DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V••••••••• C•••••• L•

Former SEC-registered adviserNew York, New YorkCRD 317418SEC 801-122877IAPD
Latest filing Mar 26, 2024
First filing on the tape Nov 15, 2021 · 6 filings
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$120M gross assets
History
6 filings and snapshots on the tape
RAUM$120M as of Mar 26, 2024
Mar 25, 2022$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Mar 25, 20220 then
Employees (5.A)4 as of Mar 26, 2024
Mar 25, 20226 then
Private funds1 as of Mar 26, 2024
Mar 25, 20221 then
RAUM -14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$40.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$120M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$120M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$120M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••••••••• E• T••••••• O••••••••• M••••• F••• L•Hedge Fund$120M6Mar 25, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••• D••••• P••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 07/2021 · owns less than 5%
      • G••••••••• P•••••• N•• · Chief Investment Officer, Limited Partnercontrol
        since 06/2021 · owns 75% or more
      • G••••••••• P•••••• N•• · Managing Membercontrol
        since 06/2021 · owns 75% or more of V••••••••• C•••••• G• L••
      Entity owners
      • V••••••••• C•••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • V••••••••• F••• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 3
        Nov 2, 2023 to Mar 26, 2024
      • Assets in custody · $139M to $120M
        Nov 2, 2023 to Mar 26, 2024
      • Employees · 6 to 4
        Nov 2, 2023 to Mar 26, 2024
      • Discretionary RAUM · $139M to $120M
        Nov 2, 2023 to Mar 26, 2024
      • Pooled vehicle RAUM · $139M to $120M
        Nov 2, 2023 to Mar 26, 2024
      • RAUM · $139M to $120M
        Nov 2, 2023 to Mar 26, 2024
      • Assets in custody · $127M to $139M
        Oct 4, 2022 to Mar 28, 2023
      • Discretionary RAUM · $127M to $139M
        Oct 4, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $127M to $139M
        Oct 4, 2022 to Mar 28, 2023
      • RAUM · $127M to $139M
        Oct 4, 2022 to Mar 28, 2023
      • Related bank · true to false
        Oct 4, 2022 to Mar 28, 2023
      • Other offices · 0 to 2
        Mar 25, 2022 to Oct 4, 2022
      • Accounts · unset to 3.0
        Nov 15, 2021 to Mar 25, 2022
      • Pooled vehicle clients · unset to 3.0
        Nov 15, 2021 to Mar 25, 2022
      • Assets in custody · unset to 127023699.0
        Nov 15, 2021 to Mar 25, 2022
      • Custody of client assets · false to true
        Nov 15, 2021 to Mar 25, 2022
      • Private funds · unset to 1
        Nov 15, 2021 to Mar 25, 2022
      • Discretionary RAUM · unset to 127023699.0
        Nov 15, 2021 to Mar 25, 2022
      • Non-discretionary RAUM · unset to 0.0
        Nov 15, 2021 to Mar 25, 2022
      • Pooled vehicle RAUM · unset to 127023699.0
        Nov 15, 2021 to Mar 25, 2022
      • RAUM · unset to 127023699.0
        Nov 15, 2021 to Mar 25, 2022
      • Related bank · false to true
        Nov 15, 2021 to Mar 25, 2022
      Signals
      2 dated events
      • Arthur John Early (President) no longer on Schedule A of V••••••••• C•••••• L• (listed 2023-11-02, absent 2024-03-26)
        Mar 26, 2024 · Control person left · inference
      • V••••••••• C•••••• L• filed its initial SEC registration (Form ADV)
        Nov 15, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026