DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Statesman Capital

Former SEC-registered adviserAustin, TexasCRD 318853SEC 801-126035IAPD
Legal name Statesman Capital, LLC
Latest filing Jun 6, 2022
First filing on the tape Jun 6, 2022 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 2
Private funds: no history
Practice profile
derived from the filing of Jun 6, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Matthew Jonathan Kaplan · Directorcontrol
        since 02/2022 · owns less than 5%
      • Joseph William Mirshak · Chief Executive Officer, Chief Investment Officer, Chief Compliance Officercontrol
        since 02/2022 · owns less than 5%
      • Dean Eric Siegel · Chief Financial Officercontrol
        since 02/2022 · owns less than 5%
      • Stephan Joshua Friedman · Member / Manager And Trusteecontrol
        since 12/2018 · owns 50% to 75% of Pumada LLC
      • Ralph Mitchell Julis · Member / Manager And Trusteecontrol
        since 12/2018 · owns 50% to 75% of Soldiers Field Park Products, LLC
      • Joseph William Mirshak · Managing Membercontrol
        since 02/2022 · owns 75% or more of Llano Statesman LLC
      • Cari Beth Friedman · Trustee
        since 05/1998 · owns F of Joshua And Beth Friedman Trust
      • Joleen Linda Julis · Trustee
        since 12/2018 · owns F of Mitchell And Linda Joleen Trust
      Entity owners
      • Canyon Statesman LLC · Member
        direct · owns 25% to 50%
      • Llano Statesman LLC · Member
        direct · owns 50% to 75%
      • Canyon Partners LLC · Member
        indirect · owns 75% or more of Canyon Statesman LLC
      • Fcp Asset Holdings LLC · Owner
        indirect · owns 50% to 75% of Canyon Partners LLC
      • Ionnina And Arta Investments LLC · Owner
        indirect · owns 50% to 75% of Canyon Partners LLC
      • Pumada LLC · Manager And Member
        indirect · owns F of Fcp Asset Holdings LLC
      • Soldiers Field Park Products, LLC · Manager And Member
        indirect · owns F of Ionnina And Arta Investments LLC
      • Joshua And Beth Friedman Trust · Member
        indirect · owns 50% to 75% of Fcp Asset Holdings LLC
      • Mitchell And Linda Joleen Trust · Member
        indirect · owns 50% to 75% of Ionnina And Arta Investments LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • Statesman Capital filed its initial SEC registration (Form ADV)
        Jun 6, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026