DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• C•••••• P•••••••• L••
Latest filing Jun 22, 2026
First filing on the tape Apr 7, 2022 · 8 filings
SEC status approved since May 10, 2022
RAUM
$5.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$5.0B as of Jun 22, 2026
Jun 29, 2023$2.9B then
HNW client RAUM$0 as of Apr 8, 2026
Jun 29, 2023$0 then
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Jun 29, 20230 then
Employees (5.A)13 as of Jun 22, 2026
Jun 29, 202310 then
Private funds10 as of Jun 22, 2026
Jun 29, 20234 then
RAUM +40% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $504MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••• G••••• I••• M••••• F••• | Private Equity Fund | $3.0B | 1 | Aug 26, 2022 |
| R••••• G••••• I••• M•• P•••••• D••• M••••• F••• | Other Private Fund | $203M | 1 | Jun 21, 2024 |
| R••••• G••••• I••• M•• M••••• F••• | Private Equity Fund | $187M | 1 | Aug 26, 2022 |
| R••••• G••••• I••• M•• I••••• M••••• F••• | Private Equity Fund | $90.8M | 1 | Aug 26, 2022 |
| R••••• G••••• I••• M•• P•••••• D••• M••••• F••• | Other Private Fund | $50.6M | 1 | Jun 21, 2024 |
| R••••• G••••• I••• A• I••••• M••••• F••• | Private Equity Fund | $30.2M | 1 | Jun 21, 2024 |
| R••••• G••••• I••• M•• I••••• M••••• F••• | Private Equity Fund | $15.1M | 1 | Jun 21, 2024 |
| R••••• G••••• I••• M•• I••••• M••••• F••• | Private Equity Fund | $15.1M | 1 | Aug 26, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• D••••• S••••• · Directorcontrolsince 01/2022 · owns less than 5%
- F••••••••• N••••• •••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- K•••••••• K•••• •••• · Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- O••• T••••••••• •••• · Directorcontrolsince 04/2023 · owns less than 5%
- S•••••• Y••••••••• •••• · Directorcontrolsince 04/2023 · owns less than 5%
- A••••• K••••••• •••• · Outside Audit & Supervisory Board Membercontrolsince 06/2018 · owns F of M••••• S••••••• I•••••••• C••• L•••
- A•••• M•••••• •••• · Outside Audit & Supervisory Board Membercontrolsince 06/2022 · owns F of M••••• S••••••• I•••••••• C••• L•••
- F•••••••• S••••••••• •••• · Representative Director/President/Chief Executive Officercontrolsince 04/2021 · owns F of M••••• S••••••• I•••••••• C••• L•••
- H•••• N•••••••• •••• · Representative Director/Chairman Of The Boardcontrolsince 04/2021 · owns F of M••••• S••••••• I•••••••• C••• L•••
- H•••••••• T•••••• •••• · Director/Managing Executive Officercontrolsince 04/2022 · owns F of M••••• S••••••• I•••••••• C••• L•••
- I•••••• N••••• •••• · Director/ Managing Executive Officercontrolsince 04/2023 · owns F of M••••• S••••••• I•••••••• C••• L•••
- I••••• A•••••• •••• · Outside Directorcontrolsince 06/2021 · owns F of M••••• S••••••• I•••••••• C••• L•••
- I••• T•••••••• •••• · Outside Drectorcontrolsince 06/2022 · owns F of M••••• S••••••• I•••••••• C••• L•••
- K•••••• T•••••• •••• · Director/Senior Executive Officercontrolsince 04/2020 · owns F of M••••• S••••••• I•••••••• C••• L•••
- K•••••• H••••••• •••• · Outside Directorcontrolsince 06/2018 · owns F of M••••• S••••••• I•••••••• C••• L•••
- K••••••••• K•••••••• •••• · Audit & Supervisory Board Membercontrolsince 06/2022 · owns F of M••••• S••••••• I•••••••• C••• L•••
- K•••••• G••• •••• · Audit & Supervisory Board Membercontrolsince 06/2020 · owns F of M••••• S••••••• I•••••••• C••• L•••
- K•••• S•••••• •••• · Director/Senior Executive Officercontrolsince 04/2023 · owns F of M••••• S••••••• I•••••••• C••• L•••
