DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W•••••••••

Former SEC-registered adviserCRD 318172SEC 801-124734IAPD
Legal name T•• C••••••• I•••
Latest filing Mar 14, 2024
First filing on the tape Mar 24, 2022 · 5 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 14, 2024
Mar 30, 20231 then
Employees (5.A)3 as of Mar 14, 2024
Mar 30, 20233 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 14, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
193reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
n/areported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• E••• · Owner; Chief Technology Officercontrol
        since 11/2021 · owns 25% to 50%
      • B••••••••• B•••••••• G•••••• · Owner; Chief Executive Officer; Chief Financial Officer; And Chief Compliance Officercontrol
        since 11/2021 · owns 25% to 50%
      • V••••••••• M•••• · Owner; Chief Experience Officercontrol
        since 11/2021 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0.0 to unset
        Jun 15, 2022 to Mar 30, 2023
      • Charity clients · unset to 7.0
        Jun 15, 2022 to Mar 30, 2023
      • Individual clients · unset to 193.0
        Jun 15, 2022 to Mar 30, 2023
      • Financial planning clients · 0 to 101-250
        Jun 15, 2022 to Mar 30, 2023
      • Other offices · 1 to 0
        Jun 15, 2022 to Mar 30, 2023
      • Discretionary RAUM · 0.0 to unset
        Jun 15, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · 0.0 to unset
        Jun 15, 2022 to Mar 30, 2023
      • RAUM · 0.0 to unset
        Jun 15, 2022 to Mar 30, 2023
      • Wrap assets (manager) · 0.0 to unset
        Mar 24, 2022 to Jun 14, 2022
      • Wrap assets (sponsor) · 0.0 to unset
        Mar 24, 2022 to Jun 14, 2022
      Signals
      1 dated events
      • Walkthrough filed its initial SEC registration (Form ADV)
        Mar 24, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026