DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• S•• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2022 · 12 filings
SEC status approved since May 2, 2022
RAUM
$477M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$477M as of Mar 31, 2026
Mar 29, 2023$402M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20230 then
Employees (5.A)12 as of Mar 31, 2026
Mar 29, 202311 then
Private funds6 as of Mar 31, 2026
Mar 29, 20234 then
RAUM +0.8% over the last fiscal year+5.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $477M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$477M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $477M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• S•• P•••••••• L• | Private Equity Fund | $314M | 38 | Dec 13, 2021 |
| B••••• C•••••••• I•• L•• | Private Equity Fund | $57.5M | 3 | Mar 29, 2023 |
| B••••• C•••••••• I• L•• | Private Equity Fund | $34.8M | 7 | Mar 29, 2023 |
| B••••• M••••••••• L• | Private Equity Fund | $12.4M | 31 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- N•••••• A••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Z•••••• T••••• T••••• · Ownercontrolsince 12/2021 · owns 75% or more of B•• I• L••
Entity owners
- B•• M••••••••• H•••••••• L•• · Ownerdirect · owns 75% or more
- B•• I• L•• · Managerindirect · owns 75% or more of B•• M••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- B•••• S•• P••••••• G• L••pooled vehicle sponsorn
- B••••• G•• L••pooled vehicle sponsorn
Advisers that list B•••• S•• P••••••• L•• as a related person
- 109540 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Sep 22, 2025 to Mar 31, 2026
- Advisory employees · 8 to 10Sep 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 6Sep 22, 2025 to Mar 31, 2026
- Assets in custody · $473M to $477MSep 22, 2025 to Mar 31, 2026
- Employees · 11 to 12Sep 22, 2025 to Mar 31, 2026
- Private funds · 5 to 6Sep 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $473M to $477MSep 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $473M to $477MSep 22, 2025 to Mar 31, 2026
- RAUM · $473M to $477MSep 22, 2025 to Mar 31, 2026
- Accounts · 4 to 5May 1, 2024 to Mar 31, 2025
- Advisory employees · 9 to 8May 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 5May 1, 2024 to Mar 31, 2025
- Assets in custody · $308M to $473MMay 1, 2024 to Mar 31, 2025
- Employees · 12 to 11May 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 31, 2025
- Private funds · 4 to 5May 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $418M to $473MMay 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $418M to $473MMay 1, 2024 to Mar 31, 2025
- RAUM · $418M to $473MMay 1, 2024 to Mar 31, 2025
- Advisory employees · 11 to 9Oct 20, 2023 to Mar 29, 2024
- Assets in custody · $402M to $308MOct 20, 2023 to Mar 29, 2024
- Employees · 11 to 12Oct 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $402M to $418MOct 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $402M to $418MOct 20, 2023 to Mar 29, 2024
- RAUM · $402M to $418MOct 20, 2023 to Mar 29, 2024
- Assets in custody · unset to 401529230.0Apr 26, 2023 to Oct 20, 2023
- Custody of client assets · false to trueApr 26, 2023 to Oct 20, 2023
- Accounts · 3 to 4Nov 4, 2022 to Mar 29, 2023
- Advisory employees · 7 to 11Nov 4, 2022 to Mar 29, 2023
- Pooled vehicle clients · 3 to 4Nov 4, 2022 to Mar 29, 2023
- Assets in custody · 234599230.0 to unsetNov 4, 2022 to Mar 29, 2023
- Custody of client assets · true to falseNov 4, 2022 to Mar 29, 2023
- Employees · 10 to 11Nov 4, 2022 to Mar 29, 2023
- Private funds · 1 to 4Nov 4, 2022 to Mar 29, 2023
- Discretionary RAUM · $235M to $402MNov 4, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $235M to $402MNov 4, 2022 to Mar 29, 2023
- RAUM · $235M to $402MNov 4, 2022 to Mar 29, 2023
- Advisory employees · 6 to 7Jun 3, 2022 to Nov 4, 2022
- Employees · 8 to 10Jun 3, 2022 to Nov 4, 2022
- Private funds · 2 to 1Mar 31, 2022 to Apr 4, 2022
Signals
2 dated events
- B•••• S•• P••••••• L•• reported RAUM $401.5M, up 71% from $234.6M (2022-11-04 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- B•••• S•• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••• S•• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••• S•• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/broad-sky-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-722-5310reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026