DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••••• E•• A•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Dec 6, 2021 · 6 filings
SEC status approved since Jan 6, 2022
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
259
89 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 31, 2023$325M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)259 as of Mar 31, 2026
Mar 31, 2023284 then
Private funds: no history
RAUM +55% over the last fiscal year+87% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $236MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=38.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• Y••••• E•••••• · Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- S••••••• J••••••• J••• · Presidentcontrolsince 10/2021 · owns less than 5%
- L••••••• E•••• A•••• · Membercontrolsince 04/2022 · owns 25% to 50% of D••••••••• E•• G• L••
- R•••••• R•••••• R••••• · Membercontrolsince 04/2022 · owns 25% to 50% of D••••••••• E•• G• L••
- S••••••• J••••••• J••• · Membercontrolsince 04/2022 · owns 25% to 50% of D••••••••• E•• G• L••
Entity owners
- D••••••••• E•• G• L•• · General Partnerdirect · owns less than 5%
- D••••••••• E•• H••••••• L• · L•••••• Partnerdirect · owns 75% or more
- B••••••• E••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of B••••••• U••••••• I••••••••• L••••••
- B••••••• P•• · Shareholderindirect · owns 75% or more of B••••••• P•••••••• I••••••••• L•••••• · public reporting company
- B••••••• P•••••••• I••••••••• L•••••• · Shareholderindirect · owns 75% or more of B••••••• E••••• H••••••• L••••••
- D••••••••• E•• G• L•• · General Partnerindirect · owns 50% to 75% of L••• L•
- D••••••••• E•• G• L•• · General Partnerindirect · owns F of D••••••••• E•• H••••••• L•
- L••• L• · L•••••• Partnerindirect · owns 25% to 50% of D••••••••• E•• H••••••• L•
- B••••••• U••••••• I••••••••• L•••••• · L•••••• Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA85 employees
- Glendale, CA
What changed
consecutive filings, newest first
- Accounts · 7 to 9Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 90 to 89Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 35 to 38Mar 28, 2025 to Mar 31, 2026
- Employees · 264 to 259Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $2.1BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.4B to $2.1BMar 28, 2025 to Mar 31, 2026
- Accounts · 4 to 7Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 103 to 90Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 33 to 35Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to 0Mar 28, 2024 to Mar 28, 2025
- Other offices · 2 to 1Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $900M to $1.4BMar 28, 2024 to Mar 28, 2025
- RAUM · $900M to $1.4BMar 28, 2024 to Mar 28, 2025
- Accounts · 2 to 4Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 105 to 103Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 41 to 33Mar 31, 2023 to Mar 28, 2024
- Employees · 284 to 264Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $325M to $900MMar 31, 2023 to Mar 28, 2024
- RAUM · $325M to $900MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 111 to 105May 4, 2022 to Mar 31, 2023
- Employees · 288 to 284May 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $52.9M to $325MMay 4, 2022 to Mar 31, 2023
- RAUM · $52.9M to $325MMay 4, 2022 to Mar 31, 2023
- Accounts · 0 to 2Dec 6, 2021 to May 4, 2022
- HQ city · GLENDALE to TAMPADec 6, 2021 to May 4, 2022
- HQ state · CA to FLDec 6, 2021 to May 4, 2022
- Other offices · 1 to 2Dec 6, 2021 to May 4, 2022
- Discretionary RAUM · $0 to $52.9MDec 6, 2021 to May 4, 2022
- RAUM · $0 to $52.9MDec 6, 2021 to May 4, 2022
Signals
7 dated events
- D••••••••• E•• A•••••• L• reported RAUM $2.1B, up 55% from $1.4B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D••••••••• E•• A•••••• L• reported RAUM $1.4B, up 53% from $899.8M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- D••••••••• E•• A•••••• L• reported RAUM $899.8M, up 177% from $325.3M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- D••••••••• E•• A•••••• L• reported RAUM $325.3M, up 514% from $52.9M (2022-05-04 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Allan Earl Lariscy (Member) appeared on Schedule A of D••••••••• E•• A•••••• L•May 4, 2022 · Control person joined · fact
- Robert Ronald Redell (Member) appeared on Schedule A of D••••••••• E•• A•••••• L•May 4, 2022 · Control person joined · fact
- D••••••••• E•• A•••••• L• filed its initial SEC registration (Form ADV)Dec 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- D•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (813)791-7333reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026