DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••
Legal name A••••• V• I••••••••• M••••••••• L••
Latest filing May 1, 2026
First filing on the tape Mar 30, 2023 · 10 filings
SEC status approved since May 25, 2023
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$150M as of May 1, 2026
Apr 1, 2024$184M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Apr 1, 20240 then
Employees (5.A)11 as of May 1, 2026
Apr 1, 202413 then
Private funds11 as of May 1, 2026
Apr 1, 202412 then
RAUM -2.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$150M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• V• F••• I•• L• | Venture Capital Fund | $75.3M | 74 | Oct 22, 2021 |
| C•••••• V••••••• F••• I• L• | Venture Capital Fund | $50.4M | 57 | Mar 30, 2023 |
| A••••• B•••• W•••• F••• I• L• | Venture Capital Fund | $44.5M | 26 | Oct 22, 2021 |
| A••••• K••••• I• A• S••••• O• A••••• V• M••••• D••••• I••••• L•• | Private Equity Fund | $4.6M | 10 | Mar 30, 2023 |
| A••••• V• S•• • L•• | Venture Capital Fund | $3.7M | 5 | Mar 30, 2023 |
| A••••• P••• S•• L•• | Venture Capital Fund | $1.7M | 5 | Mar 30, 2023 |
| A••••• V• S•• • L•• | Private Equity Fund | $1.3M | 5 | Mar 30, 2023 |
| A••••• V• S•• • L•• | Venture Capital Fund | $1.0M | 6 | Mar 30, 2023 |
| A••••• V• S•• • L•• | Venture Capital Fund | $509,065 | 3 | Mar 30, 2023 |
| I•••••••• S••• A• S••••• O• A••••• V• M••••• D••••• I••••• L•• | Venture Capital Fund | $451,054 | 4 | Mar 30, 2023 |
| A••••• V• S•• • L•• | Venture Capital Fund | $260,000 | 5 | Mar 30, 2023 |
| C•••••• M•••••• S•• I• L•• | Venture Capital Fund | $32,487 | 2 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• R••• · Membercontrolsince 05/2021 · owns 25% to 50%
- G•••••••• D••••• R• · Membercontrolsince 05/2021 · owns 25% to 50%
- U•••••• R••••••• A••••• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- F•••••••• R••• · Trusteecontrolsince 05/2021 · owns F of T•• R•• F••••• T••••
Entity owners
- C•••••• V• A•••• G•••• L•• · Memberdirect · owns 10% to 25%
- T•• R•• F••••• T•••• · Beneficial Ownerindirect · owns 75% or more of C•••••• V• A•••• G•••• L••
Related persons
Schedule D 7.A
- A••••• B•••• W•••• F••• I• G• L••pooled vehicle sponsorn
- A••••• D••••• I••••• M•••••• L••investment adviserpooled vehicle sponsorn
- A••••• R••• E••••• M••••••••• L••investment advisern
- A••••• V• F••• I•• G• L••pooled vehicle sponsorn
- C•••••• V••••••• F••• I• G• L••pooled vehicle sponsorn
- C•••••• V••••••• I• L••pooled vehicle sponsorn
- C•••••• V••••••• I••••••••• M••••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $150M to $150MMar 31, 2026 to May 1, 2026
- Non-discretionary RAUM · $324,037 to $229,852Mar 31, 2026 to May 1, 2026
- Pooled vehicle RAUM · $150M to $150MMar 31, 2026 to May 1, 2026
- RAUM · $150M to $150MMar 31, 2026 to May 1, 2026
- Accounts · 15 to 14Jul 17, 2025 to Mar 31, 2026
- Advisory employees · 9 to 8Jul 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 15 to 14Jul 17, 2025 to Mar 31, 2026
- Employees · 13 to 11Jul 17, 2025 to Mar 31, 2026
- Private funds · 12 to 11Jul 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $153M to $150MJul 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $459,346 to $324,037Jul 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $154M to $150MJul 17, 2025 to Mar 31, 2026
- RAUM · $154M to $150MJul 17, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 30, 2025 to Jul 17, 2025
- Advisory employees · 10 to 9May 1, 2024 to Apr 30, 2025
- Discretionary RAUM · $184M to $153MMay 1, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $184M to $154MMay 1, 2024 to Apr 30, 2025
- RAUM · $184M to $154MMay 1, 2024 to Apr 30, 2025
- Discretionary RAUM · $183M to $184MApr 1, 2024 to May 1, 2024
- Pooled vehicle RAUM · $184M to $184MApr 1, 2024 to May 1, 2024
- RAUM · $184M to $184MApr 1, 2024 to May 1, 2024
- Advisory employees · 7 to 10Sep 29, 2023 to Apr 1, 2024
- Employees · 10 to 13Sep 29, 2023 to Apr 1, 2024
- Discretionary RAUM · $180M to $183MSep 29, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $858,580 to $459,346Sep 29, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $180M to $184MSep 29, 2023 to Apr 1, 2024
- RAUM · $180M to $184MSep 29, 2023 to Apr 1, 2024
- Business name · A••••• V• to A•••••Sep 29, 2023 to Sep 29, 2023
- Private funds · 24 to 12Mar 30, 2023 to Apr 6, 2023
Signals
1 dated events
- A••••• V• filed its initial SEC registration (Form ADV)Mar 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Website
- alpacarealestate.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-501-0289reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026