DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Swiss Re Insurance-Linked Strategies Inc.
Latest filing Aug 18, 2026
First filing on the tape Jun 14, 2022 · 21 filings
SEC status approved since Jul 14, 2022
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$4.9B as of Aug 18, 2026
Mar 17, 2023$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 18, 2026
Mar 17, 20230 then
Employees (5.A)21 as of Aug 18, 2026
Mar 17, 202314 then
Private funds4 as of Aug 18, 2026
Mar 17, 20231 then
RAUM +139% over the last fiscal year+66% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $982MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +139%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.9B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ils Classic Fund, A Segregated Account Of 1997 Fund Ltd | Other Private Fund | $2.0B | 1 | Jun 14, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Mariagiovanna Guatteri · Chief Executive Officer And Chief Investment Officercontrolsince 06/2022 · owns less than 5%
- Flavio Attila Kerenyi · Member Of Board Of Directorscontrolsince 06/2022 · owns less than 5%
- Thomas Matthew Manteufel · Chief Financial Officercontrolsince 11/2022 · owns less than 5%
- Claudia Martina Moosmann · Member Of Board Of Directorscontrolsince 06/2022 · owns less than 5%
- J III Anthony Peleckis · Chief Risk Officercontrolsince 06/2022 · owns less than 5%
- Loughridge Jennifer Reid · Member Of Board Of Directorscontrolsince 06/2022 · owns less than 5%
- Li Pinn Shereen Tan · Chief Legal Officercontrolsince 06/2024 · owns less than 5%
- Marie Karin Tirrell · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- Anne Leigh Weissman · Chief Operating Officercontrolsince 06/2022 · owns less than 5%
Entity owners
- Swiss Re America Holding Corporation · Direct Ownerdirect · owns 75% or more
- Swiss Re Ltd · Shareholderindirect · owns 75% or more of Swiss Reinsurance Company Ltd
- Swiss Re Reinsurance Holding Company Ltd · Shareholderindirect · owns 75% or more of Swiss Re America Holding Corporation
- Swiss Reinsurance Company Ltd · Shareholderindirect · owns 75% or more of Swiss Re Reinsurance Holding Company Ltd
Related persons
Schedule D 7.A
- Swiss Re Capital Markets Corporationbroker-dealern
- Swiss Re Capital Markets Europe S.A.broker-dealern
- Swiss Re Capital Markets Limitedbroker-dealern
- Swiss Re Insurance-Linked Investment Management Ltdinvestment advisern
- Swiss Reinsurance Company Ltdreal estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 12, 2026RAUM (Item 5.F) moved from $2,055,572,392 to $4,907,696,083 (+139.0%) between the annual amendments of 2025-02-25 and 2026-03-12; the peer median change was +11.0% (1368 comparable advisers, 96.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 96% percentile
What changed
consecutive filings, newest first
- Business name · SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION to SWISS RE INSURANCE-LINKED STRATEGIES INC.Jun 26, 2026 to Aug 18, 2026
- Legal name · SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION to SWISS RE INSURANCE-LINKED STRATEGIES INC.Mar 12, 2026 to Jun 26, 2026
- Assets in custody · $4.9B to $4.9BJan 15, 2026 to Mar 12, 2026
- Employees · 20 to 21Jan 15, 2026 to Mar 12, 2026
- Discretionary RAUM · $4.9B to $4.9BJan 15, 2026 to Mar 12, 2026
- Pooled vehicle RAUM · $4.9B to $4.9BJan 15, 2026 to Mar 12, 2026
- RAUM · $4.9B to $4.9BJan 15, 2026 to Mar 12, 2026
- Accounts · 3 to 5Oct 10, 2025 to Jan 15, 2026
- Advisory employees · 6 to 8Oct 10, 2025 to Jan 15, 2026
- BD registered reps · 4 to 2Oct 10, 2025 to Jan 15, 2026
