DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

A••••••••• I••••••••• L••

Former SEC-registered adviserMoscow, Moscow, CRD 317370SEC 801-122776IAPD
Latest filing Dec 8, 2021
First filing on the tape Oct 29, 2021 · 2 filings
RAUM
$6.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$6.4M gross assets
History
2 filings and snapshots on the tape
RAUM: $6.4M
HNW client RAUM$0 as of Dec 8, 2021
Oct 29, 2021$0 then
State-registered IARs (5.B.3)0 as of Dec 8, 2021
Oct 29, 20210 then
Employees (5.A)8 as of Dec 8, 2021
Oct 29, 20210 then
Private funds: 2
Practice profile
derived from the filing of Dec 8, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$6.4M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$6.4M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$6.4M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••••• I••••••••• L•• • S••••• J••••••Other Private Fund$5.4M75Dec 8, 2021
      A••••••••• I••••••••• L•• • S••••• M••••••Other Private Fund$1.0M18Dec 8, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••••• M•••• · Member Of LLCcontrol
        since 06/2021 · owns 50% to 75%
      • T•••••••• P•••• · Member Of LLCcontrol
        since 06/2021 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A••••••••• M••••••••• ••••••• L••••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 2.0
        Oct 29, 2021 to Dec 8, 2021
      • Advisory employees · 0 to 5
        Oct 29, 2021 to Dec 8, 2021
      • Pooled vehicle clients · 0 to 2
        Oct 29, 2021 to Dec 8, 2021
      • Assets in custody · unset to 6396669.0
        Oct 29, 2021 to Dec 8, 2021
      • Custody of client assets · false to true
        Oct 29, 2021 to Dec 8, 2021
      • Employees · 0 to 8
        Oct 29, 2021 to Dec 8, 2021
      • Private funds · unset to 2
        Oct 29, 2021 to Dec 8, 2021
      • Discretionary RAUM · unset to 0.0
        Oct 29, 2021 to Dec 8, 2021
      • Non-discretionary RAUM · unset to 6396669.0
        Oct 29, 2021 to Dec 8, 2021
      • Pooled vehicle RAUM · $0 to $6.4M
        Oct 29, 2021 to Dec 8, 2021
      • RAUM · unset to 6396669.0
        Oct 29, 2021 to Dec 8, 2021
      Signals
      1 dated events
      • A••••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
        Oct 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026