DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• A•••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Oct 26, 2021 · 10 filings
SEC status approved since Dec 20, 2021
RAUM
$54B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$54B as of Mar 30, 2026
Mar 25, 2022$49B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20220 then
Employees (5.A)46 as of Mar 30, 2026
Mar 25, 202216 then
Private funds2 as of Mar 30, 2026
Mar 31, 20232 then
RAUM +6.6% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $547MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $878M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$35B67%
- Pension and profit-sharing plans$4.8B9.0%
- Other investment advisers$4.3B8.2%
- State and municipal entities$4.3B8.1%
- Investment companies$3.8B7.1%
- Corporations and businesses$292M0.6%
- Charitable organizations$13.7M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 12reported
- Charitable clients
- n/areported
- Accounts
- 99reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $878M for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• G••••• E••••• F••• L•• | Other Private Fund | $309M | 10 | Mar 31, 2023 |
| T•• P•••••••• I••••••••• E••••• F••• L•• | Other Private Fund | $141M | 5 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D••••• L••••• C•••••• · Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- G•••••• C••••••• C•••••• M•••• · Chief Operating Officer & Chief Legal Officercontrolsince 02/2024 · owns less than 5%
- H•••• A•••••• •••• · Chief Financial Officercontrolsince 10/2021 · owns less than 5%
- R•••• N••••• V••••• · Chief Executive Officer, Chief Investment Officer, Shareholder, President, Directorcontrolsince 03/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 98 to 99Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 10 to 13Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 13 to 12Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 47 to 49Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $751M to $878MMar 28, 2025 to Mar 30, 2026
- Employees · 36 to 46Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $46B to $50BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $4.4B to $3.6BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $4.5B to $4.8BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $33B to $35BMar 28, 2025 to Mar 30, 2026
- RAUM · $51B to $54BMar 28, 2025 to Mar 30, 2026
- Accounts · 93 to 98Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $450M to $751MMar 28, 2024 to Mar 28, 2025
- Employees · 27 to 36Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- HQ state · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $40B to $46BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $3.9B to $4.4BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $4.6B to $4.5BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $27B to $33BMar 28, 2024 to Mar 28, 2025
- RAUM · $44B to $51BMar 28, 2024 to Mar 28, 2025
- Accounts · 12 to 93May 10, 2023 to Mar 28, 2024
- Advisory employees · 9 to 10May 10, 2023 to Mar 28, 2024
- Business name · S•••••••• A•••• M••••••••• to P•••••••• A•••• M••••••••• I•••May 10, 2023 to Mar 28, 2024
- Corporate clients · 2.0 to unsetMay 10, 2023 to Mar 28, 2024
- Pension plan clients · unset to 13.0May 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 47May 10, 2023 to Mar 28, 2024
- Assets in custody · unset to 449768331.0May 10, 2023 to Mar 28, 2024
- Custody of client assets · false to trueMay 10, 2023 to Mar 28, 2024
- Employees · 22 to 27May 10, 2023 to Mar 28, 2024
- Legal name · S•••••••• A•••• M••••••••• INC. to P•••••••• A•••• M••••••••• I•••May 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $37B to $40BMay 10, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $3.2B to $3.9BMay 10, 2023 to Mar 28, 2024
- Pension RAUM · unset to 4604498838.0May 10, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $326M to $27BMay 10, 2023 to Mar 28, 2024
- RAUM · $40B to $44BMay 10, 2023 to Mar 28, 2024
- Accounts · 9 to 12Mar 25, 2022 to Mar 31, 2023
- Corporate clients · unset to 2.0Mar 25, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 3Mar 25, 2022 to Mar 31, 2023
- Employees · 16 to 22Mar 25, 2022 to Mar 31, 2023
Signals
6 dated events
- Colombe Marie Claudia Gourde (Chief Operating Officer & Chief Legal Officer) appeared on Schedule A of P•••••••• A•••• M••••••••• I•••Mar 28, 2024 · Control person joined · fact
- L••••• G••••• (Trustee Of Evl Trust Ii) no longer on Schedule A of P•••••••• A•••• M••••••••• I••• (listed 2021-12-17, absent 2021-12-18)Dec 18, 2021 · Control person left · inference
- (Nmn) Audrey Huot (Chief Financial Officer, President, Board Member) appeared on Schedule A of P•••••••• A•••• M••••••••• I•••Dec 18, 2021 · Control person joined · fact
- L••••• C•••••• D•••• D•••••• (Chief Compliance Officer) appeared on Schedule A of P•••••••• A•••• M••••••••• I•••Dec 17, 2021 · Control person joined · fact
- Evangelia Kleftodimou (Cco) no longer on Schedule A of P•••••••• A•••• M••••••••• I••• (listed 2021-10-26, absent 2021-12-17)Dec 17, 2021 · Control person left · inference
- S•••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Oct 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pinestoneamreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 438-793-0444reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026