DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• P••••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Oct 21, 2022 · 11 filings
SEC status approved since Nov 17, 2022
RAUM
$149M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$149M as of Mar 27, 2026
Mar 30, 2023$113M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20230 then
Employees (5.A)3 as of Mar 27, 2026
Mar 30, 20232 then
Private funds: 1
RAUM +2.7% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $149MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$149M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• A••••• A••••••• · Chief Operating Officercontrolsince 05/2022 · owns less than 5%
- S•••••• M••••••• R••••• · Chief Executive Officercontrolsince 06/2024 · owns less than 5%
- M•••••••• G••••••• W•••• · Chief Compliance Officersince 02/2022 · owns less than 5%
Entity owners
- N•••••• N•••• A•••••• L•• · Sole Memberdirect · owns 75% or more
- B••• · Ownerindirect · owns 75% or more of Natixis S.A.
- N•••••• S••• · Memberindirect · owns 75% or more of Natixis North America LLC
Related persons
Schedule D 7.A
- N•••••• S•••broker-dealerCPO or CTAy
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Mar 27, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (50 comparable advisers, 100.0th percentile, 5.4 robust deviations)peers: other advisers, $100M to $500M (50) · 100% percentile
- low discretionary shareStatic outlier · filing Mar 27, 2026discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $100M to $500M (212) · 0.0% percentile
- business activity changedChange between filings · filing Mar 27, 2026advises private funds (Item 7.B): no on the filing of 2026-02-27, yes on the filing of 2026-03-27peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Feb 27, 2026 to Mar 27, 2026
- Employees · 2 to 3Feb 27, 2026 to Mar 27, 2026
- Private funds · unset to 1Feb 27, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $145M to $149MFeb 27, 2026 to Mar 27, 2026
- RAUM · $145M to $149MFeb 27, 2026 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 24, 2025
- BD registered reps · 0 to 1Jul 16, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $109M to $145MJul 16, 2024 to Mar 27, 2025
- RAUM · $109M to $145MJul 16, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $113M to $109MMar 30, 2023 to Mar 25, 2024
- RAUM · $113M to $109MMar 30, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $113M to $113MJan 30, 2023 to Mar 30, 2023
- RAUM · $113M to $113MJan 30, 2023 to Mar 30, 2023
- Accounts · 0 to 1Oct 24, 2022 to Jan 30, 2023
- Non-discretionary RAUM · $0 to $113MOct 24, 2022 to Jan 30, 2023
- RAUM · $0 to $113MOct 24, 2022 to Jan 30, 2023
Signals
3 dated events
- Robert Michael Sierko (Chief Executive Officer) appeared on Schedule A of Chamonix Partners Capital Management LlcJul 16, 2024 · Control person joined · fact
- Francis Joseph Falcone (Chiefexecutiveofficer) no longer on Schedule A of Chamonix Partners Capital Management Llc (listed 2024-03-25, absent 2024-07-16)Jul 16, 2024 · Control person left · inference
- Chamonix Partners Capital Management Llc filed its initial SEC registration (Form ADV)Oct 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- chamonixpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-891-6215reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026