DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D• I••••••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 2, 2022 · 12 filings
SEC status approved since Mar 8, 2022
RAUM
$618M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
83
45 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$618M as of Mar 31, 2026
Mar 31, 2023$272M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)83 as of Mar 31, 2026
Mar 31, 202375 then
Private funds4 as of Mar 31, 2026
Mar 31, 20232 then
RAUM +69% over the last fiscal year+31% a year over threeIARs 0 to 0offices 7 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $154MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$618M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••• L••• M••• I••••••••• F••• V• L• | Real Estate Fund | $353M | 229 | Jul 6, 2022 |
| D••••• L••• M••• I••••••••• F••• V••• L• | Real Estate Fund | $15.8M | 3 | Mar 31, 2023 |
| D••••• I•• F••• L• | Real Estate Fund | $11.2M | 6 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- W•••••• J•••••• G••••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- D•••••• M••••• · Presidentcontrolsince 02/2018 · owns 75% or more of D••••• C•••• E••••••••• I•••
- D•••••• M••••• · Ownercontrolsince 01/1990 · owns 75% or more of D••••••• L••••••
- D•••••• M••••• · Co-Presidentcontrolsince 03/2018 · owns F of D• M••••••••• L••
- D•••••• S•••• K•••••• · Member And Co-Presidentcontrolsince 03/2018 · owns 75% or more of D• M••••••••• L••
- D•••••• S•••• K•••••• · Member And Presidentcontrolsince 01/2017 · owns 75% or more of B••••• C••••••• L••
- D•••••• S•••••• M•••• · Vice Presidentcontrolsince 03/2018 · owns F of D• M••••••••• L••
- D•••••• S•••••• M•••• · Vice Presidentcontrolsince 01/2017 · owns F of B••••• C••••••• L••
- T•••••• F•••••••• · Vice Presidentcontrolsince 03/2018 · owns F of D• M••••••••• L••
- T•••••• F•••••••• · Vice Presidentcontrolsince 01/2017 · owns F of B••••• C••••••• L••
- W•••••• J•••••• G••••• · Chief Legal Officercontrolsince 07/2020 · owns F of B••••• C••••••• L••
- W•••••• J•••••• G••••• · Chief Legal Officercontrolsince 07/2020 · owns F of D• M••••••••• L••
Entity owners
- D••••• L••• M••• G• L•• · General Partnerdirect · owns less than 5%
- D• M••••••••• L•• · L•••••• Partnerdirect · owns 75% or more
- B••••• C••••••• L•• · Memberindirect · owns 75% or more of D••••• L••• M••• G• L••
- D••••• C•••• E••••••••• I••• · General Partnerindirect · owns F of C••••••• D••••• L•••••• P•••••••••
- D••••••• L•••••• · L•••••• Partnerindirect · owns 75% or more of C••••••• D••••• L•••••• P•••••••••
- C••••••• D••••• L•••••• P••••••••• · L•••••• Partnerdirect · owns 10% to 25%
- C••••••• D••••• L•••••• P••••••••• · Memberindirect · owns F of D••••• L••• M••• G• L••
Related persons
Schedule D 7.A
- D••••• I••••••••• F••• V• G•• L•pooled vehicle sponsorn
- D••••• I••••••••• R••• E••••• I••••• F••• G•• L•pooled vehicle sponsorn
- D••••• I•• F••• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Wayne, PA5 employees
- Lakewood, CO5 employees
- Oakland, CA5 employees
- Orlando, FL4 employees
- Toronto, Canada3 employees
- Chicago, IL2 employees
- Westmount, Canada2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $365,379,043 to $617,591,427 (+69.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 91.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Assets in custody · unset to 0.0Mar 28, 2025 to Mar 31, 2026
- Employees · 87 to 83Mar 28, 2025 to Mar 31, 2026
- Other offices · 7 to 6Mar 28, 2025 to Mar 31, 2026
- Private funds · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $365M to $618MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $365M to $618MMar 28, 2025 to Mar 31, 2026
- RAUM · $365M to $618MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 40 to 45Oct 15, 2024 to Mar 28, 2025
- Employees · 84 to 87Oct 15, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $380M to $365MOct 15, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $380M to $365MOct 15, 2024 to Mar 28, 2025
- RAUM · $380M to $365MOct 15, 2024 to Mar 28, 2025
- Accounts · 2 to 3Aug 15, 2023 to Mar 29, 2024
- Advisory employees · 47 to 40Aug 15, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 3Aug 15, 2023 to Mar 29, 2024
- Employees · 75 to 84Aug 15, 2023 to Mar 29, 2024
- Other offices · 10 to 7Aug 15, 2023 to Mar 29, 2024
- Private funds · 2 to 3Aug 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $272M to $380MAug 15, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $272M to $380MAug 15, 2023 to Mar 29, 2024
- RAUM · $272M to $380MAug 15, 2023 to Mar 29, 2024
- Accounts · 1 to 2Jul 6, 2022 to Mar 31, 2023
- Advisory employees · 46 to 47Jul 6, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Jul 6, 2022 to Mar 31, 2023
- Employees · 76 to 75Jul 6, 2022 to Mar 31, 2023
- Private funds · 1 to 2Jul 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $218M to $272MJul 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $218M to $272MJul 6, 2022 to Mar 31, 2023
- RAUM · $218M to $272MJul 6, 2022 to Mar 31, 2023
- Accounts · unset to 1.0Apr 7, 2022 to Jul 6, 2022
- Advisory employees · 37 to 46Apr 7, 2022 to Jul 6, 2022
- Pooled vehicle clients · unset to 1.0Apr 7, 2022 to Jul 6, 2022
- Employees · 75 to 76Apr 7, 2022 to Jul 6, 2022
- Other offices · 1 to 10Apr 7, 2022 to Jul 6, 2022
- Private funds · unset to 1Apr 7, 2022 to Jul 6, 2022
- Discretionary RAUM · unset to 218271543.0Apr 7, 2022 to Jul 6, 2022
- Non-discretionary RAUM · unset to 0.0Apr 7, 2022 to Jul 6, 2022
Signals
4 dated events
- D• I••••••••• M••••••••• L• reported RAUM $617.6M, up 69% from $365.4M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D• I••••••••• M••••••••• L• reported RAUM $379.7M, up 40% from $271.6M (2023-08-15 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- D• I••••••••• M••••••••• L• reported 10 offices beyond its principal office, up from 1 (2022-04-07 to 2022-07-06)Jul 6, 2022 · Office count change · derived
- D••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Feb 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dalfen-america-corpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214-775-4712reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
D• I••••••••• M••••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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