DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Christensen Group Financial, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2022 · 12 filings
SEC status approved since Apr 28, 2022
RAUM
$24.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$24.8M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$5.0M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$24.8M as of Mar 27, 2026
Mar 21, 2023$4.7M then
HNW client RAUM$19.2M as of Mar 27, 2026
Mar 21, 2023$2.6M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 21, 20232 then
Employees (5.A)6 as of Mar 27, 2026
Mar 21, 20235 then
Private funds: no history
RAUM +34% over the last fiscal year+74% a year over threeIARs 3 to 5offices 0 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $5.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $264,003derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$19.2M78%
- Individuals$5.6M22%
- Individual clients
- 25reported
- HNW clients
- 15reported
- Pension plan clients
- 230reported
- Charitable clients
- n/areported
- Accounts
- 94reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Spencer Lewis Rose | Eden Prairie, Mn | Jun 1, 2022 | 12 y | 1 |
| Ross Christian Dahlof | Eden Prairie, Mn | Jun 1, 2022 | 27 y | 2 |
| Scott M Lichter | Eden Prairie, Mn | Mar 11, 2025 | 22 y | 0 |
| Joshua Cade Johnson | San Antonio, Tx | Jul 1, 2025 | 10 y | 1 |
| Aaron Patrick Decock | Eden Prairie, Mn | Jan 14, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joshua Cade Johnson from World Investment Advisors, LLCJul 1, 2025 · Other
- Spencer Lewis Rose from Kestra Advisory Services, LLCJun 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Ross Christian Dahlof from Kestra Advisory Services, LLCJun 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Christensen · Cfocontrolsince 12/2021 · owns less than 5%
- Christian Ross Dahlof · Presidentcontrolsince 12/2021 · owns less than 5%
- M Scott Lichter · Ccocontrolsince 12/2021 · owns less than 5%
Entity owners
- Christensen Group Inc. · Sole Memberdirect · owns 75% or more
- Insurance Resources International Inc. · Ownerindirect · owns 75% or more of Christensen Group Inc.
Related persons
Schedule D 7.A
- Christensen Group Insurancereal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eden Prairie, Mn · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 78 to 94Nov 3, 2025 to Mar 27, 2026
- HNW clients · 9 to 15Nov 3, 2025 to Mar 27, 2026
- Individual clients · 29 to 25Nov 3, 2025 to Mar 27, 2026
- Pension plan clients · 232 to 230Nov 3, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 11-25Nov 3, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 5Nov 3, 2025 to Mar 27, 2026
- Discretionary RAUM · $18.5M to $24.8MNov 3, 2025 to Mar 27, 2026
- HNW RAUM · $11.6M to $19.2MNov 3, 2025 to Mar 27, 2026
- Individual RAUM · $6.9M to $5.6MNov 3, 2025 to Mar 27, 2026
- RAUM · $18.5M to $24.8MNov 3, 2025 to Mar 27, 2026
- Advisory employees · 4 to 5Mar 12, 2025 to Jul 1, 2025
- Employees · 5 to 6Mar 12, 2025 to Jul 1, 2025
- Financial planning clients · 1-10 to 1-10Mar 12, 2025 to Jul 1, 2025
- State-registered IARs · 3 to 4Mar 12, 2025 to Jul 1, 2025
- Other offices · 0 to 1Mar 12, 2025 to Jul 1, 2025
- Accounts · 37 to 78Dec 16, 2024 to Mar 12, 2025
- HNW clients · 7 to 9Dec 16, 2024 to Mar 12, 2025
- Individual clients · 17 to 29Dec 16, 2024 to Mar 12, 2025
- Pension plan clients · 234 to 232Dec 16, 2024 to Mar 12, 2025
- State-registered IARs · 2 to 3Dec 16, 2024 to Mar 12, 2025
- Discretionary RAUM · $10.1M to $18.5MDec 16, 2024 to Mar 12, 2025
- HNW RAUM · $6.0M to $11.6MDec 16, 2024 to Mar 12, 2025
- Individual RAUM · $4.1M to $6.9MDec 16, 2024 to Mar 12, 2025
- RAUM · $10.1M to $18.5MDec 16, 2024 to Mar 12, 2025
- Accounts · 16 to 37Mar 23, 2023 to Mar 20, 2024
- HNW clients · unset to 7.0Mar 23, 2023 to Mar 20, 2024
- Individual clients · 8 to 17Mar 23, 2023 to Mar 20, 2024
- Pension plan clients · 225 to 234Mar 23, 2023 to Mar 20, 2024
- Financial planning clients · 0 to 1-10Mar 23, 2023 to Mar 20, 2024
- Discretionary RAUM · $4.7M to $10.1MMar 23, 2023 to Mar 20, 2024
- HNW RAUM · $2.6M to $6.0MMar 23, 2023 to Mar 20, 2024
- Individual RAUM · $2.2M to $4.1MMar 23, 2023 to Mar 20, 2024
- RAUM · $4.7M to $10.1MMar 23, 2023 to Mar 20, 2024
- Accounts · 10 to 16Nov 3, 2022 to Mar 21, 2023
- Advisory activities · 2 to 3Nov 3, 2022 to Mar 21, 2023
- Individual clients · 6 to 8Nov 3, 2022 to Mar 21, 2023
- Pension plan clients · 218 to 225Nov 3, 2022 to Mar 21, 2023
- Financial planning clients · unset to 0Nov 3, 2022 to Mar 21, 2023
- State-registered IARs · 4 to 2Nov 3, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.7M to $4.7MNov 3, 2022 to Mar 21, 2023
Signals
1 dated events
- Christensen Group Financial, Llc filed its initial SEC registration (Form ADV)Mar 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-512-0512reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 218-308-7001reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 218-514-4541reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- christensengroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-653-1000reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- christensengroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- christensengroup.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026