DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
K••••• A•••• M•••••••••
Legal name K••••• I•••••••• S•••••••• L•
Latest filing Mar 22, 2024
First filing on the tape Mar 31, 2022 · 12 filings
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
71
41 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$404M gross assets
History
12 filings and snapshots on the tape
RAUM$28B as of Mar 22, 2024
Mar 30, 2023$22B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 22, 2024
Mar 30, 20230 then
Employees (5.A)71 as of Mar 22, 2024
Mar 30, 202356 then
Private funds1 as of Mar 22, 2024
Mar 30, 20231 then
RAUM +23% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 22, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $336MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$27B99%
- Pooled investment vehicles$366M1.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 82reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• C•• I• L••• | Other Private Fund | $404M | 1 | Dec 2, 2022 |
Owners and control persons
Schedule A and B, latest filing
- I••••••••• E••• · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- P•••••• T•••••• J•••••• · Chief Legal Officercontrolsince 01/2022 · owns less than 5%
- R•••••• B••••• K•••• · President And Chief Investment Officercontrolsince 02/2020 · owns less than 5%
Entity owners
- K••••• I•••••••• S••••••• L•• · General Partnerdirect · owns less than 5%
- A••••• H••••••• M••• C•••••• L•• · Memberindirect · owns 50% to 75% of K••••• I•••••••• S••••••• L••
- A•• I••••••••• F••• I• G•• L• · Memberindirect · owns 25% to 50% of K••••• I•••••••• S••••••• L••
- K••••• I•••••••• S••••••• L•• · Shareholderindirect · owns 75% or more of K•• H••••••• L••
- K•• H••••••• L•• · Class A/B Limited Partnerdirect · owns 75% or more
- K•• P••••••••• L• · Class A/C Limited Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G••••••• I••••• L••• I•••••••• C••••••real estaten
- K••••• B•••••• R• L••real estaten
- K••••• L••• R• L•••real estaten
- K••••• U• H•••••••• I•••real estaten
- L•••••••• R• C•••••• I•••••••• C••••••real estaten
- L•••••• B•••••• L••• C••••••real estaten
- U••••• L••• I•••••••• C••••••real estaten
Offices
Schedule D 1.F, the 25 largest
- New York, NY21 employees
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 49 to 82Jan 12, 2024 to Mar 22, 2024
- Advisory employees · 31 to 41Jan 12, 2024 to Mar 22, 2024
- Pooled vehicle clients · unset to 1.0Jan 12, 2024 to Mar 22, 2024
- Employees · 56 to 71Jan 12, 2024 to Mar 22, 2024
- Discretionary RAUM · $22B to $27BJan 12, 2024 to Mar 22, 2024
- Non-discretionary RAUM · $0 to $85.4MJan 12, 2024 to Mar 22, 2024
- Pooled vehicle RAUM · unset to 365874763.0Jan 12, 2024 to Mar 22, 2024
- RAUM · $22B to $28BJan 12, 2024 to Mar 22, 2024
- Business name · K••••• I•••••••• S•••••••• L• to K••••• A•••• M•••••••••Nov 29, 2023 to Dec 22, 2023
- Accounts · 28 to 49Jan 31, 2023 to Mar 30, 2023
- Advisory employees · 16 to 31Jan 31, 2023 to Mar 30, 2023
- Employees · 28 to 56Jan 31, 2023 to Mar 30, 2023
- HQ city · NEW YORK to ROSEMONTJan 31, 2023 to Mar 30, 2023
- HQ state · NY to ILJan 31, 2023 to Mar 30, 2023
- Discretionary RAUM · $19B to $22BJan 31, 2023 to Mar 30, 2023
- RAUM · $19B to $22BJan 31, 2023 to Mar 30, 2023
- Private funds · unset to 1Sep 9, 2022 to Dec 2, 2022
Signals
4 dated events
- Todd Frank Ingraham (Chief Compliance Officer) no longer on Schedule A of K••••• A•••• M••••••••• (listed 2023-11-29, absent 2023-12-22)Dec 22, 2023 · Control person left · inference
- Enzo Incandela (Interim Chief Compliance Officer) appeared on Schedule A of K••••• A•••• M•••••••••Dec 22, 2023 · Control person joined · fact
- P Dhiren Jhaveri (Chief Executive Officer) no longer on Schedule A of K••••• A•••• M••••••••• (listed 2022-04-07, absent 2022-09-09)Sep 9, 2022 · Control person left · inference
- K••••• I•••••••• S•••••••• L• filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026