- S••••••• T•••••••• •••• · Director/Executive Vice Presidentcontrolsince 04/2023 · owns F of M••••• S••••••• I•••••••• C••• L•••
- S•••••• A••••• •••• · Outside Audit & Supervisory Board Membercontrolsince 06/2021 · owns F of M••••• S••••••• I•••••••• C••• L•••
- T•••••••• C••••••• •••• · Outside Directorcontrolsince 06/2023 · owns F of M••••• S••••••• I•••••••• C••• L•••
- T•••••• H•••••••• •••• · Audit & Supervisory Board Membercontrolsince 06/2022 · owns F of M••••• S••••••• I•••••••• C••• L•••
- T••••••••• H••••••• •••• · Director/Senior Executive Officercontrolsince 04/2023 · owns F of M••••• S••••••• I•••••••• C••• L•••
- V•• U•• Z• L••••••••• J•••••• A••• P••• I• · Beneficiarycontrolsince 01/1970 · owns F of P••••• O• L••••••••• F•••••••••
- T••••••• M•••••• •••• · Chief Investment Officersince 01/2022 · owns less than 5%
Entity owners
- L•• C•••••• P••••••• •••• I••• · Memberdirect · owns 10% to 25%
- M••••• S••••••• I•••••••• C••• L••• · Managing Memberdirect · owns 75% or more
- L•• C•••••• P••••••• L•• · Shareholderindirect · owns 75% or more of L•• C•••••• P••••••• •••• I•••
- L•• G•••• F••••••••• · Shareholderindirect · owns 75% or more of L•• G•••• H•••••• L•••
- L•• G•••• H•••••• L••• · Shareholderindirect · owns 75% or more of L•• U• H••••••• L•••
- L•• H•••••• D•••••• A•• · Shareholderindirect · owns 75% or more of L•• C•••••• P••••••• L••
- L•• U• H••••••• L••• · Shareholderindirect · owns 75% or more of L•• H•••••• D•••••• A••
- M•••• I•••••••• G•••• H•••••••• I••• · Shareholderindirect · owns 75% or more of M••••• S••••••• I•••••••• C••• L•••
- P••••• O• L••••••••• F••••••••• · Beneficiaryindirect · owns F of L•• G•••• F•••••••••
Related persons
Schedule D 7.A
- C••••••••• S•••• C•• R••• E••••• F••• I• G•• L••pooled vehicle sponsorn
- C•••• S•••• C•• R••• E••••• F••• I• G•• L••pooled vehicle sponsorn
- F•••• G•• L••n
- L•••• G• L••n
- L•• C•••••• P••••••• ••••••••• L•••investment advisern
- L•• C•••••• P••••••• •••••••• L••••••investment adviserbankpooled vehicle sponsorn
- L•• C•••••• P••••••• •••••• C•• L•••investment advisern
- L•• C•••••• P••••••• •••• I•••investment adviserbankyRAUM $60B
- L•• C•••••• P••••••• L••investment adviserbanky
- M••••• S••••••• I•••••••• C••• L•••real estatey
- S•• G•• L••n
Advisers that list M•• C•••••• P•••••••• L•• as a related person
- 160437 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 22, 2026discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $5B to $20B (684) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory activities · 2 to 1Apr 8, 2026 to Jun 22, 2026
- HNW RAUM · 0.0 to unsetApr 8, 2026 to Jun 22, 2026
- Individual RAUM · 0.0 to unsetApr 8, 2026 to Jun 22, 2026
- Non-discretionary RAUM · $4.6B to $5.0BApr 8, 2026 to Jun 22, 2026
- Pension RAUM · 0.0 to unsetApr 8, 2026 to Jun 22, 2026
- Pooled vehicle RAUM · $4.6B to $5.0BApr 8, 2026 to Jun 22, 2026
- RAUM · $4.6B to $5.0BApr 8, 2026 to Jun 22, 2026
- Accounts · 8 to 10Jun 21, 2024 to Jun 24, 2025
- Pooled vehicle clients · 8 to 10Jun 21, 2024 to Jun 24, 2025
- Employees · 12 to 13Jun 21, 2024 to Jun 24, 2025
- Financial planning clients · unset to Jun 21, 2024 to Jun 24, 2025
- Private funds · 8 to 10Jun 21, 2024 to Jun 24, 2025
- Non-discretionary RAUM · $3.6B to $4.6BJun 21, 2024 to Jun 24, 2025
- Pooled vehicle RAUM · $3.6B to $4.6BJun 21, 2024 to Jun 24, 2025
- RAUM · $3.6B to $4.6BJun 21, 2024 to Jun 24, 2025
- Accounts · 4 to 8Jun 29, 2023 to Jun 21, 2024
- Advisory employees · 10 to 12Jun 29, 2023 to Jun 21, 2024
