DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• P•• L••
Latest filing Sep 26, 2025
First filing on the tape Jul 9, 2024 · 5 filings
SEC status approved since Dec 11, 2024
RAUM
$884M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$884M as of Sep 26, 2025
Jul 9, 2024$492M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 26, 2025
Jul 9, 20240 then
Employees (5.A)6 as of Sep 26, 2025
Jul 9, 20245 then
Private funds: no history
Practice profile
derived from the filing of Sep 26, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$858M97%
- Corporations and businesses$25.6M2.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• T•• · Chief Operating Officer, Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- R•••••• M••••• · Directorcontrolsince 04/2017 · owns less than 5%
- C••••• B•••••• J••• · Ownersince 07/2022 · owns 50% to 75% of E•• P••• I••••••••• P•• L••
- S••••••••• A••••••• A••••• · Ownersince 07/2022 · owns 50% to 75% of E•• P••• I••••••••• P•• L••
Entity owners
- E•• P••• I••••••••• P•• L•• · Trustee For S•••••••• F••••• T••••direct · owns less than 5%
- R••••• F••••• T•••• · Ownerdirect · owns 75% or more
- S•••••••• F••••• T•••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 8Dec 9, 2024 to Sep 26, 2025
- Advisory employees · 2 to 3Dec 9, 2024 to Sep 26, 2025
- Pooled vehicle clients · 5 to 9Dec 9, 2024 to Sep 26, 2025
- Employees · 5 to 6Dec 9, 2024 to Sep 26, 2025
- Financial planning clients · unset to Dec 9, 2024 to Sep 26, 2025
- HQ state · unset to Dec 9, 2024 to Sep 26, 2025
- Discretionary RAUM · $749M to $884MDec 9, 2024 to Sep 26, 2025
- Pooled vehicle RAUM · $723M to $858MDec 9, 2024 to Sep 26, 2025
- RAUM · $749M to $884MDec 9, 2024 to Sep 26, 2025
- Advisory activities · 1 to 2Jul 9, 2024 to Oct 1, 2024
- Discretionary RAUM · $492M to $749MJul 9, 2024 to Oct 1, 2024
- Pooled vehicle RAUM · $468M to $723MJul 9, 2024 to Oct 1, 2024
- RAUM · $492M to $749MJul 9, 2024 to Oct 1, 2024
Signals
2 dated events
- A•••• C•••••• P•• L•• reported RAUM $749.5M, up 52% from $492.5M (2024-07-09 to 2024-10-01)Oct 1, 2024 · RAUM change · derived
- A•••• C•••••• P•• L•• filed its initial SEC registration (Form ADV)Jul 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arrow-capital-pty-ltd/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +61 2 9169 7770reportedpublic record, Form ADV, Sep 26, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026