owns less than 5%
- M••••• F•••••• T•••• · Chief Financial Officer And Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- B••••••••• V•••••••• •••• · General Partnercontrolsince 02/2020 · owns 75% or more of N••• E••••• M•••••• H•••••••• L•
Entity owners
- N••• E••••• M•••••• H•••••••• L• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- N••• A• S•• G•• L•pooled vehicle sponsory
- N••• C••••• S•• G•• L•pooled vehicle sponsory
- N••• E••••• F••• I• G•• L•pooled vehicle sponsory
- N••• H• I••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 10Apr 29, 2025 to Mar 31, 2026
- Advisory employees · 9 to 10Apr 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 10Apr 29, 2025 to Mar 31, 2026
- Employees · 9 to 14Apr 29, 2025 to Mar 31, 2026
- Other offices · 1 to 0Apr 29, 2025 to Mar 31, 2026
- Private funds · 8 to 10Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $773M to $1.1BApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $773M to $1.1BApr 29, 2025 to Mar 31, 2026
- RAUM · $773M to $1.1BApr 29, 2025 to Mar 31, 2026
- Accounts · 7 to 8Jan 2, 2025 to Apr 29, 2025
- Advisory employees · 10 to 9Jan 2, 2025 to Apr 29, 2025
- Pooled vehicle clients · 7 to 8Jan 2, 2025 to Apr 29, 2025
- Employees · 10 to 9Jan 2, 2025 to Apr 29, 2025
- Financial planning clients · unset to Jan 2, 2025 to Apr 29, 2025
- Private funds · 7 to 8Jan 2, 2025 to Apr 29, 2025
- Discretionary RAUM · $575M to $773MJan 2, 2025 to Apr 29, 2025
- Pooled vehicle RAUM · $575M to $773MJan 2, 2025 to Apr 29, 2025
- RAUM · $575M to $773MJan 2, 2025 to Apr 29, 2025
- Advisory employees · 8 to 10May 12, 2023 to Mar 28, 2024
- Employees · 8 to 10May 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $508M to $575MMay 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $508M to $575MMay 12, 2023 to Mar 28, 2024
- RAUM · $508M to $575MMay 12, 2023 to Mar 28, 2024
- Advisory employees · 6 to 8Jun 30, 2022 to Mar 31, 2023
- Employees · 6 to 8Jun 30, 2022 to Mar 31, 2023
- Private funds · 14 to 7Jun 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $287M to $508MJun 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $287M to $508MJun 30, 2022 to Mar 31, 2023
- RAUM · $287M to $508MJun 30, 2022 to Mar 31, 2023
- Related bank · true to falseJun 30, 2022 to Mar 31, 2023
Signals
5 dated events
- N••• E••••• L•• reported RAUM $1.1B, up 42% from $773.2M (2025-04-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- N••• E••••• L•• reported RAUM $773.2M, up 34% from $575.0M (2025-01-02 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- T•••• F••••• M•••• (Chief Financial Officer And Chief Operating Officer) appeared on Schedule A of N••• E••••• L••Aug 13, 2024 · Control person joined · fact
- N••• E••••• L•• reported RAUM $508.4M, up 77% from $286.6M (2022-06-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- N••• E••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N••• E••••• L•• · Independent Sponsorsshared crd · capital_provider
- N••• E••••• L•• · Private Equityshared crd · organization
- N••• E••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nexa-equityreportedpublic record, Form ADV, Sep 19, 2026
- Website
- nexaequity.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-295-4636reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N••• E••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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