DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• R•••• C•••••• M••••••••• P•• L••
Latest filing Mar 18, 2026
First filing on the tape Jan 16, 2024 · 4 filings
SEC status approved since Mar 8, 2024
RAUM
$444M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
19
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$444M as of Mar 18, 2026
Sep 27, 2024$426M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Sep 27, 20240 then
Employees (5.A)20 as of Mar 18, 2026
Sep 27, 202420 then
Private funds19 as of Mar 18, 2026
Sep 27, 202418 then
RAUM +4.3% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$444M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B•••••• C••••••••• M• · Directorcontrolsince 09/2018 · owns less than 5%
- R•••• Z•••••••• •••• · Directorcontrolsince 09/2018 · owns less than 5%
- T••••• D••••••• T••••••• · Secretary, Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- B•••••• C••••••••• M• · Shareholdercontrolsince 03/2••• · owns 75% or more of P••••••• H••••••• P•• L••••••
- R•••• Z•••••••• •••• · Shareholdercontrolsince 11/2••• · owns 50% to 75% of K••• R•••• C•••••• I••••••••• P•• L••
Entity owners
- K••• R•••• C•••••• I••••••••• P•• L•• · Shareholderdirect · owns 75% or more
- B••••• 2••• T•••• · Shareholderindirect · owns 25% to 50% of K••• R•••• C•••••• I••••••••• P•• L••
- P••••••• H••••••• P•• L•••••• · Trusteeindirect · owns F of B••••• 2••• T••••
Related persons
Schedule D 7.A
- K••• R•••• C•••••• G• P•• L••pooled vehicle sponsory
- K••• R•••• C•••••• H••••••• P•• L••pooled vehicle sponsory
- K••• R•••• C•••••• M••••••••• U•• L••pooled vehicle sponsory
- K••• R•••• C•••••• T••••• 2••• P•• L••pooled vehicle sponsory
- K••• R•••• G• L•pooled vehicle sponsory
- K••• R•••• G••• L•pooled vehicle sponsory
- K••• R•••• O••••••••• 3• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 19Sep 27, 2024 to Oct 24, 2025
- Pooled vehicle clients · 18 to 19Sep 27, 2024 to Oct 24, 2025
- Financial planning clients · unset to Sep 27, 2024 to Oct 24, 2025
- HQ state · unset to Sep 27, 2024 to Oct 24, 2025
- Private funds · 18 to 19Sep 27, 2024 to Oct 24, 2025
- Discretionary RAUM · $426M to $444MSep 27, 2024 to Oct 24, 2025
- Pooled vehicle RAUM · $426M to $444MSep 27, 2024 to Oct 24, 2025
- RAUM · $426M to $444MSep 27, 2024 to Oct 24, 2025
- Accounts · 9 to 18Jan 16, 2024 to Sep 27, 2024
- Advisory employees · 8 to 10Jan 16, 2024 to Sep 27, 2024
- Pooled vehicle clients · 11 to 18Jan 16, 2024 to Sep 27, 2024
- Employees · 16 to 20Jan 16, 2024 to Sep 27, 2024
- Private funds · 22 to 18Jan 16, 2024 to Sep 27, 2024
- Discretionary RAUM · $338M to $426MJan 16, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $338M to $426MJan 16, 2024 to Sep 27, 2024
- RAUM · $338M to $426MJan 16, 2024 to Sep 27, 2024
Signals
1 dated events
- K••• R•••• C•••••• M••••••••• P•• L•• filed its initial SEC registration (Form ADV)Jan 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••• R•••• C•••••• M••••••••• P•• L•• · Private Equityshared crd · organization
- K••• R•••• C•••••• M••••••••• P•• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/king-river-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kingriver.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 61 417 637 684reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026