DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••••• C••••••
Legal name V•••••••• C•••••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Jan 21, 2022 · 12 filings
SEC status approved since Jul 28, 2023
RAUM
$337M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$337M as of Mar 26, 2026
Mar 26, 2024$143M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 26, 20240 then
Employees (5.A)7 as of Mar 26, 2026
Mar 26, 20246 then
Private funds1 as of Mar 26, 2026
Mar 26, 20241 then
RAUM +38% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $337MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$337M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••••••• C•••••• F••• I• | Private Equity Fund | $143M | 30 | Oct 19, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••• Y••••• N•• · Managing Partnercontrolsince 12/2021 · owns 75% or more
- M••••••••• T•••••• T••••••• · Chief Financial Officercontrolsince 05/2022 · owns less than 5%
- S•••••• V••••• •••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- S••••••• A••• H•••• · Head Of Portfoliocontrolsince 06/2022 · owns less than 5%
Entity owners
- V•••••••• C•••••• P•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- V•••••••• C•••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Mar 27, 2025 to Mar 26, 2026
- Employees · 8 to 7Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $244M to $337MMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $244M to $337MMar 27, 2025 to Mar 26, 2026
- RAUM · $244M to $337MMar 27, 2025 to Mar 26, 2026
- Advisory employees · 4 to 6May 10, 2024 to Mar 27, 2025
- Employees · 6 to 8May 10, 2024 to Mar 27, 2025
- Financial planning clients · unset to May 10, 2024 to Mar 27, 2025
- HQ city · unset to May 10, 2024 to Mar 27, 2025
- HQ state · unset to May 10, 2024 to Mar 27, 2025
- Discretionary RAUM · $143M to $244MMay 10, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $143M to $244MMay 10, 2024 to Mar 27, 2025
- RAUM · $143M to $244MMay 10, 2024 to Mar 27, 2025
- Discretionary RAUM · $129M to $143MOct 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $129M to $143MOct 27, 2023 to Mar 26, 2024
- RAUM · $129M to $143MOct 27, 2023 to Mar 26, 2024
- Accounts · unset to 1.0Sep 7, 2023 to Oct 19, 2023
- Pooled vehicle clients · unset to 1.0Sep 7, 2023 to Oct 19, 2023
- Assets in custody · unset to 0.0Sep 7, 2023 to Oct 19, 2023
- Custody of client assets · false to trueSep 7, 2023 to Oct 19, 2023
- Private funds · unset to 1Sep 7, 2023 to Oct 19, 2023
- Discretionary RAUM · unset to 129283200.0Sep 7, 2023 to Oct 19, 2023
- Non-discretionary RAUM · unset to 0.0Sep 7, 2023 to Oct 19, 2023
- Pooled vehicle RAUM · unset to 129283200.0Sep 7, 2023 to Oct 19, 2023
- RAUM · unset to 129283200.0Sep 7, 2023 to Oct 19, 2023
- Employees · 7 to 6Dec 1, 2022 to Mar 1, 2023
- Advisory employees · 3 to 4Sep 12, 2022 to Dec 1, 2022
- Employees · 4 to 7Sep 12, 2022 to Dec 1, 2022
- Employees · 3 to 4Jan 21, 2022 to Sep 12, 2022
Signals
7 dated events
- V•••••••• C•••••• reported RAUM $244.5M, up 71% from $142.9M (2024-05-10 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- (Nmn) Vikas Sharma (Chief Compliance Officer) appeared on Schedule A of V•••••••• C••••••Sep 7, 2023 · Control person joined · fact
- Anne Caitlin Tolman (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of V•••••••• C•••••• (listed 2022-12-01, absent 2023-03-01)Mar 1, 2023 · Control person left · inference
- Anne Caitlin Tolman (Chief Operating Officer And Chief Compliance Officer) appeared on Schedule A of V•••••••• C••••••Dec 1, 2022 · Control person joined · fact
- Hulse Amy Sievert (Head Of Portfolio And Chief Compliance Officer) appeared on Schedule A of V•••••••• C••••••Sep 12, 2022 · Control person joined · fact
- T Trisha Mccullagh (Chief Financial Officer) appeared on Schedule A of V•••••••• C••••••Sep 12, 2022 · Control person joined · fact
- V•••••••• C•••••• filed its initial SEC registration (Form ADV)Jan 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/valspringreportedpublic record, Form ADV, Sep 19, 2026
- Website
- v••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-314-1177reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026