DFX Intelligence
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G•••••••• C•••••• M••••••••• L•
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $2.2B of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $2.2B
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +43%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $1.5BRAUM now $2.2B
- Contact points 2
Every filed figure, and the identifiersCRD 317701 · SEC 801-122866 · 11 filingsShowHide
CRD 317701SEC 801-122866First filing on the tape Nov 12, 2021, latest Jun 25, 2026SEC status approved since Dec 13, 2021IAPD
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$2.2B as of Jun 25, 2026
Mar 31, 2022$1.0B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 31, 20220 then
Employees (5.A)26 as of Jun 25, 2026
Mar 31, 202234 then
Private funds1 as of Jun 25, 2026
Mar 31, 20221 then
RAUM +43% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $717MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.2B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 3 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• M••••• F••• L• | Hedge Fund | $2.2B | 7 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• M••••••• J• · Limited Partner And Ceocontrolsince 07/2021 · owns 75% or more
- V•••• L••••••• E•••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- W••••••• M•••••• E••••• · Chief Financial Officercontrolsince 11/2021 · owns less than 5%
- X•••• N••• N•• · Chief Technology Officercontrolsince 10/2021 · owns less than 5%
- E••••••••• M••••••• J• · Managing Membercontrolsince 07/2021 · owns 75% or more of G•••••••• C•••••• M••••••••• G• L••
Entity owners
- G•••••••• C•••••• M••••••••• G• L•• · G•••••• P•••••• O• G•••••••• C•••••• M••••••••• L•direct · owns less than 5%
Related persons
Schedule D 7.A
- G•••••••• F•••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA1 employees
- San Francisco, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 17 to 12Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $1.5B to $2.2BMar 31, 2025 to Mar 31, 2026
- Employees · 31 to 26Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $2.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $2.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.5B to $2.2BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 23 to 17Mar 22, 2024 to Mar 31, 2025
- Assets in custody · $1.2B to $1.5BMar 22, 2024 to Mar 31, 2025
- Employees · 32 to 31Mar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- Other offices · 3 to 2Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.5BMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.5BMar 22, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.5BMar 22, 2024 to Mar 31, 2025
- Advisory employees · 25 to 23Sep 12, 2023 to Mar 22, 2024
- Assets in custody · $1.2B to $1.2BSep 12, 2023 to Mar 22, 2024
- Employees · 39 to 32Sep 12, 2023 to Mar 22, 2024
- Other offices · 2 to 3Sep 12, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.2B to $1.2BSep 12, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.2B to $1.2BSep 12, 2023 to Mar 22, 2024
- RAUM · $1.2B to $1.2BSep 12, 2023 to Mar 22, 2024
- Other offices · 5 to 2Apr 20, 2023 to Aug 11, 2023
- Other offices · 6 to 5Mar 28, 2023 to Apr 20, 2023
- Advisory employees · 27 to 25Oct 28, 2022 to Mar 28, 2023
- Business name · G•••••••• C•••••• M••••••••• L• to G•••••••• C•••••• M••••••••• L•Oct 28, 2022 to Mar 28, 2023
- Charity clients · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Corporate clients · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- HNW clients · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Individual clients · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Pension plan clients · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Assets in custody · $1.0B to $1.2BOct 28, 2022 to Mar 28, 2023
- Employees · 34 to 39Oct 28, 2022 to Mar 28, 2023
- Legal name · G•••••••• C•••••• M••••••••• L• to G•••••••• C•••••• M••••••••• L•Oct 28, 2022 to Mar 28, 2023
- Other offices · 4 to 6Oct 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.0B to $1.2BOct 28, 2022 to Mar 28, 2023
- HNW RAUM · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Individual RAUM · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Pension RAUM · 0.0 to unsetOct 28, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.0B to $1.2BOct 28, 2022 to Mar 28, 2023
- RAUM · $1.0B to $1.2BOct 28, 2022 to Mar 28, 2023
Signals
9 dated events
- ••• LockedJun 25, 2026 · private fund gav change · fact
- ••• LockedJun 25, 2026 · ria private fund assets change · fact
- ••• LockedJun 25, 2026 · ria office opened · fact
- ••• LockedJun 25, 2026 · ria office closed · derived
- ••• LockedMar 31, 2026 · RAUM change · derived
- ••• LockedMar 31, 2025 · RAUM change · derived
- ••• LockedSep 12, 2023 · Control person left · inference
- ••• LockedAug 11, 2023 · Control person joined · fact
- ••• LockedNov 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026