- Pooled vehicle clients · 4 to 8Jun 29, 2023 to Jun 21, 2024
- Employees · 10 to 12Jun 29, 2023 to Jun 21, 2024
- Private funds · 4 to 8Jun 29, 2023 to Jun 21, 2024
- Non-discretionary RAUM · $2.9B to $3.6BJun 29, 2023 to Jun 21, 2024
- Pooled vehicle RAUM · $2.9B to $3.6BJun 29, 2023 to Jun 21, 2024
- RAUM · $2.9B to $3.6BJun 29, 2023 to Jun 21, 2024
- Related broker-dealer · true to falseJun 29, 2023 to Jun 21, 2024
- Advisory employees · 6 to 10Apr 13, 2023 to Jun 29, 2023
- Employees · 6 to 10Apr 13, 2023 to Jun 29, 2023
- Non-discretionary RAUM · $2.7B to $2.9BApr 13, 2023 to Jun 29, 2023
- Pooled vehicle RAUM · $2.7B to $2.9BApr 13, 2023 to Jun 29, 2023
- RAUM · $2.7B to $2.9BApr 13, 2023 to Jun 29, 2023
- Advisory activities · 1 to 2Aug 26, 2022 to Apr 13, 2023
- Accounts · unset to 4.0Apr 7, 2022 to Aug 26, 2022
- Pooled vehicle clients · unset to 4.0Apr 7, 2022 to Aug 26, 2022
- Private funds · unset to 4Apr 7, 2022 to Aug 26, 2022
- Discretionary RAUM · unset to 0.0Apr 7, 2022 to Aug 26, 2022
- Non-discretionary RAUM · unset to 2693289800.0Apr 7, 2022 to Aug 26, 2022
- Pooled vehicle RAUM · $0 to $2.7BApr 7, 2022 to Aug 26, 2022
- RAUM · unset to 2693289800.0Apr 7, 2022 to Aug 26, 2022
Signals
20 dated events
- M•• C•••••• P•••••••• L•• reported RAUM $4.6B, up 27% from $3.6B (2024-06-21 to 2025-06-24)Jun 24, 2025 · RAUM change · derived
- (Nmn) Akiko Yuge (Outside Director) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-06-29, absent 2024-06-21)Jun 21, 2024 · Control person left · inference
- (Nmn) Hideyuki Tanaka (Audit & Supervisory Board Member) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Kazuhisa Kishikage (Audit & Supervisory Board Member) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Yoshihiko Samoto (Director) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Norio Furuhashi (Chief Compliance Officer) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Hiroshi Tatematsu (Director/Senior Executive Officer) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Naoki Iguchi (Director/ Managing Executive Officer) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Tomonori Ito (Outside Drector) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Makoto Ando (Outside Audit & Supervisory Board Member) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Chiharu Takakura (Outside Director) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- (Nmn) Tetsuhiko Ono (Director) appeared on Schedule A of M•• C•••••• P•••••••• L••Jun 29, 2023 · Control person joined · fact
- Nobusuke Yamaoka (Director) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Hajime Yamagata (Director) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Masahito Fukuda (Director/Executive Vice President) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Masashi Ippongi (Director/Managing Executive Officer) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Yasufumi Aoi (Audit & Supervisory Board Member) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Tsukasa Kuribayashi (Audit & Supervisory Board Member) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Shigeru Nishiyama (Outside Audit & Supervisory Board Member) no longer on Schedule A of M•• C•••••• P•••••••• L•• (listed 2023-04-13, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- M•• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M•• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-336-0650reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026