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RIA Intelligence

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F•••••• A••••••• L••

Independent wealth managerSEC-registered· Austin, Texaswebsite

Independent wealth manager, based in Austin, Texas, reporting $888,512 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$888,512
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+1266%
Form ADV, consecutive annual filings
Private clients
100% of RAUM, $888,512
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 319004 · SEC 801-125725 · 21 filingsShow
CRD 319004SEC 801-125725First filing on the tape Apr 22, 2022, latest Jul 31, 2026SEC status approved since Aug 15, 2023IAPD
RAUM
$888,512
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$888,512 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$888,512 as of Jul 31, 2026
Mar 30, 2024$0 then
HNW client RAUM$26,096 as of Jul 31, 2026
Mar 30, 2024$0 then
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 30, 20240 then
Employees (5.A)3 as of Jul 31, 2026
Mar 30, 20243 then
Private funds: no history
RAUM +1266% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$202derivedHNW RAUM over HNW clients
Average account
$95derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1266%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+170%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$888,512, 9,393 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$862,41697%
  • High-net-worth individuals$26,0962.9%
Individual clients
9,265reported
HNW clients
129reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9,393reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$888,512 for 9,393 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• J••••• · Chief Executive Officer, Founder, And Chief Compliance Officercontrol
        since 01/2022 · owns less than 5%
      • C••••••••• J••••• · Chief Executive Officer & Foundercontrol
        since 02/2022 · owns 50% to 75% of F•••••• I•••
      Entity owners
      • F•••••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • client count surgeChange between filings · filing Mar 31, 2026
        individual and HNW clients (Item 5.D) moved from 3,485.0 to 9,394.0 (+170.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (119 comparable advisers, 97.0th percentile of changes)
        peers: independent wealth managers, under $100M (119) · 97% percentile
      • account count surgeChange between filings · filing Mar 31, 2026
        accounts (Item 5.F.2.f) moved from 3,485.0 to 9,393.0 (+170.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (133 comparable advisers, 96.0th percentile of changes)
        peers: independent wealth managers, under $100M (133) · 96% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 3
        Mar 31, 2026 to Jul 31, 2026
      • Employees · 6 to 3
        Mar 31, 2026 to Jul 31, 2026
      • Accounts · 3,485 to 9,393
        Nov 21, 2025 to Mar 31, 2026
      • Advisory employees · 3 to 6
        Nov 21, 2025 to Mar 31, 2026
      • HNW clients · 0 to 129
        Nov 21, 2025 to Mar 31, 2026
      • Individual clients · 3,485 to 9,265
        Nov 21, 2025 to Mar 31, 2026
      • Assets in custody · $65,051 to $888,512
        Nov 21, 2025 to Mar 31, 2026
      • Employees · 3 to 6
        Nov 21, 2025 to Mar 31, 2026
      • Discretionary RAUM · $65,051 to $888,512
        Nov 21, 2025 to Mar 31, 2026
      • HNW RAUM · $0 to $26,096
        Nov 21, 2025 to Mar 31, 2026
      • Individual RAUM · $65,051 to $862,416
        Nov 21, 2025 to Mar 31, 2026
      • RAUM · $65,051 to $888,512
        Nov 21, 2025 to Mar 31, 2026
      • Advisory activities · 2 to 3
        Mar 31, 2025 to Nov 21, 2025
      • Related broker-dealer · false to true
        Mar 31, 2025 to Nov 21, 2025
      • Accounts · 0 to 3,485
        Feb 3, 2025 to Mar 31, 2025
      • Individual clients · 0 to 3,485
        Feb 3, 2025 to Mar 31, 2025
      • Assets in custody · $0 to $65,051
        Feb 3, 2025 to Mar 31, 2025
      • Financial planning clients · unset to
        Feb 3, 2025 to Mar 31, 2025
      • Discretionary RAUM · $0 to $65,051
        Feb 3, 2025 to Mar 31, 2025
      • Individual RAUM · $0 to $65,051
        Feb 3, 2025 to Mar 31, 2025
      • RAUM · $0 to $65,051
        Feb 3, 2025 to Mar 31, 2025
      • Assets in custody · unset to 0.0
        Mar 30, 2024 to May 6, 2024
      • Custody of client assets · false to true
        Mar 30, 2024 to May 6, 2024
      • Advisory employees · 1 to 3
        Aug 10, 2023 to Mar 30, 2024
      • Employees · 1 to 3
        Aug 10, 2023 to Mar 30, 2024
      • Wrap assets (manager) · 0.0 to unset
        Apr 6, 2023 to Jun 22, 2023
      • Wrap assets (sponsor) · 0.0 to unset
        Apr 6, 2023 to Jun 22, 2023
      • Advisory employees · 4 to 1
        Apr 22, 2022 to Apr 6, 2023
      • Advisory activities · 4 to 2
        Apr 22, 2022 to Apr 6, 2023
      • Charity clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Corporate clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • HNW clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Individual clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Pension plan clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Pooled vehicle clients · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Employees · 15 to 1
        Apr 22, 2022 to Apr 6, 2023
      • Financial planning clients · 0 to unset
        Apr 22, 2022 to Apr 6, 2023
      • HNW RAUM · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Individual RAUM · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      • Pension RAUM · unset to 0.0
        Apr 22, 2022 to Apr 6, 2023
      Signals
      1 dated events
      • ••• Locked
        Apr 22, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jul 31, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 31, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026