- Pooled vehicle clients · 3 to 5Oct 10, 2025 to Jan 15, 2026
- Assets in custody · $2.0B to $4.9BOct 10, 2025 to Jan 15, 2026
- Private funds · 2 to 4Oct 10, 2025 to Jan 15, 2026
- Discretionary RAUM · $3.6B to $4.9BOct 10, 2025 to Jan 15, 2026
- Pooled vehicle RAUM · $3.6B to $4.9BOct 10, 2025 to Jan 15, 2026
- RAUM · $3.6B to $4.9BOct 10, 2025 to Jan 15, 2026
- Accounts · 2 to 3Jun 6, 2025 to Oct 10, 2025
- Advisory employees · 4 to 6Jun 6, 2025 to Oct 10, 2025
- Assets in custody · $2.0B to $2.0BJun 6, 2025 to Oct 10, 2025
- Employees · 19 to 20Jun 6, 2025 to Oct 10, 2025
- Private funds · 1 to 2Jun 6, 2025 to Oct 10, 2025
- Discretionary RAUM · $3.6B to $3.6BJun 6, 2025 to Oct 10, 2025
- Pooled vehicle RAUM · $3.6B to $3.6BJun 6, 2025 to Oct 10, 2025
- RAUM · $3.6B to $3.6BJun 6, 2025 to Oct 10, 2025
- Accounts · 1 to 2Feb 25, 2025 to Jun 6, 2025
- Pooled vehicle clients · 1 to 3Feb 25, 2025 to Jun 6, 2025
- Assets in custody · $2.0B to $2.0BFeb 25, 2025 to Jun 6, 2025
- Financial planning clients · unset to Feb 25, 2025 to Jun 6, 2025
- Discretionary RAUM · $2.1B to $3.6BFeb 25, 2025 to Jun 6, 2025
- Pooled vehicle RAUM · $2.1B to $3.6BFeb 25, 2025 to Jun 6, 2025
- RAUM · $2.1B to $3.6BFeb 25, 2025 to Jun 6, 2025
- BD registered reps · 2 to 4Aug 20, 2024 to Feb 25, 2025
- Assets in custody · $1.9B to $2.0BAug 20, 2024 to Feb 25, 2025
- Employees · 14 to 19Aug 20, 2024 to Feb 25, 2025
- Discretionary RAUM · $1.7B to $2.1BAug 20, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $1.7B to $2.1BAug 20, 2024 to Feb 25, 2025
- RAUM · $1.7B to $2.1BAug 20, 2024 to Feb 25, 2025
- Assets in custody · $1.7B to $1.9BApr 15, 2024 to Jul 26, 2024
- Discretionary RAUM · $1.5B to $1.7BApr 15, 2024 to Jul 26, 2024
- Pooled vehicle RAUM · $1.5B to $1.7BApr 15, 2024 to Jul 26, 2024
Signals
9 dated events
- Swiss Re Insurance-Linked Strategies Inc. reported RAUM $4.9B, up 34% from $3.6B (2025-10-10 to 2026-01-15)Jan 15, 2026 · RAUM change · derived
- Swiss Re Insurance-Linked Strategies Inc. reported RAUM $3.6B, up 75% from $2.1B (2025-02-25 to 2025-06-06)Jun 6, 2025 · RAUM change · derived
- Li Pinn Shereen Tan (Chief Legal Officer) appeared on Schedule A of Swiss Re Insurance-Linked Strategies Inc.Jul 26, 2024 · Control person joined · fact
- Swiss Re Insurance-Linked Strategies Inc. reported RAUM $1.4B, up 28% from $1.1B (2023-04-10 to 2023-08-30)Aug 30, 2023 · RAUM change · derived
- Christopher Kenneth Bibko (Chief Compliance Officer) no longer on Schedule A of Swiss Re Insurance-Linked Strategies Inc. (listed 2023-01-12, absent 2023-03-17)Mar 17, 2023 · Control person left · inference
- Marie Karin Tirrell (Chief Compliance Officer) appeared on Schedule A of Swiss Re Insurance-Linked Strategies Inc.Mar 17, 2023 · Control person joined · fact
- Allen Jason Croghan (Chief Financial Officer) no longer on Schedule A of Swiss Re Insurance-Linked Strategies Inc. (listed 2022-06-14, absent 2023-01-12)Jan 12, 2023 · Control person left · inference
- Thomas Matthew Manteufel (Chief Financial Officer) appeared on Schedule A of Swiss Re Insurance-Linked Strategies Inc.Jan 12, 2023 · Control person joined · fact
- Swiss Re Insurance-Linked Investment Advisors Corporation filed its initial SEC registration (Form ADV)Jun 14, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Swiss Re Insurance-Linked Investment Advisors Corporation · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- swissre.com/our-business/alternative-capital-partners/insurareportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 12123175151reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026