DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• A•••••••
Legal name T••••••• A•••••••• L••
Latest filing May 12, 2026
First filing on the tape Jun 25, 2024 · 7 filings
SEC status approved since Jul 25, 2024
RAUM
$481M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
9
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$481M as of May 12, 2026
Mar 31, 2025$371M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 31, 20250 then
Employees (5.A)9 as of May 12, 2026
Mar 31, 20259 then
Private funds9 as of May 12, 2026
Mar 31, 20258 then
RAUM +30% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$481M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••• F••• I•• L• | Private Equity Fund | $122M | 88 | Mar 31, 2022 |
| T••••••• F••• I• •••• L••• | Private Equity Fund | $89.3M | 55 | Jan 4, 2023 |
| T••••••• F••• I•• •••• L• | Private Equity Fund | $68.6M | 95 | Mar 27, 2024 |
| T••••••• F••• I••• L• | Private Equity Fund | $33.4M | 48 | Mar 27, 2024 |
| T••••••• F••• I• L•no longer reported | Private Equity Fund | $3.1M | 19 | Mar 31, 2022 |
| M••••• D•••••••• •••• L• | Private Equity Fund | $2.0M | 87 | Jun 25, 2024 |
| M••••• D••••••••• L• | Private Equity Fund | $942,079 | 48 | Jun 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••• D•••• E••• · Partnercontrolsince 10/2021 · owns less than 5%
- D••••• D•••••• F•••••• · Chief Compliance Officer, Partnercontrolsince 06/2017 · owns less than 5%
- H••••• D•••• C•••••• · Vice Presidentcontrolsince 06/2024 · owns less than 5%
- H••••• I••• P••••••• J•••• · Chairman & Ceocontrolsince 06/2017 · owns 75% or more
Related persons
Schedule D 7.A
- T••••••• F••• I• G•• L••pooled vehicle sponsorn
- T••••••• F••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
- Savannah, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 9Feb 23, 2026 to Mar 30, 2026
- Advisory employees · 9 to 8Feb 23, 2026 to Mar 30, 2026
- Pooled vehicle clients · 8 to 9Feb 23, 2026 to Mar 30, 2026
- Private funds · 8 to 9Feb 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $371M to $481MFeb 23, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $371M to $481MFeb 23, 2026 to Mar 30, 2026
- RAUM · $371M to $481MFeb 23, 2026 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 21, 2025
- Accounts · 6 to 8Jul 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 8Jul 1, 2024 to Mar 31, 2025
- Private funds · 6 to 8Jul 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $316M to $371MJul 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $316M to $371MJul 1, 2024 to Mar 31, 2025
- RAUM · $316M to $371MJul 1, 2024 to Mar 31, 2025
- Private funds · 12 to 6Jun 25, 2024 to Jul 1, 2024
Signals
2 dated events
- T••••••• A••••••• reported RAUM $480.9M, up 30% from $371.2M (2026-02-23 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- T••••••• A••••••• filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••••• A••••••• · Independent Sponsorsshared crd · capital_provider
- T••••••• A••••••• · Private Equityshared crd · organization
- T••••••• A••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- thurstongroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-255-0077reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026