DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

W••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered8 private funds· San Francisco, Californiawebsite

Asset manager (funds and pooled vehicles), based in San Francisco, California, reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.1B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 318443 · SEC 801-137063 · 1 filingsShow
CRD 318443SEC 801-137063First filing on the tape Jul 10, 2026, latest Jul 10, 2026SEC status approved since Aug 10, 2026IAPD
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $1.1B
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 18
Private funds: 8
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$132MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$768M, 9 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$768M for 9 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W••••• H••••••• I• L•Venture Capital Fund$525M55Apr 3, 2023
      W••••• V••••••• I• L•Venture Capital Fund$109M34Jan 6, 2022
      W••••• H••••••• I•• L•Venture Capital Fund$82.9M47Jul 10, 2026
      W••••• H••••••• M• C• S•• L•Venture Capital Fund$16.0M3Jul 10, 2026
      W••••• H••••••• I••• L•Venture Capital Fund$13.5M1Apr 3, 2023
      W••••• S••• I•• L•Venture Capital Fund$9.0M10Jul 10, 2026
      W• O••••••••• H••••••• L•Venture Capital Fund$5.0M17Jul 10, 2026
      W••••• B• S•• L••Venture Capital Fund$999,9901Jul 10, 2026
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      9 dated events
      • ••• Locked
        Jul 10, 2026 · private fund first reported · fact
      • ••• Locked
        Jul 10, 2026 · private fund first reported · fact
      • ••• Locked
        Jul 10, 2026 · private fund first reported · fact
      • ••• Locked
        Jul 10, 2026 · private fund first reported · fact
      • ••• Locked
        Jul 10, 2026 · private fund first reported · fact
      • ••• Locked
        Jul 10, 2026 · private fund gav change · fact
      • ••• Locked
        Jul 10, 2026 · ria principal change · fact
      • ••• Locked
        Jul 10, 2026 · ria private fund assets change · fact
      • ••• Locked
        Jul 10, 2026 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 10, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026