DFX Intelligence
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SEC-registered adviser
S•••••• I••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 24, 2021 · 11 filings
SEC status approved since Jan 3, 2022
RAUM
$16.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$16.1M as of Mar 31, 2026
Mar 1, 2023$11.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 1, 20230 then
Employees (5.A)7 as of Mar 31, 2026
Mar 1, 202326 then
Private funds1 as of Mar 31, 2026
Mar 26, 20241 then
RAUM +5.6% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$16.1M100%
- Pooled investment vehicles$39,1020.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• I••••••••• M••••• S•• L•• | Venture Capital Fund | $236,000 | 63 | Aug 1, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• E•••• D••••• · Chief Compliance Officer, Chief Operating Officercontrolsince 12/2021 · owns less than 5%
- R••••••• J••••• K• · Chief Executive Officercontrolsince 11/2021 · owns less than 5%
- R••••••• J••••• K• · Ownercontrolsince 11/2019 · owns 25% to 50% of S•••••• I•••
Entity owners
- S•••••• I••• · M•••••direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $15.3M to $16.1MMar 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $236,000 to $39,102Mar 20, 2025 to Mar 31, 2026
- RAUM · $15.3M to $16.1MMar 20, 2025 to Mar 31, 2026
- Employees · 8 to 7Jan 17, 2025 to Mar 20, 2025
- Financial planning clients · unset to Jan 17, 2025 to Mar 20, 2025
- Discretionary RAUM · $13.8M to $15.3MJan 17, 2025 to Mar 20, 2025
- RAUM · $13.8M to $15.3MJan 17, 2025 to Mar 20, 2025
- Accounts · 1 to 2Nov 16, 2023 to Mar 26, 2024
- Advisory employees · 6 to 2Nov 16, 2023 to Mar 26, 2024
- Advisory activities · 1 to 2Nov 16, 2023 to Mar 26, 2024
- Pooled vehicle clients · unset to 1.0Nov 16, 2023 to Mar 26, 2024
- Employees · 26 to 8Nov 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $11.5M to $13.8MNov 16, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · unset to 236000.0Nov 16, 2023 to Mar 26, 2024
- RAUM · $11.5M to $13.8MNov 16, 2023 to Mar 26, 2024
- Private funds · unset to 1Mar 1, 2023 to Aug 1, 2023
- Accounts · 0 to 1Oct 25, 2022 to Mar 1, 2023
- Advisory employees · 3 to 6Oct 25, 2022 to Mar 1, 2023
- Assets in custody · 0.0 to unsetOct 25, 2022 to Mar 1, 2023
- Custody of client assets · true to falseOct 25, 2022 to Mar 1, 2023
- Employees · 3 to 26Oct 25, 2022 to Mar 1, 2023
- Discretionary RAUM · $0 to $11.5MOct 25, 2022 to Mar 1, 2023
- RAUM · $0 to $11.5MOct 25, 2022 to Mar 1, 2023
Signals
3 dated events
- Chad M Lewkowski (Chief Compliance Officer) no longer on Schedule A of S•••••• I••••••••• L•• (listed 2023-08-01, absent 2023-10-23)Oct 23, 2023 · Control person left · inference
- D••••• E••• C•••• (Chief Operating Officer) appeared on Schedule A of S•••••• I••••••••• L••Aug 1, 2023 · Control person joined · fact
- S•••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Nov 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••• I••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sweaterventuresreportedpublic record, Form ADV, Sep 21, 2026
- Website
- sweaterventures.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 1-888-577-7987reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026